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Nasdaq · USD

GNSS

Genasys Inc.

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Tapewire entity
7058
SEC CIK
0000924383
Parsed reports
175

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 26, 2026 20:10 UTC PurchaseCommon Stock 1,000 $1.55 $1,545.00
Disclosure

SEC source: 0001193125-26-368466 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,285

Read SEC document
May 14, 2026 Filed Aug 13, 2026 20:21 UTC
HERNANDEZ-MONTEON CASSANDRA LCFO/Treasurer/Secretary
Disposition to issuerCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-349272 · ownership.xml · nonDerivative · entry 1

HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · CFO/Treasurer/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,039

F1 · kind: Represents the forfeiture of 11,667 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on December 24, 2025 under the Issuer's 2025 Equity Incentive Plan, because one of the three performance measures for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration.

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May 14, 2026 Filed Aug 13, 2026 20:18 UTC
Danforth RichardDirector · CEO
Disposition to issuerCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-349263 · ownership.xml · nonDerivative · entry 1

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,692

F1 · kind: Represents the forfeiture of 200,000 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on January 26, 2026 under the Issuer's 2025 Equity Incentive Plan, because the threshold performance measure for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration.

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March 26, 2026 Filed Mar 30, 2026 21:58 UTC GrantCommon Stock 48,498 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-132197 · ownership.xml · nonDerivative · entry 1

Hagenbuch Lawrence F · CIK 0001564286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,498

F1 · kind: Represents pro-rata restricted stock units (RSUs) granted in accordance with the Company's compensation practice for non-employee directors. The RSUs vest on the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control. Each RSU represents the right to receive one share of the Company's common stock and will be settled only in shares.

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March 17, 2026 Filed Mar 19, 2026 23:56 UTC GrantCommon Stock 47,620 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-116430 · ownership.xml · nonDerivative · entry 1

Fugate William Craig · CIK 0001817000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,821

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:57 UTC GrantCommon Stock 47,620 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-116431 · ownership.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,783

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:50 UTC GrantCommon Stock 47,620 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-116425 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,285

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:49 UTC GrantCommon Stock 47,620 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-116424 · ownership.xml · nonDerivative · entry 1

Schmeiser Susan Lee · CIK 0001880028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,256

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
February 19, 2026 Filed Feb 20, 2026 21:09 UTC PurchaseCommon Stock 25,430 $1.98 $50,351.40
Disclosure

SEC source: 0001193125-26-061346 · ownership.xml · nonDerivative · entry 2

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,163

Read SEC document
February 18, 2026 Filed Feb 20, 2026 21:09 UTC PurchaseCommon Stock 27 $1.97 $53.19
Disclosure

SEC source: 0001193125-26-061346 · ownership.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,733

Read SEC document
January 26, 2026 Filed Jan 28, 2026 22:06 UTC
Danforth RichardDirector · CEO
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-027416 · ownership.xml · nonDerivative · entry 1

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,692

F1 · kind: Grant of restricted stock units to reporting person on January 26, 2026. 50% of the restricted stock units vest as to 1/3 of such units on December 31, 2026, 2/3 of such units on December 31, 2027. 50% of the restricted stock units vest based on the Company meeting certain financial performance measures for fiscal year 2026.

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December 24, 2025 Filed Dec 31, 2025 00:24 UTC
HERNANDEZ-MONTEON CASSANDRA LCFO/Treasurer/Secretary
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-337402 · ownership.xml · nonDerivative · entry 1

HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · CFO/Treasurer/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,706

F1 · kind: Grant of restricted stock units to reporting person on December 24, 2025. 50% of the restricted stock units vest as to 1/3 of such units on December 24, 2026, 1/3 of such units on December 24, 2027 and 1/3 of such units on December 24, 2028. 50% of the restricted stock units vest based on the Company meeting certain financial performance measures for fiscal year 2026.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:42 UTC
HERNANDEZ-MONTEON CASSANDRA LInterim CFO/Secretary
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-319310 · ownership.xml · nonDerivative · entry 1

HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · Interim CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,706

F1 · kind: Grant of restricted stock units to reporting person on December 11, 2025. The restricted stock units vest as to 1/3 of the shares on December 11, 2026, 1/3 of the shares on December 11, 2027 and 1/3 of the shares on December 11, 2028.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:10 UTC GrantCommon Stock 6,411 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230153 · ownership.xml · nonDerivative · entry 1

Fugate William Craig · CIK 0001817000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,201

