Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENELUX CorpGNLX · Entity 1116 | Head of Quality | February 19, 2024 | July 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENELUX Corp
Report date February 19, 2024 · Filed July 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,278 |
Reported balance
After 2024-02-19 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-02-19 · Grant · Acquired 1,143 · Balance 22,278 F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 25,890 |
Reported balance
After 2024-03-14 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-03-14 · Grant · Acquired 3,612 · Balance 25,890 F2: Represents RSUs that are fully vested as of March 14, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 16,174 |
Reported balance
After 2024-06-24 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2024-06-24 · Sale · Disposed 4,961 · Balance 16,174 F3: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of the RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024.
F2: Represents RSUs that are fully vested as of March 14, 2024.
F3: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of the RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2024 Filed Jul 8, 2024 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 4,961 | $2.12 | $10,517.32 |
DisclosureSEC source: 0001415889-24-019341 · form4-07082024_040703.xml · nonDerivative · entry 3 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,174 F3 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of the RSUs. Read SEC document |
| March 14, 2024 Filed Jul 8, 2024 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 3,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019341 · form4-07082024_040703.xml · nonDerivative · entry 2 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,890 F2 · kind: Represents RSUs that are fully vested as of March 14, 2024. Read SEC document |
| February 19, 2024 Filed Jul 8, 2024 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 1,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019341 · form4-07082024_040703.xml · nonDerivative · entry 1 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,278 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:10 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-23-051909 · doc4.xml · derivative · entry 1 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2033-10-01 F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (right to buy) · Derivative | 88,000 | $0.00 Strike: $22.40 | $0.00 |
DisclosureSEC source: 0001209191-23-049095 · doc4.xml · derivative · entry 2 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2033-09-10 F2 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:20 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049095 · doc4.xml · nonDerivative · entry 1 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,135 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 30, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:18 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 515 | $23.73 | $12,220.95 |
DisclosureSEC source: 0001209191-23-046890 · doc4.xml · nonDerivative · entry 1 Jewett Caroline · CIK 0001983187 · Head of Quality 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,135 F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.