person · Reporting owner

Ciporin Daniel T

Disclosed activity across 2 companies

Tapewire entity: 111921
SEC CIK: 0001295750

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Happen, Inc.LC · Entity 4526	Director	May 28, 2020	June 02, 2020
Home Plate Acquisition CorpHPLT · Entity 111919	Director · Chief Executive Officer · 10% owner	March 30, 2023	June 26, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Happen, Inc.

Report date May 28, 2020 · Filed June 02, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	25,952	Reported balance After 2020-05-28 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2020-05-28 · Grant · Acquired 25,952 · Balance 25,952 F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 28, 2020, subject to continued service through each vesting date.
Common StockSEC Table I · non-derivative	Direct	2,518	Reported balance Holding disclosure · report date 2020-05-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,518 F2: Represents the unvested portion of a previously granted non-employee director equity award of RSUs made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.
Common StockSEC Table I · non-derivative	Direct	231,737	Reported balance Holding disclosure · report date 2020-05-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 231,737 F3: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.
Common StockSEC Table I · non-derivative	IndirectBy Jill Ciporin, Trustee Of Daniel Ciporin 2014 Family Trust	9,654	Reported balance Holding disclosure · report date 2020-05-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 9,654 F3: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F4: The shares are held of record by Jill Ciporin, Trustee of Daniel Ciporin 2014 Family Trust. The Reporting Person's spouse is a trustee of the trust and the Reporting Person shares investment power over the shares held by the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 28, 2020, subject to continued service through each vesting date.

F2: Represents the unvested portion of a previously granted non-employee director equity award of RSUs made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split.

F4: The shares are held of record by Jill Ciporin, Trustee of Daniel Ciporin 2014 Family Trust. The Reporting Person's spouse is a trustee of the trust and the Reporting Person shares investment power over the shares held by the trust.

Home Plate Acquisition Corp

Report date March 30, 2023 · Filed June 26, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote	3,550,000	Reported balance After 2023-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-30 · Conversion · Acquired 3,550,000 · Balance 3,550,000 F3: The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.
Class B Common StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-03-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-03-30 · Conversion · Disposed 3,550,000 · Balance 0 F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock. F2: The number of shares of Class B Common Stock gives effect to the forfeiture of 750,000 shares of Class B Common Stock by the Reporting Person, with effect as of November 13, 2021, as a result of the underwriters in the issuer's initial public offering not exercising the over-allotment option in full or in part.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock.

F2: The number of shares of Class B Common Stock gives effect to the forfeiture of 750,000 shares of Class B Common Stock by the Reporting Person, with effect as of November 13, 2021, as a result of the underwriters in the issuer's initial public offering not exercising the over-allotment option in full or in part.

F3: The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 30, 2023 Filed Jun 26, 2023 18:57 UTC	Home Plate Acquisition Corp HPLT · Entity 111919	ConversionClass B Common Stock · Derivative	3,550,000	$0.00	$0.00	Disclosure SEC source: 0001140361-23-031506 · form4.xml · derivative · entry 2 Ciporin Daniel T · CIK 0001295750 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,550,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock. F2 · shares: The number of shares of Class B Common Stock gives effect to the forfeiture of 750,000 shares of Class B Common Stock by the Reporting Person, with effect as of November 13, 2021, as a result of the underwriters in the issuer's initial public offering not exercising the over-allotment option in full or in part. F1 · derivative.exercise_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock. F1 · derivative.expiration_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the issuer are convertible into an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the issuer and have no expiration date. On March 30, 2023, the Reporting Person elected to convert 3,550,000 shares of Class B Common Stock into shares of Class A Common Stock. Read SEC document
March 30, 2023 Filed Jun 26, 2023 18:57 UTC	Home Plate Acquisition Corp HPLT · Entity 111919	ConversionClass A Common Stock	3,550,000	$0.00	$0.00	Disclosure SEC source: 0001140361-23-031506 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,550,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein. F3 · ownership.nature: The shares are held directly by Home Plate Sponsor LLC, the sponsor of the issuer (the "Sponsor"). The Reporting Person indirectly controls the Sponsor, and may be deemed to beneficially own the securities held by the Sponsor. The Reporting Person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2020 Filed Jun 2, 2020 01:05 UTC	Happen, Inc. LC · Entity 4526	GrantCommon Stock	25,952	$0.00	$0.00	Disclosure SEC source: 0001127602-20-018308 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 28, 2020, subject to continued service through each vesting date. Read SEC document
June 05, 2019 Filed Jun 8, 2019 00:44 UTC	Happen, Inc. LC · Entity 4526	GrantCommon Stock	50,336	$0.00	$0.00	Disclosure SEC source: 0001127602-19-021177 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,336 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 5, 2019, subject to continued service through each vesting date. Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:51 UTC	Happen, Inc. LC · Entity 4526	GrantCommon Stock	60,791	$0.00	$0.00	Disclosure SEC source: 0001127602-18-019832 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,791 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date. Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:57 UTC	Happen, Inc. LC · Entity 4526	PurchaseCommon Stock	10,000	$3.73	$37,300.00	Disclosure SEC source: 0001127602-18-010207 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,809 Read SEC document
August 17, 2017 Filed Aug 18, 2017 21:00 UTC	Happen, Inc. LC · Entity 4526	PurchaseCommon Stock	10,000	$5.92	$59,169.00	Disclosure SEC source: 0001127602-17-026047 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,809 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.91 to $5.9188. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 06, 2017 Filed Jun 8, 2017 23:50 UTC	Happen, Inc. LC · Entity 4526	GrantCommon Stock	35,336	$0.00	$0.00	Disclosure SEC source: 0001127602-17-021000 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336 F1 · shares: Represents the annual equity award of restricted stock units to each non-employee director pursuant to the approved non-employee director compensation plan. The award is made under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest as to 25% of the total shares quarterly, over a one-year period, beginning on June 6, 2017, subject to continued service through each vesting date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.