Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alibaba Group Holding LtdBABA · Entity 2820 | Director · President | June 29, 2026 | July 01, 2026 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman | November 27, 2013 | December 02, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alibaba Group Holding Ltd
Report date June 29, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 28,000 |
Ending reported balance
After 2026-06-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-29 · Sale · Disposed 692,992 · Balance 55,008 F1: This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 94.455 to 95.45 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-06-29 · Sale · Disposed 27,008 · Balance 28,000 F1: This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 95.455 to 95.905 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 94.455 to 95.45 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 95.455 to 95.905 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
GOLDMAN SACHS GROUP INC
Report date November 27, 2013 · Filed December 02, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 581,907 |
Ending reported balance
After 2013-11-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-11-27 · Sale · Disposed 62,681 · Balance 586,772 F1: Reflects a weighted average sale price of $168.0487 per share, at prices ranging from $167.3600 to $168.3500 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2013-11-27 · Sale · Disposed 4,865 · Balance 581,907 F2: Reflects a weighted average sale price of $168.4021 per share, at prices ranging from $168.3600 to $168.5000 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $168.0487 per share, at prices ranging from $167.3600 to $168.3500 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects a weighted average sale price of $168.4021 per share, at prices ranging from $168.3600 to $168.5000 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2026 Filed Jul 1, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | SaleOrdinary Shares | 27,008 | $95.59 | $2,581,694.72 |
DisclosureSEC source: 0001193125-26-291402 · ownership.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 F1 · kind: This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 95.455 to 95.905 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2026 Filed Jul 1, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | SaleOrdinary Shares | 692,992 | $94.92 | $65,778,800.64 |
DisclosureSEC source: 0001193125-26-291402 · ownership.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,008 F1 · kind: This transaction is in connection with a sale pursuant to Rule 144 of the Securities Act of 1933, as amended, through a broker-dealer. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in US dollars ranging from 94.455 to 95.45 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · derivative · entry 8 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F6 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 640,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · derivative · entry 7 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 640,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.exercise_date: The restricted share unit award granted in the form of ADSs, that vests in two equal annual installments beginning on Apr 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. F5 · derivative.expiration_date: The restricted share unit award granted in the form of ADSs, that vests in two equal annual installments beginning on Apr 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · balance_after: The restricted share unit award granted in the form of ADSs, that vests in two equal annual installments beginning on Apr 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · derivative · entry 6 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F4 · derivative.exercise_date: The restricted share unit award granted in the form of ADSs that vests in full on Apr 1, 2026, subject to the terms and conditions of the underlying award agreement. This award has fully vested. F4 · derivative.expiration_date: The restricted share unit award granted in the form of ADSs that vests in full on Apr 1, 2026, subject to the terms and conditions of the underlying award agreement. This award has fully vested. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F4 · balance_after: The restricted share unit award granted in the form of ADSs that vests in full on Apr 1, 2026, subject to the terms and conditions of the underlying award agreement. This award has fully vested. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · derivative · entry 5 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F3 · derivative.exercise_date: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. F3 · derivative.expiration_date: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. F2 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F2 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F3 · balance_after: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Apr 1, 2026. This award has fully vested. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · nonDerivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 640,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · nonDerivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 10:48 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-141219 · ownership.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| November 27, 2013 Filed Dec 2, 2013 19:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,865 | $168.40 | $819,276.22 |
DisclosureSEC source: 0000769993-13-000525 · ownershipdoc11242013015056.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,907 F2 · price: Reflects a weighted average sale price of $168.4021 per share, at prices ranging from $168.3600 to $168.5000 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2013 Filed Dec 2, 2013 19:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 62,681 | $168.05 | $10,533,460.56 |
DisclosureSEC source: 0000769993-13-000525 · ownershipdoc11242013015056.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,772 F1 · price: Reflects a weighted average sale price of $168.0487 per share, at prices ranging from $167.3600 to $168.3500 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 18:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 75,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000074 · ownershipdoc01072013114340.xml · derivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,208 Underlying: Common Stock, par value $0.01 per share · 75,208 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 66,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000669 · ownershipdoc12182012104935.xml · derivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 66,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 29,896 | $126.24 | $3,773,921.56 |
DisclosureSEC source: 0000769993-12-000669 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,453 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Jan 1, 2013 00:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 66,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000669 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share · Derivative | 60,408 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · derivative · entry 7 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 60,408 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 42,371 | $119.83 | $5,077,397.43 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,284 F5 · price: Reflects a weighted average sale price of $119.8319 per share, at prices ranging from $119.6500 to $119.9800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 47,629 | $119.32 | $5,683,106.57 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,655 F4 · price: Reflects a weighted average sale price of $119.3203 per share, at prices ranging from $118.6500 to $119.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 24,900 | $119.85 | $2,984,195.28 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,284 F3 · price: Reflects a weighted average sale price of $119.8472 per share, at prices ranging from $119.6800 to $119.9800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 24,900 | $78.87 | $1,963,863.00 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 35,508 | $119.38 | $4,238,920.18 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,284 F2 · price: Reflects a weighted average sale price of $119.3793 per share, at prices ranging from $118.6800 to $119.6700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 35,508 | $78.87 | $2,800,515.96 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 61,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000115 · evans420120119_ex.xml · derivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,702 Underlying: Common Stock, par value $0.01 per share · 61,702 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 22:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 45,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000042 · evans420120123_ex.xml · derivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 45,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 22:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 15,244 | $107.44 | $1,637,815.36 |