F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:09 UTC
Culhane MarkDirector
GrantCommon Stock 6,411 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230139 · ownership.xml · nonDerivative · entry 1

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,547

F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:06 UTC GrantCommon Stock 6,411 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230120 · ownership.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,706

F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:04 UTC GrantCommon Stock 6,411 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230082 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,665

F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:03 UTC GrantCommon Stock 6,411 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-230069 · ownership.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,430

F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:36 UTC GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042068 · ownership.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,019

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:30 UTC GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042055 · ownership.xml · nonDerivative · entry 1

Schmeiser Susan Lee · CIK 0001880028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,636

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:28 UTC GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042045 · ownership.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,295

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:26 UTC
Culhane MarkDirector
GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042036 · ownership.xml · nonDerivative · entry 1

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,136

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:21 UTC GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042029 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,254

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:25 UTC GrantCommon Stock 38,136 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042034 · ownership.xml · nonDerivative · entry 1

Fugate William Craig · CIK 0001817000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,790

F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:24 UTC
Klahn Dennis DCFO/Secretary
Tax withholdingCommon Stock 4,108 $3.38 $13,885.04
Disclosure

SEC source: 0000950170-25-022288 · ownership.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,389

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 21:16 UTC
Klahn Dennis DCFO/Secretary
Tax withholdingCommon Stock 1,369 $2.92 $3,997.48
Disclosure

SEC source: 0000950170-25-018855 · ownership.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,497

F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 21:05 UTC GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-006189 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,118

F1 · price: On January 15, 2025, the issuer granted to the reporting person 5,000 restricted stock units (RSUs) that vest on March 14, 2025 as pro-rata grant pursuant to company's Director compensation policies. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 20:36 UTC PurchaseCommon Stock 100,000 $2.64 $264,000.00
Disclosure

SEC source: 0001437749-24-037461 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,883

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:06 UTC
Klahn Dennis DCFO/Secretary
GrantEmployee Stock Options (right to buy) · Derivative 90,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0000950170-24-136626 · ownership.xml · derivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2031-12-12

F1 · derivative.exercise_date: Grant to reporting person on December 12, 2024, of options to purchase 90,000 shares of the issuer's common stock. The options vest as to 1/3 of the shares on December 12, 2025, 1/3 of the shares on December 12, 2026 and 1/3 of the shares on December 12, 2027.

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December 12, 2024 Filed Dec 17, 2024 18:30 UTC Amendment PurchaseCommon Stock 10,000 $2.64 $26,400.00
Disclosure

SEC source: 0001437749-24-037711 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,883

F2 · shares: This Form 4 amendment is being filed to correct an error in Column 4 (Transaction Amount) of Table I. The originally reported transaction amount was 100,000 shares, which was incorrect. The correct number of shares acquired was 10,000 shares. The ending balance in Column 5 was accurately reported and remains unchanged.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4.

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December 11, 2024 Filed Dec 13, 2024 20:37 UTC PurchaseCommon Stock 16,327 $2.65 $43,266.55
Disclosure

SEC source: 0001437749-24-037463 · rdgdoc.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,159

Read SEC document
November 05, 2024 Filed Nov 5, 2024 21:42 UTC SaleCommon Stock 28,732 $3.69 $106,133.13
Disclosure

SEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 5,649,544

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 04, 2024 Filed Nov 5, 2024 21:42 UTC SaleCommon Stock 43 $3.70 $159.10
Disclosure

SEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 5,678,276

F1 · price: This is a weighted average price.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:42 UTC SaleCommon Stock 71,225 $3.67 $261,424.24
Disclosure

SEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 5,678,319

F1 · price: This is a weighted average price.

Read SEC document
October 03, 2024 Filed Jan 18, 2025 01:18 UTC
Danforth RichardDirector · CEO
GrantEmployee Stock Options (right to buy) · Derivative 200,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0000950170-25-006872 · ownership.xml · derivative · entry 1

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-10-03

F1 · derivative.exercise_date: Grant to reporting person on October 3, 2024, of an option to purchase 200,000 shares. The options vest as to 1/2 of the shares on October 3, 2025, and 1/2 of the shares on October 3, 2026.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:39 UTC
Klahn Dennis DCFO/Secretary
Exercise / conversionStock Optons · Derivative 100,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-24-027781 · rdgdoc.xml · derivative · entry 3

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2024-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Grant to reporting person on September 19, 2017 of an option to purchase 100,000 shares. The option vested as to 1/3 of the shares on September 19, 2018 and 1/12 of the shares quarterly thereafter until fully vested.

