Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Director | April 14, 2017 | April 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date April 14, 2017 · Filed April 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,841 |
Ending reported balance
After 2017-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-14 · Exercise / conversion · Acquired 2,500 · Balance 19,841 Row 2 · 2017-04-14 · Exercise / conversion · Acquired 8,000 · Balance 27,841 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2019-04-08 | Direct | 8,000 |
Reported balance
After 2017-04-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-14 · Exercise / conversion · Disposed 2,500 · Balance 8,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.54 · Expires 2022-12-12 | Direct | 0 |
Reported balance
After 2017-04-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-14 · Exercise / conversion · Disposed 8,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionStock Option · Derivative | 8,000 | $0.00 Strike: $12.54 | $0.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · derivative · entry 4 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionStock Option · Derivative | 2,500 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · derivative · entry 3 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,500 shares Expires 2019-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionCommon Stock | 8,000 | $12.54 | $100,320.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · nonDerivative · entry 2 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2017 Filed Apr 19, 2017 01:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionCommon Stock | 2,500 | $10.80 | $27,000.00 |
DisclosureSEC source: 0001209191-17-027391 · doc4.xml · nonDerivative · entry 1 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 23:55 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014029 · doc4.xml · nonDerivative · entry 1 KIM SEON HONG · CIK 0001250301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,341 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.