Tapewire

Nasdaq · USD

GNLX

GENELUX Corp

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Tapewire entity
1116
SEC CIK
0001231457
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 23:05 UTC
Yu YongChief Scientific Officer
SaleCommon Stock 9,683 $2.75 $26,658.27
Disclosure

SEC source: 0001493152-26-041283 · ownership.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,688

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.7531, and the range of prices were between $2.70 and $2.78. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Read SEC document
August 31, 2026 Filed Sep 2, 2026 23:05 UTC
Zindrick ThomasPresident and CEO
SaleCommon Stock 34,463 $2.67 $91,899.04
Disclosure

SEC source: 0001493152-26-041284 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226,427

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.6666, and the range of prices were between $2.59 and $2.81. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Read SEC document
August 31, 2026 Filed Sep 2, 2026 23:05 UTC
Cappello JosephChief Technical Officer
SaleCommon Stock 10,257 $2.74 $28,112.39
Disclosure

SEC source: 0001493152-26-041285 · ownership.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,480

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.7408, and the range of prices were between $2.70 and $2.78. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided

Read SEC document
August 04, 2026 Filed Aug 5, 2026 00:20 UTC
Cappello JosephChief Technical Officer
SaleCommon Stock 653 $2.95 $1,924.20
Disclosure

SEC source: 0001493152-26-036076 · ownership.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,737

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9467, and the range of prices were between $2.91 and $2.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 00:20 UTC
Yu YongChief Scientific Officer
SaleCommon Stock 653 $2.94 $1,922.04
Disclosure

SEC source: 0001493152-26-036077 · ownership.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,371

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9434, and the range of prices were between $2.93 and $2.975. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 00:20 UTC
Zindrick ThomasPresident and CEO
SaleCommon Stock 3,023 $2.95 $8,905.46
Disclosure

SEC source: 0001493152-26-036075 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,890

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9459, and the range of prices were between $2.905 and $2.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:35 UTC SaleCommon Stock 12,000 $2.91 $34,898.40
Disclosure

SEC source: 0001493152-26-031927 · ownership.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,403

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9082, and the range of prices were between $2.87 and $2.93. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Pulisic MatthewChief Financial Officer
GrantCommon Stock 278,906 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029421 · ownership.xml · nonDerivative · entry 1

Pulisic Matthew · CIK 0002054836 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,906

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Cappello JosephChief Technical Officer
GrantCommon Stock 174,841 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029419 · ownership.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,390

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Groen EricGeneral Counsel
GrantCommon Stock 233,957 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029420 · ownership.xml · nonDerivative · entry 1

Groen Eric · CIK 0001918630 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,957

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantStock Option (Right to Buy) · Derivative 31,566 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001493152-26-029418 · ownership.xml · derivative · entry 2

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,566

Underlying: Common stock · 31,566 shares

Expires 2036-06-15

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantCommon Stock 28,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029418 · ownership.xml · nonDerivative · entry 1

Tyree James L · CIK 0001324991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,483

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Thomas JohnDirector
GrantStock Option (Right to Buy) · Derivative 31,566 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001493152-26-029416 · ownership.xml · derivative · entry 2

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,566

Underlying: Common stock · 31,566 shares

Expires 2036-06-15

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Thomas JohnDirector
GrantCommon Stock 28,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029416 · ownership.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,193

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Zindrick ThomasPresident and CEO
GrantCommon Stock 730,601 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029417 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,913

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.

F2 · balance_after: Includes 1261 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2026.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantStock Option (Right to Buy) · Derivative 31,566 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001493152-26-029415 · ownership.xml · derivative · entry 2

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,566

Underlying: Common stock · 31,566 shares

Expires 2036-06-15

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantCommon Stock 28,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029415 · ownership.xml · nonDerivative · entry 1

Mirabelli Mary · CIK 0001937525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,693

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC
Yu YongChief Scientific Officer
GrantCommon Stock 119,318 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029414 · ownership.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,024

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantStock Option (Right to Buy) · Derivative 31,566 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001493152-26-029413 · ownership.xml · derivative · entry 2

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,566

Underlying: Common stock · 31,566 shares

Expires 2036-06-15

F2 · derivative.exercise_date: The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 23:05 UTC GrantCommon Stock 28,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-029413 · ownership.xml · nonDerivative · entry 1

Smither John W · CIK 0001559583 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,403

F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 00:35 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 192 $2.93 $562.56
Disclosure

SEC source: 0001493152-26-027348 · ownership.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,611

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 00:35 UTC
Thomas JohnDirector
SaleCommon Stock 10,000 $2.98 $29,801.00
Disclosure

SEC source: 0001493152-26-026930 · ownership.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 472,784

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2025.

