Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genasys Inc.GNSS · Entity 7058 | Director · CEO | May 14, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genasys Inc.
Report date May 14, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 394,692 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Disposition to issuer · Disposed 200,000 · Balance 394,692 F1: Represents the forfeiture of 200,000 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on January 26, 2026 under the Issuer's 2025 Equity Incentive Plan, because the threshold performance measure for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the forfeiture of 200,000 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on January 26, 2026 under the Issuer's 2025 Equity Incentive Plan, because the threshold performance measure for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed Aug 13, 2026 20:18 UTC | Genasys Inc. GNSS · Entity 7058 | Disposition to issuerCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-349263 · ownership.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,692 F1 · kind: Represents the forfeiture of 200,000 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on January 26, 2026 under the Issuer's 2025 Equity Incentive Plan, because the threshold performance measure for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 22:06 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027416 · ownership.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 594,692 F1 · kind: Grant of restricted stock units to reporting person on January 26, 2026. 50% of the restricted stock units vest as to 1/3 of such units on December 31, 2026, 2/3 of such units on December 31, 2027. 50% of the restricted stock units vest based on the Company meeting certain financial performance measures for fiscal year 2026. Read SEC document |
| October 03, 2024 Filed Jan 18, 2025 01:18 UTC | Genasys Inc. GNSS · Entity 7058 | GrantEmployee Stock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0000950170-25-006872 · ownership.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-10-03 F1 · derivative.exercise_date: Grant to reporting person on October 3, 2024, of an option to purchase 200,000 shares. The options vest as to 1/2 of the shares on October 3, 2025, and 1/2 of the shares on October 3, 2026. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 20:17 UTC | Genasys Inc. GNSS · Entity 7058 | GrantEmployee Stock options (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001437749-24-027482 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2031-08-19 F1 · derivative.exercise_date: Grant to reporting person on August 19, 2024, of an option to purchase 450,000 shares. The option will vest as to 1/3 of the shares on September 30, 2024, as to 1/3 of the shares on September 30, 2025 and as to 1/3 of the shares on September 30, 2026. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:40 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock options · Derivative | 150,753 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001437749-23-017070 · rdgdoc.xml · derivative · entry 3 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 150,753 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant to reporting person on August 1, 2016, of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017, and 1/12 of the shares quarterly thereafter until fully vested. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:40 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon stock | 150,753 | $1.99 | $299,998.47 |
DisclosureSEC source: 0001437749-23-017070 · rdgdoc.xml · nonDerivative · entry 2 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:40 UTC | Genasys Inc. GNSS · Entity 7058 | Tax withholdingCommon stock | 109,488 | $2.74 | $299,997.12 |
DisclosureSEC source: 0001437749-23-017070 · rdgdoc.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,939 Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:20 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock options · Derivative | 562,500 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001437749-23-016269 · rdgdoc.xml · derivative · entry 4 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 562,500 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal years ended September 30, 2019 and September 30, 2020. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares and Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares. F2 · derivative.underlying_shares: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal years ended September 30, 2019 and September 30, 2020. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares and Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:20 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionStock options · Derivative | 224,247 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001437749-23-016269 · rdgdoc.xml · derivative · entry 3 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,753 Underlying: Common stock · 224,247 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Grant to reporting person on August 1, 2016 of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017 and 1/12 of the shares quarterly thereafter until fully vested. F1 · derivative.underlying_shares: Grant to reporting person on August 1, 2016 of an option to purchase 375,000 shares. The option vested as to 1/3 of the shares on August 1, 2017 and 1/12 of the shares quarterly thereafter until fully vested. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:20 UTC | Genasys Inc. GNSS · Entity 7058 | Tax withholdingCommon stock | 639,820 | $2.77 | $1,772,301.40 |
DisclosureSEC source: 0001437749-23-016269 · rdgdoc.xml · nonDerivative · entry 2 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,427 Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:20 UTC | Genasys Inc. GNSS · Entity 7058 | Exercise / conversionCommon stock | 786,747 | $1.99 | $1,565,626.53 |
DisclosureSEC source: 0001437749-23-016269 · rdgdoc.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2022 Filed Oct 11, 2022 16:02 UTC | Genasys Inc. GNSS · Entity 7058 | GrantStock Option · Derivative | 200,000 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001437749-22-023918 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,000 Underlying: Common Stock · 200,000 shares Expires 2029-10-08 F1 · derivative.exercise_date: Grant to reporting person on October 8, 2022, of an option to purchase 200,000 shares. The options vest as to 1/2 of the shares on October 8, 2023, and 1/2 of the shares on October 8, 2024. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 21:37 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 6,500 | $3.85 | $25,025.00 |
DisclosureSEC source: 0001437749-21-028005 · rdgdoc.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $3.86, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 20:55 UTC | Genasys Inc. GNSS · Entity 7058 | GrantStock Option · Derivative | 375,000 | Not disclosed Strike: $1.99 | Not disclosed |
DisclosureSEC source: 0001437749-20-025104 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,500 Underlying: Common Stock · 375,000 shares Expires 2024-08-01 F1 · price: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2020. Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares. F1 · derivative.exercise_date: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vested based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2020. Genasys' performance for fiscal year 2020 resulted in the vesting of options to purchase 375,000 shares. Read SEC document |
| December 05, 2019 Filed Dec 7, 2019 00:54 UTC | Genasys Inc. LRAD · Entity 7058 | GrantStock option · Derivative | 187,500 | Not disclosed Strike: $1.99 | Not disclosed |
DisclosureSEC source: 0001437749-19-024016 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,500 Underlying: Common Stock · 187,500 shares Expires 2023-08-01 F1 · price: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vest based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2019. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares. F1 · derivative.exercise_date: On August 1, 2016, the reporting person was granted an option to purchase shares of common stock that vest based upon Genasys achieving specified performance targets for its fiscal year ended September 30, 2019. Genasys' performance for fiscal year 2019 resulted in the vesting of options to purchase 187,500 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.