Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Chief Risk Officer | March 29, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date March 29, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,200 |
Reported balance
After 2018-03-29 transaction · row 1
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 3,000 · Balance 21,200 F1: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2018 Filed Apr 4, 2018 20:57 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023746 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,200 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 29, 2018. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066405 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 18:23 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028648 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,165 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, April 27, 2016. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:03 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022738 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,165 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 22, 2017. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 16:03 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,000 | $31.75 | $63,500.00 |
DisclosureSEC source: 0001209191-17-020986 · doc4.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 Read SEC document |
| March 14, 2017 Filed Mar 24, 2017 19:01 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022737 · doc4a.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, March 14, 2017. Read SEC document |
| September 30, 2016 Filed Feb 13, 2017 22:30 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 19 | $26.34 | $500.46 |
DisclosureSEC source: 0001209191-17-010092 · doc5.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,665 Read SEC document |
| September 30, 2016 Filed Mar 3, 2017 22:26 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017772 · doc5a.xml · nonDerivative · entry 1 Lim Jean · CIK 0001653932 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,665 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.