DisclosureSEC source: 0000769993-12-000042 · evans420120123_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,284 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 22:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 45,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000042 · evans420120123_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 78,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000124 · evans420110120_ex.xml · derivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,111 Underlying: Common Stock, par value $0.01 per share · 78,111 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.exercise_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.expiration_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 28,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000056 · evans420110125_ex.xml · derivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 28,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 10,161 | $162.46 | $1,650,705.26 |
DisclosureSEC source: 0000769993-11-000056 · evans420110125_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,031 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 21:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 28,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000056 · evans420110125_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| February 05, 2010 Filed Feb 5, 2010 21:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 58,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-10-000045 · evanseep_ex.xml · derivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,381 Underlying: Common Stock, par value $0.01 per share · 58,381 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. F1 · derivative.exercise_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. F1 · derivative.expiration_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009. Read SEC document |
| January 25, 2010 Filed Jan 28, 2010 01:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 9,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000030 · evanseep1_ex.xml · derivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2010 Filed Jan 28, 2010 01:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000030 · evanseep1_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| November 27, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $166.10 | $16,609.50 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 6 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,953 Read SEC document |
| November 27, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 28,818 | $165.38 | $4,765,819.98 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 5 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,053 F5 · price: Reflects a weighted average sale price of $165.3765 per share, at prices ranging from $165.06 to $166.045 per share. F6 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 6,082 | $164.80 | $1,002,325.16 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,871 F4 · price: Reflects a weighted average sale price of $164.8019 per share, at prices ranging from $164.06 to $165.05 per share. F6 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8,275 | $170.48 | $1,410,722.83 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,953 F3 · price: Reflects a weighted average sale price of $170.4801 per share, at prices ranging from $170.185 to $170.78 per share. F6 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 11,800 | $169.72 | $2,002,699.54 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,228 F2 · price: Reflects a weighted average sale price of $169.7203 per share, at prices ranging from $169.185 to $170.18 per share. F6 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2009 Filed Nov 27, 2009 21:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 14,925 | $168.77 | $2,518,960.91 |
DisclosureSEC source: 0000769993-09-001077 · evanseep_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,028 F1 · price: Reflects a weighted average sale price of $168.7746 per share, at prices ranging from $168.185 to $169.18 per share. F6 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,900 | $171.62 | $669,299.67 |
DisclosureSEC source: 0000769993-09-001073 · evanseep_ex.xml · nonDerivative · entry 5 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,953 F4 · price: Reflects a weighted average sale price of $171.6153 per share, at prices ranging from $171.45 to $171.885 per share. F5 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 31,100 | $170.98 | $5,317,593.07 |
DisclosureSEC source: 0000769993-09-001073 · evanseep_ex.xml · nonDerivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,853 F3 · price: Reflects a weighted average sale price of $170.9837 per share, at prices ranging from $170.41 to $171.40 per share. F5 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 20:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $173.47 | $34,694.00 |
DisclosureSEC source: 0000769993-09-001073 · evanseep_ex.xml · nonDerivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,953 Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 20:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 17,090 | $172.91 | $2,954,999.43 |
DisclosureSEC source: 0000769993-09-001073 · evanseep_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,153 F2 · price: Reflects a weighted average sale price of $172.9081 per share, at prices ranging from $172.43 to $173.41 per share. F5 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 20:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 17,710 | $171.91 | $3,044,524.33 |
DisclosureSEC source: 0000769993-09-001073 · evanseep_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,243 F1 · price: Reflects a weighted average sale price of $171.9099 per share, at prices ranging from $171.42 to $172.395 per share. F5 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 23:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 78,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-09-000076 · evanseep_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,953 F1 · kind: Reflects the distribution of 78,778 shares of the Issuer's common stock from grantor retained annuity trusts to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. The grantor retained annuity trusts are no longer beneficial owners of the Issuer's common stock. F1 · acquired: Reflects the distribution of 78,778 shares of the Issuer's common stock from grantor retained annuity trusts to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. The grantor retained annuity trusts are no longer beneficial owners of the Issuer's common stock. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 23:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 22,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-09-000049 · evanseep_ex.xml · derivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 23:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 643 | $76.30 | $49,057.69 |
DisclosureSEC source: 0000769993-09-000049 · evanseep_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,175 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above. Read SEC document |
| January 13, 2009 Filed Jan 15, 2009 23:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-09-000049 · evanseep_ex.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with fiscal 2005 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| June 23, 2008 Filed Jun 25, 2008 20:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 6,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-000722 · evanseep_ex.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Reflects a gift of 6,699 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects a gift of 6,699 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects a gift of 6,699 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.