Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Director · Chief Executive Officer | June 29, 2018 | June 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date June 29, 2018 · Filed June 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,849 |
Reported balance
After 2018-06-29 transaction · row 1
1 source rowRow 1 · 2018-06-29 · Grant · Acquired 11 · Balance 100,849 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2018 Filed Jun 29, 2018 22:37 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040115 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,849 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:38 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066442 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,838 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 00:33 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Disposition to issuerCommon Stock | 7,835 | $31.00 | $242,885.00 |
DisclosureSEC source: 0001209191-17-024340 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,803 F1 · kind: Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from his previously reported award of shares on March 22, 2017. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 23:06 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 24,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022855 · doc4.xml · nonDerivative · entry 1 Kum Chong Guk · CIK 0001392539 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,638 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.