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August 22, 2024 Filed Aug 26, 2024 21:39 UTC
Klahn Dennis DCFO/Secretary
Tax withholdingCommon Stock 72,984 $3.00 $218,952.00
Disclosure

SEC source: 0001437749-24-027781 · rdgdoc.xml · nonDerivative · entry 2

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,866

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August 22, 2024 Filed Aug 26, 2024 21:39 UTC
Klahn Dennis DCFO/Secretary
Exercise / conversionCommon Stock 100,000 $1.76 $176,000.00
Disclosure

SEC source: 0001437749-24-027781 · rdgdoc.xml · nonDerivative · entry 1

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 19, 2024 Filed Aug 19, 2024 20:58 UTC
Culhane MarkDirector
PurchaseCommon stock 613 $2.70 $1,655.10
Disclosure

SEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 3

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

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August 19, 2024 Filed Aug 21, 2024 20:17 UTC
Danforth RichardDirector · CEO
GrantEmployee Stock options (right to buy) · Derivative 450,000 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001437749-24-027482 · rdgdoc.xml · derivative · entry 1

Danforth Richard · CIK 0001681117 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common stock · 450,000 shares

Expires 2031-08-19

F1 · derivative.exercise_date: Grant to reporting person on August 19, 2024, of an option to purchase 450,000 shares. The option will vest as to 1/3 of the shares on September 30, 2024, as to 1/3 of the shares on September 30, 2025 and as to 1/3 of the shares on September 30, 2026.

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August 16, 2024 Filed Aug 19, 2024 20:58 UTC
Culhane MarkDirector
PurchaseCommon stock 31,800 $2.67 $84,906.00
Disclosure

SEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 2

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,387

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive. The reporting person undertakes to provide Genasys Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4.

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August 15, 2024 Filed Aug 19, 2024 20:58 UTC
Culhane MarkDirector
PurchaseCommon stock 17,587 $2.65 $46,605.55
Disclosure

SEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 1

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,587

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 of this Form 4.

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July 10, 2024 Filed Jul 12, 2024 17:43 UTC
Culhane MarkDirector
GrantRestricted Stock Units 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022629 · rdgdoc.xml · nonDerivative · entry 1

Culhane Mark · CIK 0001407712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: On July 10, 2024, the issuer granted to the reporting person 20,000 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one shar of Genasys Inc. commons stock and is eligible to be settled soley in shares of Genasys Inc. common stock.

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June 01, 2024 Filed Jun 4, 2024 23:44 UTC GrantRestricted Stock Units 23,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-019246 · rdgdoc.xml · nonDerivative · entry 1

Dodd William H · CIK 0002025748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,832

F1 · price: On June 1, 2024, the issuer granted to the reporting person 23,654 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled soley in shares of Genasys Inc. common stock.

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June 01, 2024 Filed Jun 4, 2024 23:57 UTC GrantRestricted Stock Units 23,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-019249 · rdgdoc.xml · nonDerivative · entry 1

Fugate William Craig · CIK 0001817000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,654

F1 · price: On June 1, 2024, the issuer granted to the reporting person 23,654 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled soley in shares of Genasys Inc. common stock.

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March 14, 2024 Filed Mar 18, 2024 17:04 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-008333 · rdgdoc.xml · nonDerivative · entry 1

Anchin Scott L · CIK 0001669488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,152

F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

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March 14, 2024 Filed Mar 18, 2024 21:10 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-008348 · rdgdoc.xml · nonDerivative · entry 1

Seymour Caltha · CIK 0001880835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

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March 14, 2024 Filed Mar 18, 2024 21:06 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-008338 · rdgdoc.xml · nonDerivative · entry 1

Schmeiser Susan Lee · CIK 0001880028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,500

F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

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March 14, 2024 Filed Mar 18, 2024 21:03 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-008329 · rdgdoc.xml · nonDerivative · entry 1

Osgood Richard Hoe III · CIK 0001582266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,883

F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.

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February 14, 2024 Filed Feb 15, 2024 19:14 UTC
Klahn Dennis DCFO/Secretary
Tax withholdingCommon stock 4,108 $1.71 $7,024.68
Disclosure

SEC source: 0001437749-24-004318 · rdgdoc.xml · nonDerivative · entry 3

Klahn Dennis D · CIK 0001716893 · CFO/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,516

F1 · kind: 1. Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.