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Nasdaq · USD

GNLX

GENELUX Corp

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1116
SEC CIK
0001231457
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202606
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2023 Filed Sep 15, 2023 00:18 UTC SaleCommon Stock 900 $20.78 $18,702.00
Disclosure

SEC source: 0001209191-23-049519 · doc4.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:06 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 29,800 $21.14 $629,927.30
Disclosure

SEC source: 0001209191-23-049673 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · price: The weighted average sale price for the transaction reported was $21.1385, and the range of prices were between $21.00 and $21.58. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:19 UTC
Szalay Aladar10% owner
SaleCommon Stock 3,315 $22.31 $73,960.63
Disclosure

SEC source: 0001209191-23-049587 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 60,568

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.665, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:19 UTC
Szalay Aladar10% owner
SaleCommon Stock 15,717 $21.26 $334,132.42
Disclosure

SEC source: 0001209191-23-049587 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 63,883

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 23:04 UTC
Szalay Aladar10% owner
SaleCommon Stock 13,727 $22.51 $308,935.74
Disclosure

SEC source: 0001209191-23-049349 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 79,600

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.14 to $23.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 23:04 UTC
Szalay Aladar10% owner
SaleCommon Stock 6,538 $21.75 $142,230.92
Disclosure

SEC source: 0001209191-23-049349 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 93,327

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.1405 to $22.1245, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:23 UTC
Cappello JosephVP, Pharmaceutical Development
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049099 · doc4.xml · derivative · entry 1

Cappello Joseph · CIK 0001939198 · VP, Pharmaceutical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:26 UTC
Ryder SeanGeneral Counsel
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049105 · doc4.xml · derivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:25 UTC
Samuelson DougVice President, Finance
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049103 · doc4.xml · derivative · entry 1

Samuelson Doug · CIK 0001943326 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:24 UTC
Yu YongVP, Clinical Trial Operations
GrantStock Option (right to buy) · Derivative 65,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049101 · doc4.xml · derivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:22 UTC
Smalling RalphHead of Regulatory
GrantStock Option (right to buy) · Derivative 54,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049096 · doc4.xml · derivative · entry 2

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2033-09-10

F2 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:22 UTC
Smalling RalphHead of Regulatory
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049096 · doc4.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,065

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 1, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:20 UTC
Jewett CarolineHead of Quality
GrantStock Option (right to buy) · Derivative 88,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049095 · doc4.xml · derivative · entry 2

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Common Stock · 88,000 shares

Expires 2033-09-10

F2 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:20 UTC
Jewett CarolineHead of Quality
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049095 · doc4.xml · nonDerivative · entry 1

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,135

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 30, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 20:19 UTC
Zak Lourie S.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049093 · doc4.xml · derivative · entry 1

Zak Lourie S. · CIK 0001991207 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:18 UTC GrantStock Option (Right to Buy) · Derivative 4,397 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049368 · doc4.xml · derivative · entry 2

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397

Underlying: Common Stock · 4,397 shares

Expires 2033-09-10

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:18 UTC GrantCommon Stock 3,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049368 · doc4.xml · nonDerivative · entry 1

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:16 UTC GrantStock Option (Right to Buy) · Derivative 4,397 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049367 · doc4.xml · derivative · entry 2

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397

Underlying: Common Stock · 4,397 shares

Expires 2033-09-10

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:16 UTC GrantCommon Stock 3,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049367 · doc4.xml · nonDerivative · entry 1

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,460

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:15 UTC
Thomas JohnDirector
GrantStock Option (Right to Buy) · Derivative 4,397 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049365 · doc4.xml · derivative · entry 2

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,397

Underlying: Common Stock · 4,397 shares

Expires 2033-09-10

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:15 UTC
Thomas JohnDirector
GrantCommon Stock 3,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049365 · doc4.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,460

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:14 UTC GrantStock Option (Right to Buy) · Derivative 8,447 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049364 · doc4.xml · derivative · entry 2

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,447

Underlying: Common Stock · 8,447 shares

Expires 2033-09-10

F2 · derivative.exercise_date: The shares subject to the option shall vest in equal monthly installments over a three year period following the date of grant.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 00:14 UTC GrantCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049364 · doc4.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,820

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs shall vest in equal monthly installments over a three year period following the date of grant.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:04 UTC
Szalay Aladar10% owner
SaleCommon Stock 23,020 $22.55 $519,156.25
Disclosure

SEC source: 0001209191-23-049349 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 99,865

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.02 to $22.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:04 UTC
Szalay Aladar10% owner
SaleCommon Stock 9,331 $21.39 $199,545.30
Disclosure

SEC source: 0001209191-23-049349 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 122,885

