person · Reporting owner
BROWNE LORD OF MADINGLEY
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | December 15, 2006 | December 19, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 15, 2006 · Filed December 19, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,906 |
Reported balance
After 2006-12-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-12-15 · Grant · Acquired 514 · Balance 23,906 F1: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IHS Markit Ltd.
Report date February 28, 2022 · Filed March 02, 2022
Section 16 reporting ended · disclosed 2022-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2022-02-28 · Disposition to issuer · Disposed 11,070 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). F2: Excludes shares underlying equity awards. F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto. |
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2022-02-28 · Disposition to issuer · Disposed 1,680 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). F4: Represents shares underlying equity awards. F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").
F2: Excludes shares underlying equity awards.
F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.
F4: Represents shares underlying equity awards.
Pattern Energy Group Inc.
Report date March 16, 2020 · Filed March 16, 2020
Section 16 reporting ended · disclosed 2020-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Disposition to issuer · Disposed 26,461 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer was converted automatically into the right to receive cash consideration of $26.75 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer was converted automatically into the right to receive cash consideration of $26.75 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 16:36 UTC | IHS Markit Ltd. INFO · Entity 129710 | Disposition to issuerCommon Shares | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-22-000037 · wf-form4_164625694073666.xml · nonDerivative · entry 2 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). F4 · shares: Represents shares underlying equity awards. F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 16:36 UTC | IHS Markit Ltd. INFO · Entity 129710 | Disposition to issuerCommon Shares | 11,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-22-000037 · wf-form4_164625694073666.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). F2 · shares: Excludes shares underlying equity awards. F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto. Read SEC document |
| May 05, 2021 Filed May 7, 2021 16:38 UTC | IHS Markit Ltd. INFO · Entity 129710 | GrantCommon Shares | 1,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-21-000078 · wf-form4_162041990027922.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,750 F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 16:13 UTC | IHS Markit Ltd. INFO · Entity 129710 | Tax withholdingCommon Shares | 1,254 | $103.94 | $130,340.76 |
DisclosureSEC source: 0001598014-21-000056 · wf-form4_161894957899932.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,070 F1 · kind: Represents shares repurchased by the company for taxes upon vesting of restricted stock units. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 17:38 UTC | IHS Markit Ltd. INFO · Entity 129710 | GrantCommon Shares | 2,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-20-000115 · wf-form4_158741868704377.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,324 F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document |
| April 11, 2020 Filed Apr 14, 2020 18:47 UTC | IHS Markit Ltd. INFO · Entity 129710 | Tax withholdingCommon Shares | 1,468 | $65.47 | $96,109.96 |
DisclosureSEC source: 0001598014-20-000083 · wf-form4_158690445874356.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,516 F1 · kind: Represents shares repurchased by the company for taxes upon vesting of restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 19:11 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Disposition to issuerClass A Common Stock | 26,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561660-20-000043 · wf-form4_158440026101105.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding share of Class A common stock of the Issuer was converted automatically into the right to receive cash consideration of $26.75 per share. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 18:22 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 4,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-20-000006 · wf-form4_157835294010898.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,461 F1 · shares: Represents restricted stock awards granted for director service. Vests in equal quarterly installments during 2020. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 14:47 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 1,486 | $22.99 | $34,163.14 |
DisclosureSEC source: 0001561660-19-000102 · wf-form4_156114283991583.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of certain restricted stock awards previously reported. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:31 UTC | IHS Markit Ltd. INFO · Entity 129710 | GrantCommon Shares | 3,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-19-000048 · wf-form4_155536028964048.xml · nonDerivative · entry 2 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,984 F2 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:31 UTC | IHS Markit Ltd. INFO · Entity 129710 | Tax withholdingCommon Shares | 1,757 | $55.01 | $96,652.57 |
DisclosureSEC source: 0001598014-19-000048 · wf-form4_155536028964048.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 F1 · kind: Represents shares repurchased by the company for taxes upon vesting of restricted stock units. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:59 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 503 | $21.77 | $10,950.31 |
DisclosureSEC source: 0001561660-19-000056 · wf-form4_155327754682944.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,268 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2019 restricted stock award previously reported. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 19:39 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 6,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000008 · wf-form4_154690792426595.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,771 F1 · shares: Represents restricted stock awards granted for director service. Vests in equal quarterly installments during 2019. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 19:05 UTC | IHS Markit Ltd. INFO · Entity 129710 | Tax withholdingCommon Shares | 249 | $47.97 | $11,944.53 |
DisclosureSEC source: 0001598014-19-000010 · wf-form4_154656030744344.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,469 F1 · kind: Represents shares repurchased by the company for taxes upon vesting of restricted stock units. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 15:22 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 437 | $18.76 | $8,198.12 |
DisclosureSEC source: 0001561660-18-000166 · wf-form4_154542373568399.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,068 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock grant previously reported. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 17:17 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 437 | $20.45 | $8,936.65 |
DisclosureSEC source: 0001561660-18-000113 · wf-form4_153756462484671.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,505 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock award. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:08 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 437 | $19.47 | $8,508.39 |
DisclosureSEC source: 0001561660-18-000085 · wf-form4_152970167828497.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,942 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock award. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 17:37 UTC | IHS Markit Ltd. INFO · Entity 129710 | GrantCommon Shares | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-18-000065 · wf-form4_152365544505588.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,718 F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 16:09 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Tax withholdingClass A Common Stock | 437 | $18.30 | $7,997.10 |
DisclosureSEC source: 0001561660-18-000057 · wf-form4_152166296095846.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,379 F1 · shares: Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock award previously reported on January 2, 2018. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:05 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 5,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-18-000011 · wf-form4_151494153831403.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,816 F1 · shares: Represents restricted stock awards granted for director service. Vests in equal quarterly installments during 2018. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:11 UTC | IHS Markit Ltd. INFO · Entity 129710 | GrantCommon Shares | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001598014-18-000011 · wf-form4_151501748888281.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan. Read SEC document |
| June 20, 2017 Filed Jun 20, 2017 16:08 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 2,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-17-000090 · wf-form4_149798928626364.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,999 F1 · shares: Vests in equal quarterly installments during 2017. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 18:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000951 · browneeep_ex.xml · derivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,906 Underlying: Common Stock · 514 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000681 · browneeep_ex.xml · derivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,392 Underlying: Common Stock · 3,764 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 11:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $82.88 | $0.00 |
DisclosureSEC source: 0000769993-04-000783 · browneeep_ex.xml · derivative · entry 3 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,000 shares Expires 2010-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 11:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 5,141 | $104.05 | $534,921.05 |
DisclosureSEC source: 0000769993-04-000783 · browneeep_ex.xml · nonDerivative · entry 2 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 11:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 6,000 | $82.88 | $497,250.00 |
DisclosureSEC source: 0000769993-04-000783 · browneeep_ex.xml · nonDerivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000747 · browneeep_ex.xml · derivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,628 Underlying: Common Stock · 3,960 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 14:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000681 · browneeep_ex.xml · derivative · entry 1 BROWNE LORD OF MADINGLEY · CIK 0001090338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,668 Underlying: Common Stock · 3,954 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.