Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 26, 2026 20:10 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 1,000 | $1.55 | $1,545.00 |
DisclosureSEC source: 0001193125-26-368466 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,285 Read SEC document |
| May 14, 2026 Filed Aug 13, 2026 20:21 UTC |
HERNANDEZ-MONTEON CASSANDRA LCFO/Treasurer/Secretary
|
Disposition to issuerCommon Stock | 11,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-349272 · ownership.xml · nonDerivative · entry 1 HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · CFO/Treasurer/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,039 F1 · kind: Represents the forfeiture of 11,667 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on December 24, 2025 under the Issuer's 2025 Equity Incentive Plan, because one of the three performance measures for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration. Read SEC document |
| May 14, 2026 Filed Aug 13, 2026 20:18 UTC |
Danforth RichardDirector · CEO
|
Disposition to issuerCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-349263 · ownership.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394,692 F1 · kind: Represents the forfeiture of 200,000 restricted stock units that were subject to performance-based vesting, granted to the Reporting Person on January 26, 2026 under the Issuer's 2025 Equity Incentive Plan, because the threshold performance measure for fiscal year 2026 was not achieved. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. The forfeiture was for no consideration. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:58 UTC |
Hagenbuch Lawrence FDirector
|
GrantCommon Stock | 48,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-132197 · ownership.xml · nonDerivative · entry 1 Hagenbuch Lawrence F · CIK 0001564286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,498 F1 · kind: Represents pro-rata restricted stock units (RSUs) granted in accordance with the Company's compensation practice for non-employee directors. The RSUs vest on the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control. Each RSU represents the right to receive one share of the Company's common stock and will be settled only in shares. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:56 UTC |
Fugate William CraigDirector
|
GrantCommon Stock | 47,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116430 · ownership.xml · nonDerivative · entry 1 Fugate William Craig · CIK 0001817000 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,821 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:57 UTC |
Dodd William HDirector
|
GrantCommon Stock | 47,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116431 · ownership.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,783 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:50 UTC |
Malhotra R. RimmyDirector
|
GrantCommon Stock | 47,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116425 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,285 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:49 UTC |
Schmeiser Susan LeeDirector
|
GrantCommon Stock | 47,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116424 · ownership.xml · nonDerivative · entry 1 Schmeiser Susan Lee · CIK 0001880028 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,256 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:09 UTC |
Dodd William HDirector
|
PurchaseCommon Stock | 25,430 | $1.98 | $50,351.40 |
DisclosureSEC source: 0001193125-26-061346 · ownership.xml · nonDerivative · entry 2 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,163 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:09 UTC |
Dodd William HDirector
|
PurchaseCommon Stock | 27 | $1.97 | $53.19 |
DisclosureSEC source: 0001193125-26-061346 · ownership.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,733 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 22:06 UTC |
Danforth RichardDirector · CEO
|
GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-027416 · ownership.xml · nonDerivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 594,692 F1 · kind: Grant of restricted stock units to reporting person on January 26, 2026. 50% of the restricted stock units vest as to 1/3 of such units on December 31, 2026, 2/3 of such units on December 31, 2027. 50% of the restricted stock units vest based on the Company meeting certain financial performance measures for fiscal year 2026. Read SEC document |
| December 24, 2025 Filed Dec 31, 2025 00:24 UTC |
HERNANDEZ-MONTEON CASSANDRA LCFO/Treasurer/Secretary
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-337402 · ownership.xml · nonDerivative · entry 1 HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · CFO/Treasurer/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,706 F1 · kind: Grant of restricted stock units to reporting person on December 24, 2025. 50% of the restricted stock units vest as to 1/3 of such units on December 24, 2026, 1/3 of such units on December 24, 2027 and 1/3 of such units on December 24, 2028. 50% of the restricted stock units vest based on the Company meeting certain financial performance measures for fiscal year 2026. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 21:42 UTC |
HERNANDEZ-MONTEON CASSANDRA LInterim CFO/Secretary
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-319310 · ownership.xml · nonDerivative · entry 1 HERNANDEZ-MONTEON CASSANDRA L · CIK 0002076995 · Interim CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,706 F1 · kind: Grant of restricted stock units to reporting person on December 11, 2025. The restricted stock units vest as to 1/3 of the shares on December 11, 2026, 1/3 of the shares on December 11, 2027 and 1/3 of the shares on December 11, 2028. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:10 UTC |
Fugate William CraigDirector
|
GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230153 · ownership.xml · nonDerivative · entry 1 Fugate William Craig · CIK 0001817000 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,201 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:09 UTC |
Culhane MarkDirector
|
GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230139 · ownership.xml · nonDerivative · entry 1 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,547 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:06 UTC |
Dodd William HDirector
|
GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230120 · ownership.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,706 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:04 UTC |
Malhotra R. RimmyDirector
|
GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230082 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,665 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:03 UTC |
Osgood Richard Hoe IIIDirector
|
GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230069 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,430 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:36 UTC |
Osgood Richard Hoe IIIDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042068 · ownership.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,019 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:30 UTC |
Schmeiser Susan LeeDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042055 · ownership.xml · nonDerivative · entry 1 Schmeiser Susan Lee · CIK 0001880028 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,636 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:28 UTC |
Dodd William HDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042045 · ownership.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,295 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:26 UTC |
Culhane MarkDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042036 · ownership.xml · nonDerivative · entry 1 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,136 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:21 UTC |
Malhotra R. RimmyDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042029 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,254 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:25 UTC |
Fugate William CraigDirector
|
GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042034 · ownership.xml · nonDerivative · entry 1 Fugate William Craig · CIK 0001817000 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,790 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:24 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon Stock | 4,108 | $3.38 | $13,885.04 |
DisclosureSEC source: 0000950170-25-022288 · ownership.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,389 F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 21:16 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon Stock | 1,369 | $2.92 | $3,997.48 |
DisclosureSEC source: 0000950170-25-018855 · ownership.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,497 F1 · kind: Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:05 UTC |
Malhotra R. RimmyDirector
|
GrantCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-006189 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,118 F1 · price: On January 15, 2025, the issuer granted to the reporting person 5,000 restricted stock units (RSUs) that vest on March 14, 2025 as pro-rata grant pursuant to company's Director compensation policies. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 20:36 UTC |
Osgood Richard Hoe IIIDirector
|
PurchaseCommon Stock | 100,000 | $2.64 | $264,000.00 |
DisclosureSEC source: 0001437749-24-037461 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,883 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:06 UTC |
Klahn Dennis DCFO/Secretary
|
GrantEmployee Stock Options (right to buy) · Derivative | 90,000 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0000950170-24-136626 · ownership.xml · derivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-12-12 F1 · derivative.exercise_date: Grant to reporting person on December 12, 2024, of options to purchase 90,000 shares of the issuer's common stock. The options vest as to 1/3 of the shares on December 12, 2025, 1/3 of the shares on December 12, 2026 and 1/3 of the shares on December 12, 2027. Read SEC document |
| December 12, 2024 Filed Dec 17, 2024 18:30 UTC Amendment |
Osgood Richard Hoe IIIDirector
|
PurchaseCommon Stock | 10,000 | $2.64 | $26,400.00 |
DisclosureSEC source: 0001437749-24-037711 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,883 F2 · shares: This Form 4 amendment is being filed to correct an error in Column 4 (Transaction Amount) of Table I. The originally reported transaction amount was 100,000 shares, which was incorrect. The correct number of shares acquired was 10,000 shares. The ending balance in Column 5 was accurately reported and remains unchanged. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $2.61 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote of this Form 4. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 20:37 UTC |
Dodd William HDirector
|
PurchaseCommon Stock | 16,327 | $2.65 | $43,266.55 |
DisclosureSEC source: 0001437749-24-037463 · rdgdoc.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,159 Read SEC document |
| November 05, 2024 Filed Nov 5, 2024 21:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 28,732 | $3.69 | $106,133.13 |
DisclosureSEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,649,544 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 21:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 43 | $3.70 | $159.10 |
DisclosureSEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,678,276 F1 · price: This is a weighted average price. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:42 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 71,225 | $3.67 | $261,424.24 |
DisclosureSEC source: 0001535264-24-000051 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,678,319 F1 · price: This is a weighted average price. Read SEC document |
| October 03, 2024 Filed Jan 18, 2025 01:18 UTC |
Danforth RichardDirector · CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0000950170-25-006872 · ownership.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-10-03 F1 · derivative.exercise_date: Grant to reporting person on October 3, 2024, of an option to purchase 200,000 shares. The options vest as to 1/2 of the shares on October 3, 2025, and 1/2 of the shares on October 3, 2026. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 21:39 UTC |
