Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 17, 2013 | January 18, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 17, 2013 · Filed January 18, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,779 |
Reported balance
After 2013-01-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-01-17 · Grant · Acquired 3,710 · Balance 23,779 F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2013 Filed Jan 18, 2013 15:23 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000085 · ownershipdoc01072013114340.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,779 Underlying: Common Stock, par value $0.01 per share · 3,710 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:38 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000103 · friedman420120119_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,069 Underlying: Common Stock, par value $0.01 per share · 3,383 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 17:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000114 · friedman420110120_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 Underlying: Common Stock, par value $0.01 per share · 3,120 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 05, 2010 Filed Feb 5, 2010 18:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options · Derivative | 10,000 | $0.00 Strike: $154.16 | $0.00 |
DisclosureSEC source: 0000769993-10-000061 · friedmaneep_ex.xml · derivative · entry 2 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-02-05 F2 · derivative.exercise_date: One-third of these stock options become exercisable in each of January 2011, January 2012 and January 2013, provided that the stock options all become exercisable on the date the Reporting Person ceases to be a director of the Issuer, if earlier. Read SEC document |
| February 05, 2010 Filed Feb 5, 2010 18:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-10-000061 · friedmaneep_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,566 Underlying: Common Stock · 650 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 22, 2009 Filed Jan 26, 2009 17:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | PurchaseCommon Stock, par value $0.01 per share | 7,028 | $67.12 | $471,688.44 |
DisclosureSEC source: 0000769993-09-000094 · friedmaneep_ex.xml · nonDerivative · entry 2 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,600 F2 · shares: Reflects the purchase of 7,028 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $67.1156 per share, at prices ranging from $66.83 to $67.53 per share. F3 · shares: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · price: Reflects the purchase of 7,028 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $67.1156 per share, at prices ranging from $66.83 to $67.53 per share. F3 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 22, 2009 Filed Jan 26, 2009 17:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | PurchaseCommon Stock, par value $0.01 per share | 8,272 | $66.19 | $547,514.58 |
DisclosureSEC source: 0000769993-09-000094 · friedmaneep_ex.xml · nonDerivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,572 F1 · shares: Reflects the purchase of 8,272 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $66.1889 per share, at prices ranging from $65.69 to $66.68 per share. F3 · shares: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F1 · price: Reflects the purchase of 8,272 shares of the Issuer's common stock by the Reporting Person at a weighted average purchase price of $66.1889 per share, at prices ranging from $65.69 to $66.68 per share. F3 · price: The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 17:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-08-001135 · friedmaneep1_ex.xml · derivative · entry 2 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,916 Underlying: Common Stock · 3,906 shares Expires not disclosed F2 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F2 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F2 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 17:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | PurchaseCommon Stock, par value $0.01 per share | 37,300 | $80.78 | $3,013,064.16 |
DisclosureSEC source: 0000769993-08-001135 · friedmaneep1_ex.xml · nonDerivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,300 F1 · shares: Reflects the purchase of 37,300 shares of the Issuer's common stock by the Reporting Person at an average weighted purchase price of $80.7792 per share, at prices ranging from $80.42 to $80.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F1 · price: Reflects the purchase of 37,300 shares of the Issuer's common stock by the Reporting Person at an average weighted purchase price of $80.7792 per share, at prices ranging from $80.42 to $80.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 19, 2007 Filed Dec 21, 2007 16:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,243 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-001137 · friedmaneep1_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Common Stock · 3,243 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000963 · friedmaneep1_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767 Underlying: Common Stock · 385 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000687 · friedmaneep1_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Underlying: Common Stock · 3,382 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| April 18, 2005 Filed Apr 20, 2005 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000362 · friedmaneep1_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.