Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENELUX CorpGNLX · Entity 1116 | Director | February 17, 2023 | May 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENELUX Corp
Report date February 17, 2023 · Filed May 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,186 |
Reported balance
After 2023-02-17 transaction · row 1
1 source rowRow 1 · 2023-02-17 · Grant · Acquired 1,000 · Balance 4,186 F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023. |
| Common StockSEC Table I · non-derivative | IndirectBy Olympic Xploration | 5,378 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,378 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,798 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,798 F2: By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023.
F2: By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed May 2, 2023 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026511 · doc4.xml · nonDerivative · entry 1 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,186 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will be fully vested on July 25, 2023. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionSeries K Preferred Stock · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · derivative · entry 6 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 2,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. F3 · price: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. F3 · derivative.exercise_date: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. F3 · derivative.expiration_date: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. F4 · ownership.nature: By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionSeries J Preferred Stock · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · derivative · entry 5 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. F2 · price: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. F2 · derivative.exercise_date: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. F2 · derivative.expiration_date: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionSeries I Preferred Stock · Derivative | 13,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · derivative · entry 4 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olympic Xploration Disclosed balance after: 0 Underlying: Common Stock · 5,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. F1 · price: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. F1 · derivative.exercise_date: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. F1 · derivative.expiration_date: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionCommon Stock | 2,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · nonDerivative · entry 3 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date. F4 · ownership.nature: By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionCommon Stock | 3,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · nonDerivative · entry 2 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 21:25 UTC | GENELUX Corp GNLX · Entity 1116 | ConversionCommon Stock | 5,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005477 · doc4.xml · nonDerivative · entry 1 Woodward Gabe · CIK 0001938448 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Olympic Xploration Disclosed balance after: 5,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.