Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Chief Financial Officer | April 01, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date April 01, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,410 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Tax withholding · Disposed 916 · Balance 77,410 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 6, 2026 22:23 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 916 | $26.60 | $24,365.60 |
DisclosureSEC source: 0001193125-26-144142 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,410 Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 22:38 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 2,049 | $26.33 | $53,950.17 |
DisclosureSEC source: 0001193125-26-132482 · ownership.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,336 Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 22:38 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 7,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-132482 · ownership.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,385 F1 · shares: On March 10, 2023, the reporting person was granted 6,353 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 7,623 shares (120% of payout). Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 22:38 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 553 | $26.33 | $14,560.49 |
DisclosureSEC source: 0001193125-26-132482 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,762 Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:10 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 2,059 | $26.33 | $54,213.47 |
DisclosureSEC source: 0001193125-26-143994 · ownership.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,326 Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:10 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 7,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-143994 · ownership.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,385 F1 · shares: On March 10, 2023, the reporting person was granted 6,353 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 7,623 shares (120% of payout). Read SEC document |
| March 26, 2026 Filed Apr 6, 2026 21:10 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 553 | $26.33 | $14,560.49 |
DisclosureSEC source: 0001193125-26-143994 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,762 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:53 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-111397 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,315 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026. Read SEC document |
| March 10, 2026 Filed Mar 13, 2026 01:48 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 656 | $25.55 | $16,760.80 |
DisclosureSEC source: 0001193125-26-104785 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,402 Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 21:08 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 910 | $22.54 | $20,511.40 |
DisclosureSEC source: 0000950170-25-049551 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,058 Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 23:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,271 | $22.46 | $28,546.66 |
DisclosureSEC source: 0000950170-25-047071 · ownership.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,968 Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 23:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 3,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-047071 · ownership.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,239 F2 · shares: On March 23, 2022, the reporting person was granted 4,602 shares of restricted stock which would vest on or after March 22, 2025, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended March 22, 2025 were met, and certified on March 26, 2025, resulting in the vesting of 3,963 shares (86.11% of payout). Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 23:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 5,191 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-047071 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,276 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 26, 2025. Read SEC document |
| March 23, 2025 Filed Mar 25, 2025 19:54 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 407 | $22.46 | $9,141.22 |
DisclosureSEC source: 0000950170-25-044335 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,085 Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 01:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 634 | $21.52 | $13,643.68 |
DisclosureSEC source: 0000950170-25-037578 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,492 Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 19:57 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionStock Options · Derivative | 25,000 | $0.00 Strike: $23.31 | $0.00 |
DisclosureSEC source: 0000950170-24-123954 · ownership.xml · derivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 19:57 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 25,000 | $25.75 | $643,737.50 |
DisclosureSEC source: 0000950170-24-123954 · ownership.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,126 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F1 · balance_after: Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 19:57 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Exercise / conversionCommon Stock | 25,000 | $23.31 | $582,750.00 |
DisclosureSEC source: 0000950170-24-123954 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 16, 2024 01:13 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 8,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-044562 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,126 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, April 1, 2024. Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:06 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,764 | $15.22 | $26,848.08 |
DisclosureSEC source: 0000950170-24-036741 · ownership.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,527 Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:06 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-036741 · ownership.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,291 F1 · shares: On March 24, 2021, the reporting person was granted 5,978 shares of restricted stock which vests on March 23, 2024, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended March 22, 2024 were met, resulting in the vesting of 5,504 shares (92.06% of payout). Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 01:06 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 519 | $15.22 | $7,899.18 |
DisclosureSEC source: 0000950170-24-036741 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,787 Read SEC document |
| March 24, 2024 Filed Mar 27, 2024 19:40 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,765 | $15.22 | $26,863.30 |
DisclosureSEC source: 0000950170-24-037116 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,526 F1 · shares: The shares forfeited were incorrectly reported as 1764 shares in the original filing. Read SEC document |
