GS

SEC source: 0000769993-05-000006 · coheneep_ex.xml · nonDerivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

SEC source: 0000769993-05-000006 · coheneep_ex.xml · nonDerivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

F1 · price: On January 6, 2005, 2,276 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-05-000008 · palmeep_ex.xml · derivative · entry 6

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034

Underlying: Common Stock, par value $0.01 per share · 9,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-05-000008 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,732

F2 · ownership.nature: Placed in escrow until certain regulatory clearance is obtained.

SEC source: 0000769993-05-000008 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,101

F1 · price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F2 · ownership.nature: Placed in escrow until certain regulatory clearance is obtained.

SEC source: 0000769993-05-000004 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766,831

SEC source: 0000769993-05-000002 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,700

SEC source: 0000769993-04-000798 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,728

SEC source: 0000769993-04-000794 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

SEC source: 0000769993-04-000790 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,662

SEC source: 0000769993-04-000792 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,728

SEC source: 0000769993-04-000796 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,007

SEC source: 0000769993-04-000776 · norajohnsoneep_ex.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 537,083

F1 · ownership.nature: As trustee of revocable trust

SEC source: 0000769993-04-000783 · browneeep_ex.xml · derivative · entry 3

BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,000 shares

Expires 2010-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-04-000783 · browneeep_ex.xml · nonDerivative · entry 2

BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

SEC source: 0000769993-04-000783 · browneeep_ex.xml · nonDerivative · entry 1

BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-04-000774 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,728

SEC source: 0000769993-04-000776 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 539,933

F1 · ownership.nature: As trustee of revocable trust

SEC source: 0000769993-04-000778 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771,831

SEC source: 0000769993-04-000746 · blankfeineep_ex.xml · derivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,417

Underlying: Common Stock · 132,417 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

SEC source: 0000769993-04-000747 · browneeep_ex.xml · derivative · entry 1

BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,628

Underlying: Common Stock · 3,960 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000748 · bryaneep_ex.xml · derivative · entry 1

BRYAN JOHN H · CIK 0001180585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

Underlying: Common Stock · 3,960 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000749 · coheneep_ex.xml · derivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,035

Underlying: Common Stock · 3,035 shares

Expires not disclosed

F2 · derivative.exercise_price: 2,276 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · price: 2,276 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · derivative.exercise_date: 2,276 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · derivative.expiration_date: 2,276 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

SEC source: 0000769993-04-000749 · coheneep_ex.xml · derivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,452

Underlying: Common Stock · 20,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000750 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,965

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000751 · forsteep_ex.xml · derivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,200

Underlying: Common Stock · 73,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000752 · georgeeep_ex.xml · derivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000753 · johnsoneep_ex.xml · derivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,628

Underlying: Common Stock · 3,960 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000754 · julibereep_ex.xml · derivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

Underlying: Common Stock · 3,480 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000755 · kaplaneep_ex.xml · derivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

Underlying: Common Stock · 75,186 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

SEC source: 0000769993-04-000756 · kennedyeep_ex.xml · derivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,428

Underlying: Common Stock · 44,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000757 · liddyeep_ex.xml · derivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000758 · norajohnsoneep_ex.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

Underlying: Common Stock · 75,186 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

SEC source: 0000769993-04-000759 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135

Underlying: Common Stock · 12,135 shares

Expires not disclosed

F2 · derivative.exercise_price: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · price: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · derivative.exercise_date: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

F2 · derivative.expiration_date: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions.

SEC source: 0000769993-04-000759 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,428

Underlying: Common Stock · 44,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000760 · paulsoneep_ex.xml · derivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,043

Underlying: Common Stock · 278,043 shares

Expires not disclosed

F1 · security: These Restricted Stock Units ("RSUs") represent the Reporting Person's entire bonus for the Issuer's 2004 fiscal year, as he is not receiving any cash bonus. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2004 fiscal year.

F2 · derivative.exercise_price: The number of RSUs awarded to the Reporting Person was determined by dividing the dollar amount to be granted as a bonus by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · price: The number of RSUs awarded to the Reporting Person was determined by dividing the dollar amount to be granted as a bonus by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F3 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F3 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.underlying_shares: The number of RSUs awarded to the Reporting Person was determined by dividing the dollar amount to be granted as a bonus by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

SEC source: 0000769993-04-000761 · simmonseep_ex.xml · derivative · entry 1

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,573

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-04-000762 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739

Underlying: Common Stock · 13,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000763 · stechereep_ex.xml · derivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,428

Underlying: Common Stock · 44,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

SEC source: 0000769993-04-000764 · viniareep_ex.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,340

Underlying: Common Stock · 82,340 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F2 · derivative.expiration_date: Of these RSUs, 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008.

F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $104.84 (the closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange on November 26, 2004, the last day of the Issuer's 2004 fiscal year).

SEC source: 0000769993-04-000613 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,862

SEC source: 0000769993-04-000615 · viniareep_ex.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,000

F1 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0000769993-04-000615 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,907

SEC source: 0000769993-04-000615 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,907

SEC source: 0000769993-04-000608 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,801

F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0000769993-04-000608 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,728

SEC source: 0000769993-04-000606 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,794

SEC source: 0000769993-04-000604 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,025

SEC source: 0000769993-04-000602 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,000

SEC source: 0000769993-04-000596 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,728