Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date May 12, 2020 · Filed May 14, 2020
Section 16 reporting ended · disclosed 2020-05-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 17, 2020 01:17 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 20,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010956 · form4.xml · derivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,384 Underlying: Common Stock · 20,384 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2019/2020. The RSUs will vest as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:30 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 184,741 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008405 · form4.xml · derivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,741 Underlying: Common Stock · 184,741 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 9 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,857 Underlying: Common Stock · 7,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 8 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,628 Underlying: Common Stock · 9,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,085 Underlying: Common Stock · 13,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,943 | $11.87 | $46,803.41 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,791 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,912 | $11.87 | $58,305.44 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,246 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,065 | $11.13 | $78,633.45 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,830 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008192 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · derivative · entry 9 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,345 Underlying: Common Stock · 7,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · derivative · entry 8 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,956 Underlying: Common Stock · 9,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,502 Underlying: Common Stock · 13,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,943 | $13.08 | $51,574.44 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,478 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,912 | $13.08 | $64,248.96 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,933 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,065 | $13.59 | $96,013.35 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,517 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:52 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033821 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · derivative · entry 9 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,833 Underlying: Common Stock · 7,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · derivative · entry 8 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,284 Underlying: Common Stock · 9,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,919 Underlying: Common Stock · 13,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,943 | $13.06 | $51,495.58 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,165 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,912 | $13.06 | $64,150.72 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,620 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,065 | $13.06 | $92,268.90 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,203 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 22:05 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027472 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 21:57 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 14,000 | $13.92 | $194,926.20 |
DisclosureSEC source: 0001127602-19-026804 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,851 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.88 to $13.93. The reported amount represents the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 37,440 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · derivative · entry 9 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,602 Underlying: Common Stock · 37,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · derivative · entry 8 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,060 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,085 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,673 Underlying: Common Stock · 67,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,713 | $3.09 | $60,913.17 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,255 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 37,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 24,558 | $3.09 | $75,884.22 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,528 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 35,321 | $3.09 | $109,141.89 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,444 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020202 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 7 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,702 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,758 Underlying: Common Stock · 67,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 24,558 | $3.13 | $76,866.54 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,680 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 35,320 | $3.10 | $109,492.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,596 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:15 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 599,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008579 · form4.xml · derivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,042 Underlying: Common Stock · 599,042 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034551 · form4.xml · derivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,344 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034551 · form4.xml · derivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,842 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:36 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 56,387 | $3.47 | $195,662.89 |
DisclosureSEC source: 0001127602-18-034551 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,832 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034551 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.