| March 23, 2024 Filed Mar 25, 2024 21:37 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 394 | $15.22 | $5,996.68 |
DisclosureSEC source: 0000950170-24-036022 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,306 Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:34 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 634 | $15.77 | $9,998.18 |
DisclosureSEC source: 0000950170-24-030996 · ownership.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,700 Read SEC document |
| February 12, 2024 Filed Feb 1, 2024 23:13 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $16.50 | $16,502.50 |
DisclosureSEC source: 0001209191-24-002580 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,334 Read SEC document |
| October 27, 2023 Filed Oct 27, 2023 23:27 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $14.23 | $14,230.00 |
DisclosureSEC source: 0001209191-23-053793 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,334 Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 00:50 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 487 | $18.72 | $9,116.64 |
DisclosureSEC source: 0001209191-23-021322 · doc4.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,334 Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 00:50 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 381 | $18.47 | $7,037.07 |
DisclosureSEC source: 0001209191-23-021322 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,821 Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 01:52 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018322 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,202 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 10, 2023. Read SEC document |
| May 06, 2022 Filed May 10, 2022 22:13 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,886 | $23.16 | $43,679.76 |
DisclosureSEC source: 0001209191-22-028140 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,065 Read SEC document |
| March 24, 2022 Filed Mar 25, 2022 23:49 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 487 | $25.52 | $12,428.24 |
DisclosureSEC source: 0001209191-22-021186 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,837 Read SEC document |
| March 24, 2022 Filed Apr 9, 2022 00:08 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 487 | $25.52 | $12,428.24 |
DisclosureSEC source: 0001209191-22-023919 · doc4a.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,781 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 23:34 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 3,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,324 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022. Read SEC document |
| March 23, 2022 Filed Apr 9, 2022 00:02 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 3,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 3 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,268 F1 · shares: Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 23, 2022. Read SEC document |
| February 28, 2022 Filed Mar 25, 2022 23:34 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 2,702 | $26.12 | $70,576.24 |
DisclosureSEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,543 Read SEC document |
| February 28, 2022 Filed Mar 25, 2022 23:34 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 8,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021180 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,245 Read SEC document |
| February 28, 2022 Filed Apr 9, 2022 00:02 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 2,702 | $26.12 | $70,576.24 |
DisclosureSEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,543 Read SEC document |
| February 28, 2022 Filed Apr 9, 2022 00:02 UTC Amendment | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 8,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023917 · doc4a.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,245 Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 16:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,830 | $19.21 | $35,154.30 |
DisclosureSEC source: 0001209191-21-044747 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,245 Read SEC document |
| July 01, 2021 Filed Apr 9, 2022 00:12 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,830 | $19.21 | $35,154.30 |
DisclosureSEC source: 0001209191-22-023921 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,951 Read SEC document |
| March 24, 2021 Filed Mar 27, 2021 00:25 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 4,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023344 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,075 F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, March 24, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:33 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040704 · doc4.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,314 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:33 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,830 | $9.08 | $16,616.40 |
DisclosureSEC source: 0001209191-20-040704 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,280 Read SEC document |
| May 15, 2020 Filed May 15, 2020 19:00 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $7.61 | $7,610.00 |
DisclosureSEC source: 0001209191-20-029667 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,110 Read SEC document |
| March 24, 2020 Filed Mar 24, 2020 21:51 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $9.41 | $9,410.00 |
DisclosureSEC source: 0001209191-20-020987 · doc4.xml · nonDerivative · entry 2 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,110 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 21:51 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | Tax withholdingCommon Stock | 1,032 | $9.18 | $9,473.76 |
DisclosureSEC source: 0001209191-20-020987 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,110 Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 19:40 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $13.21 | $13,212.80 |
DisclosureSEC source: 0001209191-20-017205 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,142 Read SEC document |
| March 05, 2020 Filed Mar 5, 2020 17:06 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | PurchaseCommon Stock | 1,000 | $14.93 | $14,928.00 |
DisclosureSEC source: 0001209191-20-016477 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,142 Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 22:37 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 17,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041746 · doc4.xml · nonDerivative · entry 1 SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,142 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan vesting in approximately three equal installments on July 1, 2020, July 1, 2021 and May 6, 2022. F2 · balance_after: Reflects adjustment due to shares withheld by HAFC to satisfy taxes payable in connection with the vesting of previously awarded restricted stocks. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.