Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2018 Filed Jul 28, 2018 00:29 UTC |
Choi KihoDirector
|
PurchaseCommon Stock | 7,000 | $24.75 | $173,250.00 |
DisclosureSEC source: 0001209191-18-044287 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 7,000 Read SEC document |
| June 29, 2018 Filed Jun 29, 2018 22:37 UTC |
Kum Chong GukDirector · Chief Executive Officer
|
GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040115 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,849 Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 17:26 UTC |
Choi KihoDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040244 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 17:02 UTC |
Ahn John JDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040206 · doc4.xml · nonDerivative · entry 1 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 17:01 UTC |
Chu Christie KDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040203 · doc4.xml · nonDerivative · entry 1 Chu Christie K · CIK 0001636110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:54 UTC |
Yang MichaelDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040194 · doc4.xml · nonDerivative · entry 1 Yang Michael · CIK 0001666583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:52 UTC |
Chung HarryDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040192 · doc4.xml · nonDerivative · entry 1 Chung Harry · CIK 0001479609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:49 UTC |
Williams Thomas JamesDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040190 · doc4.xml · nonDerivative · entry 1 Williams Thomas James · CIK 0001676652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:37 UTC |
RHO JOSEPH KDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040183 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,239 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:40 UTC |
Rosenblum David LDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040184 · doc4.xml · nonDerivative · entry 1 Rosenblum David L · CIK 0001604959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,523 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 28, 2018 Filed Jul 5, 2018 20:44 UTC |
Diehl ScottDirector
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041680 · doc4.xml · nonDerivative · entry 1 Diehl Scott · CIK 0001745572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| June 22, 2018 Filed Mar 10, 2020 21:18 UTC |
Fuhr MatthewChief Credit Administration
|
Tax withholdingCommon Stock | 516 | $29.80 | $15,376.80 |
DisclosureSEC source: 0001209191-20-017770 · doc4.xml · nonDerivative · entry 4 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,283 F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, June 22, 2015. F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 16, 2016. F3 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 27, 2017. F4 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 4, 2018 20:57 UTC |
Lim JeanChief Risk Officer
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023746 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 4, 2018 20:54 UTC |
Park Min SChief Credit Risk Officer
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023741 · doc4.xml · nonDerivative · entry 1 Park Min S · CIK 0001639102 · Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,345 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018. Read SEC document |
| March 29, 2018 Filed Apr 4, 2018 20:50 UTC |
Fuhr MatthewChief Credit Administration
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023728 · doc4.xml · nonDerivative · entry 1 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,703 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018. Read SEC document |
| March 27, 2018 Filed Mar 10, 2020 21:18 UTC |
Fuhr MatthewChief Credit Administration
|
Tax withholdingCommon Stock | 1,029 | $30.20 | $31,075.80 |
DisclosureSEC source: 0001209191-20-017770 · doc4.xml · nonDerivative · entry 3 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,799 F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, June 22, 2015. F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 16, 2016. F3 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 27, 2017. Read SEC document |
| March 23, 2018 Filed Mar 10, 2020 21:32 UTC |
Park Min SChief Credit Risk Officer
|
Tax withholdingCommon Stock | 1,010 | $29.70 | $29,997.00 |
DisclosureSEC source: 0001209191-20-017782 · doc4.xml · nonDerivative · entry 4 Park Min S · CIK 0001639102 · Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,094 F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2016. F3 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 29, 2018. Read SEC document |
| March 16, 2018 Filed Mar 10, 2020 21:18 UTC |
Fuhr MatthewChief Credit Administration
|
Tax withholdingCommon Stock | 508 | $32.00 | $16,256.00 |
DisclosureSEC source: 0001209191-20-017770 · doc4.xml · nonDerivative · entry 2 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,828 F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, June 22, 2015. F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 16, 2016. F3 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 27, 2017. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 21:28 UTC |
Ahn John JDirector
|
PurchaseCommon Stock | 1,000 | $31.56 | $31,560.80 |
DisclosureSEC source: 0001209191-18-005605 · doc4.xml · nonDerivative · entry 3 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By child II Disclosed balance after: 1,000 Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 21:28 UTC |
Ahn John JDirector
|
PurchaseCommon Stock | 1,000 | $31.56 | $31,560.80 |
DisclosureSEC source: 0001209191-18-005605 · doc4.xml · nonDerivative · entry 2 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By child I Disclosed balance after: 1,000 Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 21:28 UTC |
Ahn John JDirector
|
PurchaseCommon Stock | 1,000 | $31.56 | $31,560.80 |
DisclosureSEC source: 0001209191-18-005605 · doc4.xml · nonDerivative · entry 1 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,774 F1 · balance_after: Includes 35 shares of restricted stock that vest on December 15, 2018. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:38 UTC |
Kum Chong GukDirector · President & CEO
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066442 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,838 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:36 UTC |
LEE BONITASEVP & Chief Operating Officer
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066441 · doc4.xml · nonDerivative · entry 1 LEE BONITA · CIK 0001270067 · SEVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,742 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:35 UTC |
