GS

SEC source: 0000769993-09-001022 · sherwoodeep_ex.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-09-000968 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,979

SEC source: 0000769993-09-000691 · coheneep_ex.xml · nonDerivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,824

F1 · shares: Reflects the sale of 5,000 shares of the Issuer's common stock by the Reporting Person at a weighted average sale price of $138.6325 per share, at prices ranging from $138.24 to $139.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · price: Reflects the sale of 5,000 shares of the Issuer's common stock by the Reporting Person at a weighted average sale price of $138.6325 per share, at prices ranging from $138.24 to $139.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000769993-09-000691 · coheneep_ex.xml · nonDerivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,824

SEC source: 0000769993-09-000270 · sherwoodeep1_ex.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977

F1 · shares: Reflects the sale of 45,000 shares of the Issuer's common stock by the Reporting Person at a weighted average sale price of $83.1194 per share, at prices ranging from $83.00 to $83.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F1 · price: Reflects the sale of 45,000 shares of the Issuer's common stock by the Reporting Person at a weighted average sale price of $83.1194 per share, at prices ranging from $83.00 to $83.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000769993-09-000094 · friedmaneep_ex.xml · nonDerivative · entry 2

FRIEDMAN STEPHEN · CIK 0001029607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,600

F2 · shares: Reflects the purchase of 7,028 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $67.1156 per share, at prices ranging from $66.83 to $67.53 per share.

F3 · shares: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the purchase of 7,028 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $67.1156 per share, at prices ranging from $66.83 to $67.53 per share.

F3 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0000769993-09-000094 · friedmaneep_ex.xml · nonDerivative · entry 1

FRIEDMAN STEPHEN · CIK 0001029607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,572

F1 · shares: Reflects the purchase of 8,272 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $66.1889 per share, at prices ranging from $65.69 to $66.68 per share.

F3 · shares: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · price: Reflects the purchase of 8,272 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $66.1889 per share, at prices ranging from $65.69 to $66.68 per share.

F3 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0000769993-09-000076 · evanseep_ex.xml · nonDerivative · entry 1

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,953

F1 · kind: Reflects the distribution of 78,778 shares of the Issuer's common stock from grantor retained annuity trusts to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. The grantor retained annuity trusts are no longer beneficial owners of the Issuer's common stock.

F1 · acquired: Reflects the distribution of 78,778 shares of the Issuer's common stock from grantor retained annuity trusts to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. The grantor retained annuity trusts are no longer beneficial owners of the Issuer's common stock.

SEC source: 0000769993-09-000037 · coheneep_ex.xml · derivative · entry 4

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 73,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000037 · coheneep_ex.xml · nonDerivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,824

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000037 · coheneep_ex.xml · nonDerivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000039 · palmeep_ex.xml · derivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 53,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000039 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,742

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000039 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000041 · stechereep_ex.xml · derivative · entry 3

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000041 · stechereep_ex.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,829

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000041 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000043 · smitheep_ex.xml · derivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 18,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000043 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,108

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000043 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000045 · blankfeineep_ex.xml · derivative · entry 4

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 80,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000045 · blankfeineep_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,983

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000045 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000047 · cohneep_ex.xml · derivative · entry 5

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 98,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000047 · cohneep_ex.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,837

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000047 · cohneep_ex.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000049 · evanseep_ex.xml · derivative · entry 4

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 22,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000049 · evanseep_ex.xml · nonDerivative · entry 2

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,175

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000049 · evanseep_ex.xml · nonDerivative · entry 1

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000051 · sherwoodeep_ex.xml · derivative · entry 5

SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 83,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000051 · sherwoodeep_ex.xml · nonDerivative · entry 2

SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,977

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000051 · sherwoodeep_ex.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000053 · viniareep_ex.xml · derivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 49,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000053 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,902

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000053 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000055 · weinbergeep_ex.xml · derivative · entry 4

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 46,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000055 · weinbergeep_ex.xml · nonDerivative · entry 2

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,324

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000055 · weinbergeep_ex.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000057 · winkelriedeep_ex.xml · derivative · entry 5

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 83,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-09-000057 · winkelriedeep_ex.xml · nonDerivative · entry 2

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,204

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

SEC source: 0000769993-09-000057 · winkelriedeep_ex.xml · nonDerivative · entry 1

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-08-001131 · bryaneep_ex.xml · derivative · entry 2

BRYAN JOHN H · CIK 0001180585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2018-12-31

F2 · derivative.exercise_date: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012, provided that the Stock Options all become exercisable on the date the Reporting Person ceases to be a director of the Issuer, if earlier. For so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2014.

SEC source: 0000769993-08-001131 · bryaneep_ex.xml · derivative · entry 1

BRYAN JOHN H · CIK 0001180585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,703

Underlying: Common Stock · 2,721 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-08-001133 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Underlying: Common Stock · 3,853 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-08-001135 · friedmaneep1_ex.xml · derivative · entry 2

FRIEDMAN STEPHEN · CIK 0001029607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,916

Underlying: Common Stock · 3,906 shares

Expires not disclosed

F2 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F2 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F2 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-08-001135 · friedmaneep1_ex.xml · nonDerivative · entry 1

FRIEDMAN STEPHEN · CIK 0001029607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,300

F1 · shares: Reflects the purchase of 37,300 shares of the Issuer's common stock by the Reporting Person at an average weighted purchase price of $80.7792 per share, at prices ranging from $80.42 to $80.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · price: Reflects the purchase of 37,300 shares of the Issuer's common stock by the Reporting Person at an average weighted purchase price of $80.7792 per share, at prices ranging from $80.42 to $80.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0000769993-08-001137 · georgeeep_ex.xml · derivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,695

Underlying: Common Stock · 3,853 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-08-001139 · guptaeep_ex.xml · derivative · entry 2

GUPTA RAJAT K · CIK 0001380945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2018-12-31

F2 · derivative.exercise_date: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012, provided that the Stock Options all become exercisable on the date the Reporting Person ceases to be a director of the Issuer, if earlier. For so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2014.

SEC source: 0000769993-08-001139 · guptaeep_ex.xml · derivative · entry 1

GUPTA RAJAT K · CIK 0001380945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479

Underlying: Common Stock · 953 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-08-001141 · johnsoneep_ex.xml · derivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2018-12-31

F2 · derivative.exercise_date: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012, provided that the Stock Options all become exercisable on the date the Reporting Person ceases to be a director of the Issuer, if earlier. For so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2014.