Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENELUX CorpGNLX · Entity 1116 | Head of Regulatory | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENELUX Corp
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,611 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Sale · Disposed 192 · Balance 67,611 F1: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 5, 2026 00:35 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 192 | $2.93 | $562.56 |
DisclosureSEC source: 0001493152-26-027348 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,611 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| May 11, 2026 Filed May 13, 2026 00:30 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 270 | $2.98 | $804.49 |
DisclosureSEC source: 0001493152-26-022565 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,803 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · price: The weighted average sale price for the transaction reported was $2.9796, and the range of prices were between $2.97 and $2.98. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 21:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 240 | $2.51 | $602.40 |
DisclosureSEC source: 0001493152-26-012972 · ownership.xml · nonDerivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,073 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| March 24, 2026 Filed Mar 26, 2026 21:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 345 | $2.42 | $834.90 |
DisclosureSEC source: 0001493152-26-012972 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,313 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| December 05, 2025 Filed Dec 10, 2025 01:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 165 | $4.69 | $773.85 |
DisclosureSEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 4 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,658 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025. Read SEC document |
| November 17, 2025 Filed Dec 10, 2025 01:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 343 | $5.37 | $1,841.70 |
DisclosureSEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 3 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,823 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025. Read SEC document |
| September 03, 2025 Filed Dec 10, 2025 01:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 580 | $3.36 | $1,948.22 |
DisclosureSEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,166 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 20:15 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (Right to Buy) · Derivative | 8,333 | Not disclosed Strike: $3.33 | Not disclosed |
DisclosureSEC source: 0001641172-25-026396 · ownership.xml · derivative · entry 3 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,333 Underlying: Common stock · 8,333 shares Expires 2030-09-23 F3 · price: The transactions reported herein reflect a one-time reduction of the exercise price of the stock option, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration date or the vesting schedule of the stock option. F2 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 20:15 UTC | GENELUX Corp GNLX · Entity 1116 | Disposition to issuerStock Option (Right to Buy) · Derivative | 8,333 | Not disclosed Strike: $6.00 | Not disclosed |
DisclosureSEC source: 0001641172-25-026396 · ownership.xml · derivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 8,333 shares Expires 2030-09-23 F3 · price: The transactions reported herein reflect a one-time reduction of the exercise price of the stock option, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration date or the vesting schedule of the stock option. F2 · derivative.exercise_date: The shares subject to the option vest as follows: 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 20:15 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-026396 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,990 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common Stock upon vesting. The RSUs will vest 25% on the first anniversary of the grant date, and the remaining shares will vest in 12 equal quarterly (every 3 months) installments thereafter. Read SEC document |
| August 27, 2025 Filed Aug 29, 2025 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (Right to Buy) · Derivative | 34,770 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001641172-25-026000 · ownership.xml · derivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,770 Underlying: Common stock · 34,770 shares Expires 2035-08-26 F2 · derivative.exercise_date: The shares subject to the option will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| August 27, 2025 Filed Aug 29, 2025 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 26,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-026000 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,990 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter. Read SEC document |
| August 21, 2025 Filed Dec 10, 2025 01:00 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 1,244 | $3.36 | $4,176.61 |
DisclosureSEC source: 0001493152-25-026981 · ownership.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,746 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · balance_after: The total shown in Column 5 takes into account the transactions reported on Forms 4 filed on August 29, 2025 and September 3, 2025. Read SEC document |
| May 12, 2025 Filed May 13, 2025 21:05 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 1,259 | $2.92 | $3,676.28 |
DisclosureSEC source: 0001415889-25-012805 · form4-05132025_050529.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,760 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| March 14, 2025 Filed Apr 17, 2025 20:58 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 4,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010881 · form4-04172025_080443.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,019 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of March 14, 2025. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:49 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (right to buy) · Derivative | 21,100 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001415889-24-030007 · form4-12212024_011212.xml · derivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,100 Underlying: Common Stock · 21,100 shares Expires 2034-12-17 F2 · derivative.exercise_date: 25% of the shares vest on August 1, 2025, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 01:49 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 15,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-030007 · form4-12212024_011212.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,847 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs vest on August 1, 2025, and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:35 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 2,510 | $2.34 | $5,873.40 |
DisclosureSEC source: 0001415889-24-029743 · form4-12182024_041205.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,322 F1 · kind: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · balance_after: Includes 688 shares acquired under the Issuer's Employee Stock Purchase Plan on November 15, 2024. Read SEC document |
| May 29, 2024 Filed Jun 8, 2024 01:40 UTC | GENELUX Corp GNLX · Entity 1116 | PurchaseCommon Stock Warrant (Right to Buy) · Derivative | 1,250 | Not disclosed Strike: $5.25 | Not disclosed |
DisclosureSEC source: 0001415889-24-016099 · form4-06072024_090606.xml · derivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-05-29 F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00. Read SEC document |
| May 29, 2024 Filed Jun 8, 2024 01:40 UTC | GENELUX Corp GNLX · Entity 1116 | PurchaseCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-016099 · form4-06072024_090606.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,315 F1 · price: The reported securities consist of shares of common stock sold together with accompanying warrants to purchase common stock. The combined price of each share of common stock offered together with one warrant was $4.00. Read SEC document |
| March 14, 2024 Filed Jul 8, 2024 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019345 · form4-07082024_040713.xml · nonDerivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,144 F2 · kind: Represents RSUs that are fully vested as of March 14, 2024. F3 · balance_after: Includes 2,106 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2024. Read SEC document |
| February 19, 2024 Filed Jul 8, 2024 20:30 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019345 · form4-07082024_040713.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,931 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs are fully vested as of February 17, 2024. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:22 UTC | GENELUX Corp GNLX · Entity 1116 | GrantStock Option (right to buy) · Derivative | 54,000 | $0.00 Strike: $22.40 | $0.00 |
DisclosureSEC source: 0001209191-23-049096 · doc4.xml · derivative · entry 2 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 54,000 shares Expires 2033-09-10 F2 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:22 UTC | GENELUX Corp GNLX · Entity 1116 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049096 · doc4.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,065 F1 · kind: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. 25% of the RSUs shall vest on June 1, 2024, and the remaining RSUs shall vest in 36 equal monthly installments thereafter. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:18 UTC | GENELUX Corp GNLX · Entity 1116 | SaleCommon Stock | 935 | $23.73 | $22,187.55 |
DisclosureSEC source: 0001209191-23-046887 · doc4.xml · nonDerivative · entry 1 Smalling Ralph · CIK 0001983288 · Head of Regulatory 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,065 F1 · shares: Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units. F2 · price: The weighted average sale price for the transaction reported was $23.73. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.