F2 · price: The weighted average sale price for the transaction reported was $2.9801, and the range of prices were between $2.94 and $3.05. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:30 UTC
Cappello JosephChief Technical Officer
SaleCommon Stock 605 $2.97 $1,799.39
Disclosure

SEC source: 0001493152-26-022568 · ownership.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,549

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9742, and the range of prices were between $2.96 and $3.01. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:30 UTC
Yu YongChief Scientific Officer
SaleCommon Stock 605 $2.97 $1,798.42
Disclosure

SEC source: 0001493152-26-022567 · ownership.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,706

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9726, and the range of prices were between $2.95 and $3.02. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:30 UTC
Zindrick ThomasPresident and CEO
SaleCommon Stock 2,798 $2.94 $8,225.56
Disclosure

SEC source: 0001493152-26-022566 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,051

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9398, and the range of prices were between $2.89 and $3.01. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 11, 2026 Filed May 13, 2026 00:30 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 270 $2.98 $804.49
Disclosure

SEC source: 0001493152-26-022565 · ownership.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,803

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $2.9796, and the range of prices were between $2.97 and $2.98. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 25, 2026 Filed Mar 26, 2026 21:00 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 240 $2.51 $602.40
Disclosure

SEC source: 0001493152-26-012972 · ownership.xml · nonDerivative · entry 2

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,073

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 21:00 UTC
Cappello JosephChief Technical Officer
SaleCommon Stock 906 $2.42 $2,192.52
Disclosure

SEC source: 0001493152-26-012971 · ownership.xml · nonDerivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,154

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 21:00 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 345 $2.42 $834.90
Disclosure

SEC source: 0001493152-26-012972 · ownership.xml · nonDerivative · entry 1

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,313

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 21:00 UTC
Zindrick ThomasPresident and CEO
SaleCommon Stock 3,582 $2.42 $8,668.44
Disclosure

SEC source: 0001493152-26-012969 · ownership.xml · nonDerivative · entry 1

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,849

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 21:00 UTC
Yu YongSVP, Clinical Development
SaleCommon Stock 906 $2.42 $2,192.52
Disclosure

SEC source: 0001493152-26-012970 · ownership.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · SVP, Clinical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,938

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 01:05 UTC
Thomas JohnDirector
SaleCommon Stock 10,000 $2.90 $28,957.00
Disclosure

SEC source: 0001493152-26-008743 · ownership.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 482,784

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2025.

F2 · price: The weighted average sale price for the transaction reported was $2.8957, and the range of prices were between $2.82 and $3.01. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 22:32 UTC
Litten JasonChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001493152-26-000854 · ownership.xml · derivative · entry 1

Litten Jason · CIK 0001909400 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: The shares subject to the option will vest 25% on the first anniversary of the grant date, and the remaining shares will vest in 36 equal monthly installments thereafter.

Read SEC document
December 05, 2025 Filed Dec 10, 2025 01:00 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 165 $4.69 $773.85
Disclosure

SEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 4

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,658

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 00:00 UTC
Thomas JohnDirector
SaleCommon Stock 10,000 $5.00 $50,008.00
Disclosure

SEC source: 0001493152-25-025811 · ownership.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,784

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2025.

F2 · price: The weighted average sale price for the transaction reported was $5.0008, and the range of prices were between $4.73 and $5.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
November 17, 2025 Filed Dec 10, 2025 01:00 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 343 $5.37 $1,841.70
Disclosure

SEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 3

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,823

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025.

Read SEC document
November 17, 2025 Filed Dec 12, 2025 01:49 UTC
Cappello JosephChief Technical Officer
SaleCommon Stock 973 $5.37 $5,224.43
Disclosure

SEC source: 0001493152-25-027337 · ownership.xml · nonDerivative · entry 3

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,060

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Form 4 filed on August 29, 2025.

Read SEC document
November 17, 2025 Filed Dec 12, 2025 01:50 UTC
Yu YongSVP, Clinical Development
SaleCommon Stock 973 $5.37 $5,224.43
Disclosure

SEC source: 0001493152-25-027338 · ownership.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · SVP, Clinical Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,844

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Form 4 filed on August 29, 2025.

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November 17, 2025 Filed Dec 12, 2025 01:50 UTC
Zindrick ThomasPresident and CEO
SaleCommon Stock 4,509 $5.37 $24,210.62
Disclosure

SEC source: 0001493152-25-027339 · ownership.xml · nonDerivative · entry 2

Zindrick Thomas · CIK 0001937573 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,431

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Form 4 filed on August 29, 2025, and 1,452 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2025.

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September 03, 2025 Filed Dec 10, 2025 01:00 UTC
Smalling RalphHead of Regulatory
SaleCommon Stock 580 $3.36 $1,948.22
Disclosure

SEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 2

Smalling Ralph · CIK 0001983288 · Head of Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166

F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.

F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025.

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September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 8

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common stock · 65,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

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September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $22.40 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 7

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 65,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

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September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 13,333 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 6

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common stock · 13,333 shares

Expires 2030-09-23

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

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September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 13,333 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 5

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,333 shares

Expires 2030-09-23

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

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September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 4

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common stock · 80,000 shares

Expires 2027-09-12

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 80,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 3

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 80,000 shares

Expires 2027-09-12

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
GrantStock Option (Right to Buy) · Derivative 16,666 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 2

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common stock · 16,666 shares

Expires 2026-12-30

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Cappello JosephChief Technical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 16,666 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001641172-25-026395 · ownership.xml · derivative · entry 1

Cappello Joseph · CIK 0001939198 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,666 shares

Expires 2026-12-30

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F1 · derivative.exercise_date: The shares subject to these options are fully vested.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Zindrick ThomasDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $3.33 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 8

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:15 UTC
Zindrick ThomasDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 250,000 Not disclosed Strike: $22.40 Not disclosed
Disclosure

SEC source: 0001641172-25-026398 · ownership.xml · derivative · entry 7

Zindrick Thomas · CIK 0001937573 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 250,000 shares

Expires 2033-09-10

F2 · price: The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.