RHO JOSEPH KDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066439 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,490 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:30 UTC |
Ahn John JDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066436 · doc4.xml · nonDerivative · entry 1 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:29 UTC |
Chu Christie KDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066435 · doc4.xml · nonDerivative · entry 1 Chu Christie K · CIK 0001636110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:26 UTC |
Chung HarryDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066434 · doc4.xml · nonDerivative · entry 1 Chung Harry · CIK 0001479609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:22 UTC |
Yang MichaelDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066429 · doc4.xml · nonDerivative · entry 1 Yang Michael · CIK 0001666583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:24 UTC |
Rosenblum David LDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066431 · doc4.xml · nonDerivative · entry 1 Rosenblum David L · CIK 0001604959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:20 UTC |
Williams Thomas JamesDirector
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066427 · doc4.xml · nonDerivative · entry 1 Williams Thomas James · CIK 0001676652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,774 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:15 UTC |
SANTAROSA ROMOLOSEVP, Corp. Finance & Strategy
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066425 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Corp. Finance & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,535 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:09 UTC |
Park Min SChief Credit Officer
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066422 · doc4.xml · nonDerivative · entry 1 Park Min S · CIK 0001639102 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,345 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:07 UTC |
Fuhr MatthewChief Credit Administration
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066419 · doc4.xml · nonDerivative · entry 1 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,703 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:00 UTC |
Lim JeanChief Risk Officer
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066405 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:55 UTC |
Kim Greg DChief Administrative Officer
|
GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066395 · doc4.xml · nonDerivative · entry 1 Kim Greg D · CIK 0001653931 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,504 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| August 01, 2017 Filed Mar 10, 2020 21:32 UTC |
Park Min SChief Credit Risk Officer
|
Tax withholdingCommon Stock | 566 | $28.65 | $16,215.90 |
DisclosureSEC source: 0001209191-20-017782 · doc4.xml · nonDerivative · entry 3 Park Min S · CIK 0001639102 · Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,104 F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, August 1, 2014. F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2016. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:32 UTC |
RHO JOSEPH KDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046760 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,455 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:29 UTC |
Yang MichaelDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046755 · doc4.xml · nonDerivative · entry 1 Yang Michael · CIK 0001666583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:27 UTC |
Chu Christie KDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046752 · doc4.xml · nonDerivative · entry 1 Chu Christie K · CIK 0001636110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:23 UTC |
Chung HarryDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046742 · doc4.xml · nonDerivative · entry 1 Chung Harry · CIK 0001479609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:21 UTC |
Williams Thomas JamesDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046738 · doc4.xml · nonDerivative · entry 1 Williams Thomas James · CIK 0001676652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:19 UTC |
Rosenblum David LDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046732 · doc4.xml · nonDerivative · entry 1 Rosenblum David L · CIK 0001604959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:17 UTC |
Ahn John JDirector
|
GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046723 · doc4.xml · nonDerivative · entry 1 Ahn John J · CIK 0001389959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,739 Read SEC document |
| June 22, 2017 Filed Mar 10, 2020 21:18 UTC |
Fuhr MatthewChief Credit Administration
|
Tax withholdingCommon Stock | 566 | $27.65 | $15,649.90 |
DisclosureSEC source: 0001209191-20-017770 · doc4.xml · nonDerivative · entry 1 Fuhr Matthew · CIK 0001707483 · Chief Credit Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,366 F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, June 22, 2015. F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 16, 2016. F3 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 27, 2017. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 18:23 UTC |
Lim JeanChief Risk Officer
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028648 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,165 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, April 27, 2016. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 22:07 UTC |
LEE JOON HYUNGDirector
|
SaleCommon Stock | 3,000 | $29.45 | $88,350.00 |
DisclosureSEC source: 0001209191-17-028246 · doc4.xml · nonDerivative · entry 2 LEE JOON HYUNG · CIK 0001172529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,285 Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 22:07 UTC |
LEE JOON HYUNGDirector
|
SaleCommon Stock | 3,000 | $29.35 | $88,050.00 |
DisclosureSEC source: 0001209191-17-028246 · doc4.xml · nonDerivative · entry 1 LEE JOON HYUNG · CIK 0001172529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,285 Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC |
KIM SEON HONGDirector
|
Exercise / conversionStock Option · Derivative | 8,000 | $0.00 Strike: $12.54 | $0.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · derivative · entry 4 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC |
KIM SEON HONGDirector
|
Exercise / conversionStock Option · Derivative | 2,500 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · derivative · entry 3 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,500 shares Expires 2019-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC |
KIM SEON HONGDirector
|
Exercise / conversionCommon Stock | 8,000 | $12.54 | $100,320.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · nonDerivative · entry 2 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.