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DAHLBACK CLAES

Disclosed activity across 1 company

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12525
SEC CIK
0001249256

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819DirectorJanuary 20, 2015January 22, 2015

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date January 20, 2015 · Filed January 22, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect36,692 Reported balance After 2015-01-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2015-01-20 · Grant · Acquired 3,275 · Balance 36,692

F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2015 Filed Jan 22, 2015 21:44 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,275 $0.00 $0.00
Disclosure

SEC source: 0000769993-15-000047 · ownershipdoc01112015073927.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,692

Underlying: Common Stock, par value $0.01 per share · 3,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
February 05, 2014 Filed Feb 7, 2014 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options · Derivative 5,000 $0.00 Strike: $154.16 $0.00
Disclosure

SEC source: 0000769993-14-000097 · ownershipdoc02032014085146.xml · derivative · entry 3

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2014-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of these stock options became exercisable in each of January 2011, January 2012 and January 2013.

Read SEC document
February 05, 2014 Filed Feb 7, 2014 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 5,000 $160.50 $802,500.00
Disclosure

SEC source: 0000769993-14-000097 · ownershipdoc02032014085146.xml · nonDerivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 05, 2014 Filed Feb 7, 2014 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $154.16 $770,800.00
Disclosure

SEC source: 0000769993-14-000097 · ownershipdoc02032014085146.xml · nonDerivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in February 2010 and scheduled to expire in February 2014.

Read SEC document
January 28, 2014 Filed Jan 30, 2014 21:28 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,452 $0.00 $0.00
Disclosure

SEC source: 0000769993-14-000073 · ownershipdoc01212014095930.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,417

Underlying: Common Stock, par value $0.01 per share · 3,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 18:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock options (right to buy) · Derivative 4,500 $0.00 Strike: $96.08 $0.00
Disclosure

SEC source: 0000769993-13-000489 · ownershipdoc10282013104933.xml · derivative · entry 3

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 4,500 shares

Expires 2013-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 18:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,500 $161.86 $728,389.35
Disclosure

SEC source: 0000769993-13-000489 · ownershipdoc10282013104933.xml · nonDerivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects a weighted average sale price of $161.8643 per share, at prices ranging from $161.8510 to $161.8656 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 18:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 4,500 $96.08 $432,360.00
Disclosure

SEC source: 0000769993-13-000489 · ownershipdoc10282013104933.xml · nonDerivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2003 and scheduled to expire in November 2013.

Read SEC document
January 17, 2013 Filed Jan 18, 2013 20:24 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,532 $0.00 $0.00
Disclosure

SEC source: 0000769993-13-000086 · ownershipdoc01072013114340.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,965

Underlying: Common Stock, par value $0.01 per share · 3,532 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
August 13, 2012 Filed Aug 14, 2012 20:52 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 1,324 $0.00 Strike: $78.87 $0.00
Disclosure

SEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · derivative · entry 3

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,324 shares

Expires 2012-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2012 Filed Aug 14, 2012 20:52 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,324 $103.19 $136,629.52
Disclosure

SEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · nonDerivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects a weighted average sale price of $103.1945 per share, at prices ranging from $103.19 to $103.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2012 Filed Aug 14, 2012 20:52 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 1,324 $78.87 $104,423.88
Disclosure

SEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · nonDerivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in July 2003 and scheduled to expire in November 2012.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 16:36 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,162 $0.00 $0.00
Disclosure

SEC source: 0000769993-12-000102 · dahlback420120119_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,433

Underlying: Common Stock, par value $0.01 per share · 3,162 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 26, 2011 Filed Jan 28, 2011 17:06 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,965 $0.00 $0.00
Disclosure

SEC source: 0000769993-11-000113 · dahlback420110120_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,271

Underlying: Common Stock, par value $0.01 per share · 2,965 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
February 05, 2010 Filed Feb 5, 2010 18:11 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock Options · Derivative 5,000 $0.00 Strike: $154.16 $0.00
Disclosure

SEC source: 0000769993-10-000059 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-02-05

F2 · derivative.exercise_date: One-third of these stock options become exercisable in each of January 2011, January 2012 and January 2013, provided that the stock options all become exercisable on the date the Reporting Person ceases to be a director of the Issuer, if earlier.

Read SEC document
February 05, 2010 Filed Feb 5, 2010 18:11 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,737 $0.00 $0.00
Disclosure

SEC source: 0000769993-10-000059 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,306

Underlying: Common Stock · 1,737 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 17, 2008 Filed Dec 19, 2008 17:23 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,853 $0.00 $0.00
Disclosure

SEC source: 0000769993-08-001133 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Underlying: Common Stock · 3,853 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 19, 2007 Filed Dec 21, 2007 16:58 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock options · Derivative 5,800 Not disclosed Strike: $204.16 Not disclosed
Disclosure

SEC source: 0000769993-07-001135 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2017-11-24

F2 · price: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

F2 · derivative.exercise_date: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

Read SEC document
December 19, 2007 Filed Dec 21, 2007 16:58 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-001135 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,716

Underlying: Common Stock · 1,793 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 385 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000959 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,923

Underlying: Common Stock · 385 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 13, 2005 Filed Dec 15, 2005 20:15 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-05-000685 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538

Underlying: Common Stock · 3,573 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 14, 2004 Filed Dec 16, 2004 16:03 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-04-000750 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,965

Underlying: Common Stock · 3,720 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 15:06 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock options (right to buy) · Derivative 4,500 Not disclosed Strike: $96.08 Not disclosed
Disclosure

SEC source: 0000769993-03-000687 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2013-11-29

F2 · price: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2007.

F2 · derivative.exercise_date: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2007.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 15:06 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,804 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-03-000687 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,245

Underlying: Common Stock · 1,804 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 11, 2003 Filed Jul 15, 2003 10:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock Options (right to buy) · Derivative 1,324 $0.00 Strike: $78.87 $0.00
Disclosure

SEC source: 0000769993-03-000482 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2012-11-30

F2 · price: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2006.

F2 · derivative.exercise_date: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2006.

Read SEC document
July 11, 2003 Filed Jul 15, 2003 10:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,441 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000482 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441

Underlying: Common Stock · 3,441 shares

Expires 1988-08-08

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.