Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Director | May 26, 2021 | May 29, 2021 |
| NETLIST INCNLST · Entity 4386 | Director | March 18, 2019 | March 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date May 26, 2021 · Filed May 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,634 |
Reported balance
After 2021-05-26 transaction · row 1
1 source rowRow 1 · 2021-05-26 · Grant · Acquired 1,993 · Balance 20,634 F1: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 9,500 |
Reported balance
Holding disclosure · report date 2021-05-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021.
NETLIST INC
Report date March 18, 2019 · Filed March 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2019-03-18 transaction · row 1
1 source rowRow 1 · 2019-03-18 · Grant · Acquired 100,000 · Balance 100,000 F1: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2021 Filed May 29, 2021 01:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036717 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,634 F1 · shares: Restricted stock grant issued under the 2021 Equity Compensation Plan with vesting over one year from the grant date, May 26, 2021. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 22:18 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 5,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052129 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,141 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, September 23, 2020. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 23:07 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,500 | $17.05 | $42,625.00 |
DisclosureSEC source: 0001209191-20-005845 · doc4.xml · nonDerivative · entry 2 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 9,500 Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 17:43 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 2,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039441 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,088 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 26, 2019. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 17:01 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016345 · a4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 13:27 UTC | NETLIST INC NLST · Entity 4386 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001104659-18-053189 · a4.xml · derivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-08-20 F1 · derivative.exercise_date: The options vest one hundred percent (100%) on August 20, 2019 Read SEC document |
| July 27, 2018 Filed Jul 28, 2018 00:29 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 7,000 | $24.75 | $173,250.00 |
DisclosureSEC source: 0001209191-18-044287 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 7,000 Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 17:26 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040244 · doc4.xml · nonDerivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 13:20 UTC | NETLIST INC NLST · Entity 4386 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001104659-17-037162 · a4.xml · derivative · entry 1 Choi Kiho · CIK 0001700108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-05-31 F1 · derivative.exercise_date: The options vest one hundred percent (100%) on May 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.