Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aon plcAON · Entity 2608 | Director | June 25, 2026 | June 29, 2026 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | EVP, Global Head of Compliance | January 23, 2019 | January 25, 2019 |
| Klarna Group plcKLAR · Entity 3859 | Director | March 17, 2026 | March 17, 2026 |
| Nuveen Churchill BDC VNONE · Entity 70662 | Trustee | August 05, 2025 | August 05, 2025 |
| Nuveen Churchill Private Capital Income FundNONE · Entity 73549 | Trustee | July 21, 2022 | July 26, 2022 |
| Nuveen Churchill Private Credit FundNONE · Entity 88522 | Trustee | August 01, 2024 | August 05, 2024 |
| Via Transportation, Inc.VIA · Entity 4395 | Director | September 15, 2025 | September 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aon plc
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary StockSEC Table I · non-derivative | Direct | 2,113.735 |
Ending reported balance
After 2026-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-25 · Grant · Acquired 776 · Balance 2,299.97 F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Row 2 · 2026-06-25 · Tax withholding · Disposed 186.235 · Balance 2,113.735 F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. |
| Class A Ordinary StockSEC Table I · non-derivative | IndirectBy Trust | 13 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13 |
Filing footnotes · ownership attribution and instrument terms
F1: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.
F2: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award.
GOLDMAN SACHS GROUP INC
Report date January 23, 2019 · Filed January 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 49,728 |
Ending reported balance
After 2019-01-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-23 · Exercise / conversion · Acquired 18,190 · Balance 58,983 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Row 2 · 2019-01-23 · Tax withholding · Disposed 9,255 · Balance 49,728 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-01-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-01-23 · Exercise / conversion · Disposed 18,190 · Balance 0 F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 27,212 |
Reported balance
Holding disclosure · report date 2019-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 27,212 F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Klarna Group plc
Report date March 17, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Klarna Group plc Ordinary SharesSEC Table I · non-derivative | Direct | 25,969 |
Reported balance
Holding disclosure · report date 2026-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,969 F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares. |
| Larkan SPV Warrants L10:1SEC Table II · derivative / convertible security · Conversion / exercise price $2,295.11 · Expires 2028-11-30 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date. F4: This is in SEK |
| Klarna Group plc OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 · Expires 2031-03-11 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-17 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to the ordinary shares reported in this Form 3, the reporting person beneficially owns Klarna Group plcs (the Issuer) Class B shares. Each Class B share is entitled to 10 votes per share. Class B shares are not transferable and are not exchangeable for or convertible into ordinary shares.
F2: Represents a fully vested warrant to acquire 1,612 shares of Larkan X AB, a direct subsidiary of the Issuer. Each underlying share of Larkan X AB is convertible into approximately twelve Shares based on a formula set forth in the applicable award agreement, resulting in 19,344 Shares being subject to the warrant, that is vesting annually for a period of four years in equal installments, beginning on the first anniversary of the grant date.
F3: Represents an option to acquire Shares that vest in four equal annual installments starting from the first anniversary of the grant date.
F4: This is in SEK
Nuveen Churchill BDC V
Report date August 05, 2025 · Filed August 05, 2025
This filing explicitly reported no securities owned.
Nuveen Churchill Private Capital Income Fund
Report date July 21, 2022 · Filed July 26, 2022
This filing explicitly reported no securities owned.
Nuveen Churchill Private Credit Fund
Report date August 01, 2024 · Filed August 05, 2024
This filing explicitly reported no securities owned.
Via Transportation, Inc.
Report date September 15, 2025 · Filed September 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-15 transaction · row 1
1 source rowRow 1 · 2025-09-15 · Other · Disposed 5,434 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | Direct | 5,434 |
Reported balance
After 2025-09-15 transaction · row 2
1 source rowRow 2 · 2025-09-15 · Other · Acquired 5,434 · Balance 5,434 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20 | Direct | 0 |
Reported balance
After 2025-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-09-15 · Other · Disposed 65,000 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.24 · Expires 2031-10-20 | Direct | 65,000 |
Reported balance
After 2025-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-09-15 · Other · Acquired 65,000 · Balance 65,000 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3: The shares underlying the stock option are fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.