Klahn Dennis DCFO/Secretary
|
Exercise / conversionStock Optons · Derivative | 100,000 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001437749-24-027781 · rdgdoc.xml · derivative · entry 3 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Grant to reporting person on September 19, 2017 of an option to purchase 100,000 shares. The option vested as to 1/3 of the shares on September 19, 2018 and 1/12 of the shares quarterly thereafter until fully vested. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 21:39 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon Stock | 72,984 | $3.00 | $218,952.00 |
DisclosureSEC source: 0001437749-24-027781 · rdgdoc.xml · nonDerivative · entry 2 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,866 Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 21:39 UTC |
Klahn Dennis DCFO/Secretary
|
Exercise / conversionCommon Stock | 100,000 | $1.76 | $176,000.00 |
DisclosureSEC source: 0001437749-24-027781 · rdgdoc.xml · nonDerivative · entry 1 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 20:58 UTC |
Culhane MarkDirector
|
PurchaseCommon stock | 613 | $2.70 | $1,655.10 |
DisclosureSEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 3 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 20:17 UTC |
Danforth RichardDirector · CEO
|
GrantEmployee Stock options (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0001437749-24-027482 · rdgdoc.xml · derivative · entry 1 Danforth Richard · CIK 0001681117 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common stock · 450,000 shares Expires 2031-08-19 F1 · derivative.exercise_date: Grant to reporting person on August 19, 2024, of an option to purchase 450,000 shares. The option will vest as to 1/3 of the shares on September 30, 2024, as to 1/3 of the shares on September 30, 2025 and as to 1/3 of the shares on September 30, 2026. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 20:58 UTC |
Culhane MarkDirector
|
PurchaseCommon stock | 31,800 | $2.67 | $84,906.00 |
DisclosureSEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 2 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,387 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive. The reporting person undertakes to provide Genasys Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:58 UTC |
Culhane MarkDirector
|
PurchaseCommon stock | 17,587 | $2.65 | $46,605.55 |
DisclosureSEC source: 0001437749-24-027224 · rdgdoc.xml · nonDerivative · entry 1 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,587 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.65, inclusive. The reporting person undertakes to provide Genasys Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 17:43 UTC |
Culhane MarkDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-022629 · rdgdoc.xml · nonDerivative · entry 1 Culhane Mark · CIK 0001407712 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · price: On July 10, 2024, the issuer granted to the reporting person 20,000 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one shar of Genasys Inc. commons stock and is eligible to be settled soley in shares of Genasys Inc. common stock. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:44 UTC |
Dodd William HDirector
|
GrantRestricted Stock Units | 23,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-019246 · rdgdoc.xml · nonDerivative · entry 1 Dodd William H · CIK 0002025748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,832 F1 · price: On June 1, 2024, the issuer granted to the reporting person 23,654 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled soley in shares of Genasys Inc. common stock. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 23:57 UTC |
Fugate William CraigDirector
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GrantRestricted Stock Units | 23,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-019249 · rdgdoc.xml · nonDerivative · entry 1 Fugate William Craig · CIK 0001817000 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,654 F1 · price: On June 1, 2024, the issuer granted to the reporting person 23,654 restricted stock units (RSUs) that vest on March 14, 2025. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled soley in shares of Genasys Inc. common stock. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 17:04 UTC |
Anchin Scott LDirector
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008333 · rdgdoc.xml · nonDerivative · entry 1 Anchin Scott L · CIK 0001669488 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,152 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:10 UTC |
Seymour CalthaDirector
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008348 · rdgdoc.xml · nonDerivative · entry 1 Seymour Caltha · CIK 0001880835 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,500 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:06 UTC |
Schmeiser Susan LeeDirector
|
GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008338 · rdgdoc.xml · nonDerivative · entry 1 Schmeiser Susan Lee · CIK 0001880028 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,500 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:03 UTC |
Osgood Richard Hoe IIIDirector
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GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-008329 · rdgdoc.xml · nonDerivative · entry 1 Osgood Richard Hoe III · CIK 0001582266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,883 F1 · price: On March 14, 2024, the issuer granted to the reporting person 30,000 restricted stock units (RSUs) that vest on the anniversary date of the grant. Each RSU represents a contingent right to one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 19:14 UTC |
Klahn Dennis DCFO/Secretary
|
Tax withholdingCommon stock | 4,108 | $1.71 | $7,024.68 |
DisclosureSEC source: 0001437749-24-004318 · rdgdoc.xml · nonDerivative · entry 3 Klahn Dennis D · CIK 0001716893 · CFO/Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,516 F1 · kind: 1. Represents shares of common stock retained by the issuer to satisfy the reporting person's tax withholding obligations resulting from the vesting of previously reported restricted stock unit awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.