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Zindrick Thomas

Disclosed activity across 1 company

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1118
SEC CIK
0001937573

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENELUX CorpGNLX · Entity 1116President and CEOAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENELUX Corp

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,226,427 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Sale · Disposed 34,463 · Balance 1,226,427

F1: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2: The weighted average sale price for the transaction reported was $2.6666, and the range of prices were between $2.59 and $2.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2: The weighted average sale price for the transaction reported was $2.6666, and the range of prices were between $2.59 and $2.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 23:05 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 34,463 $2.67 $91,899.04
Disclosure

SEC source: 0001493152-26-041284 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226,427

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.6666, and the range of prices were between $2.59 and $2.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Read SEC document
August 04, 2026 Filed Aug 5, 2026 00:20 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 3,023 $2.95 $8,905.46
Disclosure

SEC source: 0001493152-26-036075 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,890

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9459, and the range of prices were between $2.905 and $2.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 730,601 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029417 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,913

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.

F2 · balance_after: Includes 1261 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:30 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 2,798 $2.94 $8,225.56
Disclosure

SEC source: 0001493152-26-022566 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,051

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9398, and the range of prices were between $2.89 and $3.01. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 21:00 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 3,582 $2.42 $8,668.44
Disclosure

SEC source: 0001493152-26-012969 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,849

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
November 17, 2025 Filed Dec 12, 2025 01:50 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 4,509 $5.37 $24,210.62
Disclosure

SEC source: 0001493152-25-027339 · ownership.xml · nonDerivative · entry 2

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,431

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Form 4 filed on August 29, 2025, and 1,452 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2025.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 8

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 Disposition to issuerStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $22.40 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 7

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 250,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (Right to Buy) · Derivative 23,568 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 6

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,568

Underlying: Common stock · 23,568 shares

Expires 2030-09-23

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 Disposition to issuerStock Option (Right to Buy) · Derivative 23,568 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 5

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 23,568 shares

Expires 2030-09-23

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (Right to Buy) · Derivative 157,372 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 4

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,372

Underlying: Common stock · 157,372 shares

Expires 2030-03-22

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 Disposition to issuerStock Option (Right to Buy) · Derivative 157,372 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 3

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 157,372 shares

Expires 2030-03-22

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (Right to Buy) · Derivative 925,000 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 2

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,000

Underlying: Common stock · 925,000 shares

Expires 2027-09-18

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC GENELUX Corp GNLX · Entity 1116 Disposition to issuerStock Option (Right to Buy) · Derivative 925,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 925,000 shares

Expires 2027-09-18

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:30 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (Right to Buy) · Derivative 478,800 $0.00 Strike: $3.64 $0.00
Disclosure

SEC source: 0001641172-25-026002 · ownership.xml · derivative · entry 2

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,800

Underlying: Common stock · 478,800 shares

Expires 2035-08-26

F3 · derivative.exercise_date: The shares subject to the option will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:30 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 361,200 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-026002 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,161

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.

F2 · balance_after: Includes 1514 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 21, 2025 Filed Dec 12, 2025 01:50 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 12,673 $3.33 $42,159.27
Disclosure

SEC source: 0001493152-25-027339 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,940

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Form 4 filed on August 29, 2025, and 1,452 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2025.

Read SEC document
May 12, 2025 Filed May 13, 2025 21:05 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 10,764 $2.92 $31,430.88
Disclosure

SEC source: 0001415889-25-012808 · form4-05132025_050535.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,447

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2025 Filed Apr 17, 2025 20:54 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 30,339 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010877 · form4-04172025_080409.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,211

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of March 14, 2025.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 01:43 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (right to buy) · Derivative 183,000 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001415889-24-030002 · form4-12212024_011219.xml · derivative · entry 2

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,000

Underlying: Common Stock · 183,000 shares

Expires 2034-12-17

F2 · derivative.exercise_date: 25% of the shares vest on August 1, 2025, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 01:43 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 134,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030002 · form4-12212024_011219.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,872

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs vest on August 1, 2025, and the remaining RSUs shall vest in 12 equal quarterly installments thereafter.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 21:35 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 14,315 $2.34 $33,497.10
Disclosure

SEC source: 0001415889-24-029745 · form4-12182024_041209.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,372

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 1,480 shares acquired under the Issuer's Employee Stock Purchase Plan on November 15, 2024.

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC GENELUX Corp GNLX · Entity 1116 PurchaseCommon Stock Warrant (Right to Buy) · Derivative 200,000 Not disclosed Strike: $5.25 Not disclosed
Disclosure

SEC source: 0001415889-24-016100 · form4-06072024_090608.xml · derivative · entry 3

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-05-29

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

F2 · ownership.nature: By Zindrick Living Trust DTD 3-5-2009

Read SEC document
May 29, 2024 Filed Jun 8, 2024 01:40 UTC GENELUX Corp GNLX · Entity 1116 PurchaseCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-016100 · form4-06072024_090608.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00.

F2 · ownership.nature: By Zindrick Living Trust DTD 3-5-2009

Read SEC document
March 14, 2024 Filed Jul 8, 2024 20:30 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 26,264 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019347 · form4-07082024_040717.xml · nonDerivative · entry 2

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,207

F2 · kind: Represents RSUs that are fully vested as of March 14, 2024.

F3 · balance_after: Includes 972 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024.

Read SEC document
February 19, 2024 Filed Jul 8, 2024 20:30 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 8,320 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019347 · form4-07082024_040717.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,971

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.

Read SEC document
September 11, 2023 Filed Sep 16, 2023 00:06 UTC GENELUX Corp GNLX · Entity 1116 GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-049675 · doc4.xml · derivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-09-10

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:13 UTC GENELUX Corp GNLX · Entity 1116 SaleCommon Stock 8,349 $23.73 $198,121.77
Disclosure

SEC source: 0001209191-23-046877 · doc4.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,651

F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
February 27, 2023 Filed May 2, 2023 20:27 UTC GENELUX Corp GNLX · Entity 1116 GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026505 · doc4.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.