F3: The shares underlying the stock option are fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2026 Filed Jun 29, 2026 21:26 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 186.235 | $315.95 | $58,840.95 |
DisclosureSEC source: 0001193125-26-288764 · ownership.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,113.735 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 21:26 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Stock | 776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288764 · ownership.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,299.97 F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 01:20 UTC | Via Transportation, Inc. VIA · Entity 4395 | OtherStock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0001090335-25-000007 · wk-form4_1757985654.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Class A Common Stock · 65,000 shares Expires 2031-10-20 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · derivative.exercise_date: The shares underlying the stock option are fully vested and immediately exercisable. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 01:20 UTC | Via Transportation, Inc. VIA · Entity 4395 | OtherStock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0001090335-25-000007 · wk-form4_1757985654.xml · derivative · entry 3 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2031-10-20 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F3 · derivative.exercise_date: The shares underlying the stock option are fully vested and immediately exercisable. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 01:20 UTC | Via Transportation, Inc. VIA · Entity 4395 | OtherClass A Common Stock | 5,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001090335-25-000007 · wk-form4_1757985654.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,434 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2 · shares: Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 01:20 UTC | Via Transportation, Inc. VIA · Entity 4395 | OtherCommon Stock | 5,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001090335-25-000007 · wk-form4_1757985654.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 21:21 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 152.876 | $353.55 | $54,049.31 |
DisclosureSEC source: 0000950170-25-091731 · ownership.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,523.97 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 21:21 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Stock | 637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-091731 · ownership.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,676.846 F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:45 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 182.154 | $296.59 | $54,025.05 |
DisclosureSEC source: 0000950170-24-076813 · ownership.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039.846 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:45 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Stock | 759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-076813 · ownership.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222 F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:19 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 38 | $329.38 | $12,516.44 |
DisclosureSEC source: 0001209191-23-038373 · doc4.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:19 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Stock | 101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038373 · doc4.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501 F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. F3 · kind: In connection with the election of Ms. Sarah Smith as a director of Aon plc effective April 15, 2023, the Board of Directors granted fully vested Aon plc Class A Ordinary Shares to Ms. Smith to reflect pro-ration for the period of service from April 15, 2023 through June 16, 2023. F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:19 UTC | Aon plc AON · Entity 2608 | Tax withholdingClass A Ordinary Stock | 235 | $331.06 | $77,799.10 |
DisclosureSEC source: 0001209191-23-038373 · doc4.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400 F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the award. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:19 UTC | Aon plc AON · Entity 2608 | GrantClass A Ordinary Stock | 635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038373 · doc4.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 635 F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with Irish law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 18,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000081 · ownershipdoc01222019125957.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 18,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.exercise_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.expiration_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 9,255 | $197.68 | $1,829,528.40 |
DisclosureSEC source: 0000769993-19-000081 · ownershipdoc01222019125957.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,728 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 18,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000081 · ownershipdoc01222019125957.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 21:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 27,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-19-000054 · ownershipdoc01152019103434.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124 Underlying: Common Stock, par value $0.01 per share · 27,124 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:38 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 10,179 | $250.97 | $2,554,623.63 |
DisclosureSEC source: 0000769993-18-000049 · ownershipdoc01172018030621.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,793 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the grant of Restricted Shares described in footnote 1 above. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:38 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 19,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000049 · ownershipdoc01172018030621.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,972 F1 · shares: These shares of the Issuer's common stock ("Restricted Shares") represent the equity-based component of the Reporting Person's 2017 year-end compensation. The Restricted Shares generally cannot be sold or transferred before January 2023. The Restricted Shares are also subject to a non-competition covenant which will lapse in three approximately equal installments on or about each of December 31, 2018, 2019 and 2020, subject to other terms and conditions of the award agreement. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 28,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000805 · ownershipdoc12262017044029.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 28,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 15,631 | $255.95 | $4,000,754.45 |
DisclosureSEC source: 0000769993-17-000805 · ownershipdoc12262017044029.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,846 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 28,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000805 · ownershipdoc12262017044029.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 38,268 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000259 · ownershipdoc02062017093716.xml · derivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 38,268 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8,509 | $234.93 | $1,999,050.00 |
DisclosureSEC source: 0000769993-17-000259 · ownershipdoc02062017093716.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,472 F3 · price: Reflects a weighted average sale price of $234.9336 per share, at prices ranging from $234.425 to $235.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,182 | $234.74 | $512,191.77 |
DisclosureSEC source: 0000769993-17-000259 · ownershipdoc02062017093716.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,981 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 36,086 | $234.43 | $8,459,460.55 |
DisclosureSEC source: 0000769993-17-000259 · ownershipdoc02062017093716.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,163 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 38,268 | $204.16 | $7,812,794.88 |
DisclosureSEC source: 0000769993-17-000259 · ownershipdoc02062017093716.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 32,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000147 · ownershipdoc01172017103431.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 17,133 | $232.67 | $3,986,335.11 |
DisclosureSEC source: 0000769993-17-000147 · ownershipdoc01172017103431.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,981 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 32,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000147 · ownershipdoc01172017103431.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 20,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000074 · ownershipdoc01092017081953.xml · derivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,743 Underlying: Common Stock, par value $0.01 per share · 20,743 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,028 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,028 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 218 | $211.47 | $46,099.44 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,810 | $211.45 | $1,862,874.50 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,293 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 19:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001907 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,028 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · derivative · entry 11 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,028 Underlying: Common Stock, par value $0.01 per share · 9,028 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8 | $207.66 | $1,661.28 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 8 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 127 | $206.42 | $26,214.76 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 7 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,083 F5 · price: Reflects a weighted average sale price of $206.4154 per share, at prices ranging from $206.15 to $206.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 79 | $205.79 | $16,257.09 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 6 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,210 F4 · price: Reflects a weighted average sale price of $205.786 per share, at prices ranging from $205.15 to $206.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,814 | $211.19 | $1,861,428.66 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,289 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,028 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · derivative · entry 10 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056 Underlying: Common Stock, par value $0.01 per share · 9,028 shares Expires 2016-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 178 | $206.51 | $36,758.55 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 F3 · price: Reflects a weighted average sale price of $206.5087 per share, at prices ranging from $206.43 to $206.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,850 | $209.18 | $1,851,243.00 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,253 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,028 | $199.84 | $1,804,155.52 |
DisclosureSEC source: 0000769993-16-001896 · ownershipdoc11142016082306.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 19:29 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,664 | $180.00 | $479,520.00 |
DisclosureSEC source: 0000769993-16-001804 · ownershipdoc11062016083846.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,212 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 31, 2016 Filed Sep 2, 2016 16:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,664 | $170.00 | $452,880.00 |
DisclosureSEC source: 0000769993-16-001754 · ownershipdoc08292016124630.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,876 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 20, 2016 Filed Apr 22, 2016 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,664 | $162.00 | $431,568.00 |
DisclosureSEC source: 0000769993-16-001593 · ownershipdoc04202016103244.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,540 F1 · kind: This transaction was effected pursuant to Rule 10b5-1 trading plans previously adopted by the trusts holding the applicable shares. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 32,961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-16-001159 · ownershipdoc01252016063410.xml · derivative · entry 4 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · price: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.exercise_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. F1 · derivative.expiration_date: On January 26, 2016, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2015 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2015 compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.