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 11, 2023 Filed Sep 16, 2023 00:06 UTC
Zindrick ThomasDirector · President and CEO
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049675 · doc4.xml · derivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 23:05 UTC
Szalay Aladar10% owner
SaleCommon Stock 2,636 $24.19 $63,752.19
Disclosure

SEC source: 0001209191-23-049013 · doc4.xml · nonDerivative · entry 5

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 132,216

F6 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.165 to $24.205, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 23:05 UTC
Szalay Aladar10% owner
SaleCommon Stock 8,523 $23.49 $200,168.62
Disclosure

SEC source: 0001209191-23-049013 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 134,852

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.16 to $24.155, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 23:05 UTC
Szalay Aladar10% owner
SaleCommon Stock 13,672 $22.78 $311,411.25
Disclosure

SEC source: 0001209191-23-049013 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 143,375

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.16 to $23.1561, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:05 UTC
Szalay Aladar10% owner
SaleCommon Stock 2,508 $25.34 $63,551.47
Disclosure

SEC source: 0001209191-23-049013 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 157,047

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:05 UTC
Szalay Aladar10% owner
SaleCommon Stock 9,938 $24.12 $239,716.49
Disclosure

SEC source: 0001209191-23-049013 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 159,555

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.79 to $24.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · balance_after: The Form 3 filed by the reporting person on January 25, 2023 and the Form 4 filed by the reporting person on January 30, 2023 inadvertently overstated the amount of securities beneficially owned by one share.

Read SEC document
August 30, 2023 Filed Aug 30, 2023 23:22 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 19,800 $24.70 $489,060.00
Disclosure

SEC source: 0001209191-23-047784 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,935

F1 · price: The weighted average sale price for the transaction reported was $24.70, and the range of prices were between $24.70 and $24.71. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:15 UTC
Cappello JosephVP, Pharmaceutical Development
SaleCommon Stock 3,265 $23.73 $77,478.45
Disclosure

SEC source: 0001209191-23-046883 · doc4.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · VP, Pharmaceutical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,735

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:18 UTC
Jewett CarolineHead of Quality
SaleCommon Stock 515 $23.73 $12,220.95
Disclosure

SEC source: 0001209191-23-046890 · doc4.xml · nonDerivative · entry 1

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,135

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:18 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 935 $23.73 $22,187.55
Disclosure

SEC source: 0001209191-23-046887 · doc4.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,065

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:17 UTC
Samuelson DougChief Financial Officer
SaleCommon Stock 1,297 $23.73 $30,777.81
Disclosure

SEC source: 0001209191-23-046885 · doc4.xml · nonDerivative · entry 1

Samuelson Doug · CIK 0001943326 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:16 UTC
Ryder SeanGeneral Counsel
SaleCommon Stock 328 $23.73 $7,783.44
Disclosure

SEC source: 0001209191-23-046884 · doc4.xml · nonDerivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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August 18, 2023 Filed Aug 22, 2023 20:14 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 3,265 $23.73 $77,478.45
Disclosure

SEC source: 0001209191-23-046879 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,735

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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August 18, 2023 Filed Aug 22, 2023 20:13 UTC
Zindrick ThomasDirector · President and CEO
SaleCommon Stock 8,349 $23.73 $198,121.77
Disclosure

SEC source: 0001209191-23-046877 · doc4.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,651

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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February 27, 2023 Filed May 2, 2023 20:27 UTC
Zindrick ThomasDirector · President and CEO
GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026505 · doc4.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:21 UTC
Cappello JosephVP, Pharmaceutical Development
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026483 · doc4.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · VP, Pharmaceutical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:33 UTC GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026524 · doc4.xml · nonDerivative · entry 1

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:31 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026517 · doc4.xml · nonDerivative · entry 1

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:30 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026511 · doc4.xml · nonDerivative · entry 1

Woodward Gabe · CIK 0001938448 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,186

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:28 UTC
Thomas JohnDirector
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026507 · doc4.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:26 UTC
Zhang QianAssociate VP, Research
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026501 · doc4.xml · nonDerivative · entry 1

Zhang Qian · CIK 0001937484 · Associate VP, Research

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,333

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:25 UTC
Ryder SeanGeneral Counsel
GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026497 · doc4.xml · nonDerivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:23 UTC
Samuelson DougChief Financial Officer
GrantCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026491 · doc4.xml · nonDerivative · entry 1

Samuelson Doug · CIK 0001943326 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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February 17, 2023 Filed May 2, 2023 20:22 UTC
Yu YongVP, Clinical Trial Operations
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026488 · doc4.xml · nonDerivative · entry 1

Yu Tony · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

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January 30, 2023 Filed Jan 30, 2023 21:29 UTC
Szalay Aladar10% owner
ConversionSeries A Preferred Stock · Derivative 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-005480 · doc4.xml · derivative · entry 7

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F1 · price: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date.

F3 · ownership.nature: Shares held by The Szalay Children's Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.