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Nasdaq · USD

HAPN

Happen, Inc.

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Tapewire entity
4526
SEC CIK
0001409970
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202601
Mar 202601
Apr 202600
May 202602
Jun 202606
Jul 202604
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · derivative · entry 5

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,498

Underlying: Common Stock · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Tax withholdingCommon Stock 11,514 $16.31 $187,793.34
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · nonDerivative · entry 4

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,250

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 5,006 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · nonDerivative · entry 3

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 8,865 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · nonDerivative · entry 2

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 16:32 UTC
ARMSTRONG ANNIEChief Risk Officer
Exercise / conversionCommon Stock 7,749 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000038 · form4.xml · nonDerivative · entry 1

ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · derivative · entry 7

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,070

Underlying: Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · derivative · entry 6

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,704

Underlying: Common Stock · 3,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · derivative · entry 5

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,292

Underlying: Common Stock · 5,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Tax withholdingCommon Stock 4,300 $16.31 $70,133.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · nonDerivative · entry 4

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,834

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · nonDerivative · entry 3

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 3,117 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · nonDerivative · entry 2

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:42 UTC
Stack FergalSVP, Corporate Controller
Exercise / conversionCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000046 · form4.xml · nonDerivative · entry 1

Stack Fergal · CIK 0001714400 · SVP, Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · derivative · entry 10

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,086

Underlying: Common Stock · 7,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · derivative · entry 9

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,645

Underlying: Common Stock · 12,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · derivative · entry 8

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,697

Underlying: Common Stock · 10,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · derivative · entry 7

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Tax withholdingCommon Stock 26,095 $16.31 $425,609.45
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 5

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,653

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 7,509 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 4

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 12,274 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 3

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 10,849 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 2

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:37 UTC
LaBenne AndrewChief Financial Officer
Exercise / conversionCommon Stock 20,005 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · derivative · entry 7

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,450

Underlying: Common Stock · 8,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · derivative · entry 6

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,905

Underlying: Common Stock · 13,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,944 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · derivative · entry 5

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,889

Underlying: Common Stock · 14,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Tax withholdingCommon Stock 19,245 $16.31 $313,885.95
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 4

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,070

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 3

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,319,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 13,151 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 2

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,311,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:39 UTC
Sanborn ScottDirector · CEO
Exercise / conversionCommon Stock 14,944 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 7

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,041

Underlying: Common Stock · 3,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 6

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,368

Underlying: Common Stock · 5,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · derivative · entry 5

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,779

Underlying: Common Stock · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Tax withholdingCommon Stock 5,547 $16.31 $90,471.57
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 4

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,711

F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.

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August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 3

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

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August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 5,728 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 2

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

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August 25, 2025 Filed Aug 27, 2025 20:34 UTC
Cheng JordanGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001409970-25-000040 · form4.xml · nonDerivative · entry 1

Cheng Jordan · CIK 0001998222 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

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July 30, 2025 Filed Aug 1, 2025 21:12 UTC
LaBenne AndrewChief Financial Officer
SaleCommon Stock 17,955 $16.65 $298,995.64
Disclosure

SEC source: 0001127602-25-019882 · form4.xml · nonDerivative · entry 1

LaBenne Andrew · CIK 0001847231 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,111

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 6.3% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.50 to $16.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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July 17, 2025 Filed Jul 18, 2025 21:59 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 5,250 $12.98 $68,146.05
Disclosure

SEC source: 0001127602-25-019423 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,283,175

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $12.73 to $13.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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July 03, 2025 Filed Jul 7, 2025 21:01 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 5,250 $12.56 $65,932.13
Disclosure

SEC source: 0001127602-25-018991 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,288,425

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $12.51 to $12.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 20, 2025 Filed Jun 23, 2025 21:38 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 5,250 $11.15 $58,525.43
Disclosure

SEC source: 0001127602-25-017931 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,293,675

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $11.01 to $11.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 13, 2025 Filed Jun 17, 2025 21:10 UTC
Selleck ErinDirector
SaleCommon Stock 3,060 $10.70 $32,742.00
Disclosure

SEC source: 0001127602-25-017674 · form4.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,597

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

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June 05, 2025 Filed Jun 6, 2025 20:49 UTC
Sanborn ScottDirector · CEO
SaleCommon Stock 5,250 $10.30 $54,061.35
Disclosure

SEC source: 0001127602-25-016992 · form4.xml · nonDerivative · entry 1

Sanborn Scott · CIK 0001397362 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,298,925

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer.

F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $10.25 to $10.35. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

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June 03, 2025 Filed Jun 5, 2025 23:02 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016910 · form4.xml · nonDerivative · entry 1

Mayopoulos Timothy J · CIK 0001462553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

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June 03, 2025 Filed Jun 5, 2025 23:05 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016912 · form4.xml · nonDerivative · entry 1

Morris John C. · CIK 0001431297 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:17 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016920 · form4.xml · nonDerivative · entry 1

ZEISSER MICHAEL P · CIK 0001267951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:13 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016918 · form4.xml · nonDerivative · entry 1

Whiteside Janey · CIK 0001973495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:11 UTC
Selleck ErinDirector
GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016916 · form4.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 23:08 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016914 · form4.xml · nonDerivative · entry 1

Reimann Kathryn · CIK 0001941357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:59 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016908 · form4.xml · nonDerivative · entry 1

LANDON ALLAN R · CIK 0001204667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:56 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016906 · form4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:53 UTC GrantCommon Stock 19,121 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016904 · form4.xml · nonDerivative · entry 1

Ahmad Syed Faiz · CIK 0001940973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,121

F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.