Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 4, 2017 19:12 UTC |
Davis Alicia BolerExecutive Vice President
|
Exercise / conversionCommon Stock | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000010 · wf-form4_148357515701028.xml · nonDerivative · entry 1 Boler-Davis Alicia S · CIK 0001677195 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:17 UTC |
Mendillo Jane LDirector
|
GrantDeferred Share Units · Derivative | 89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000014 · wf-form4_148357542000634.xml · derivative · entry 2 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,648 Underlying: Common Stock · 89 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:17 UTC |
Mendillo Jane LDirector
|
GrantDeferred Share Units · Derivative | 4,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000014 · wf-form4_148357542000634.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,559 Underlying: Common Stock · 4,559 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is pro-rated for a partial year of service converted to DSUs based on the average closing price of the Common Stock for the period of service, which was $31.99. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is pro-rated for a partial year of service converted to DSUs based on the average closing price of the Common Stock for the period of service, which was $31.99. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is pro-rated for a partial year of service converted to DSUs based on the average closing price of the Common Stock for the period of service, which was $31.99. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is pro-rated for a partial year of service converted to DSUs based on the average closing price of the Common Stock for the period of service, which was $31.99. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is pro-rated for a partial year of service converted to DSUs based on the average closing price of the Common Stock for the period of service, which was $31.99. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:17 UTC |
Stephenson CarolDirector
|
GrantDeferred Share Units · Derivative | 1,882 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000016 · wf-form4_148357546382253.xml · derivative · entry 2 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,207 Underlying: Common Stock · 1,882 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:17 UTC |
Stephenson CarolDirector
|
GrantDeferred Share Units · Derivative | 6,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000016 · wf-form4_148357546382253.xml · derivative · entry 1 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,325 Underlying: Common Stock · 6,304 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Reuss Mark LExecutive Vice President
|
Exercise / conversionCommon Stock · Derivative | 4,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000007 · wf-form4_148357510318085.xml · derivative · entry 4 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Reuss Mark LExecutive Vice President
|
Tax withholdingCommon Stock | 1,736 | $34.99 | $60,742.64 |
DisclosureSEC source: 0001467858-17-000007 · wf-form4_148357510318085.xml · nonDerivative · entry 3 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Reuss Mark LExecutive Vice President
|
Disposition to issuerCommon Stock | 3,185 | $34.99 | $111,443.15 |
DisclosureSEC source: 0001467858-17-000007 · wf-form4_148357510318085.xml · nonDerivative · entry 2 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,366 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Reuss Mark LExecutive Vice President
|
Exercise / conversionCommon Stock | 4,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000007 · wf-form4_148357510318085.xml · nonDerivative · entry 1 Reuss Mark L · CIK 0001492362 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:10 UTC |
Ammann DanielPresident
|
Exercise / conversionSalary Stock Units · Derivative | 5,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000001 · wf-form4_148357499961860.xml · derivative · entry 4 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:10 UTC |
Ammann DanielPresident
|
Tax withholdingCommon Stock | 2,135 | $34.99 | $74,703.65 |
DisclosureSEC source: 0001467858-17-000001 · wf-form4_148357499961860.xml · nonDerivative · entry 3 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,850 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:10 UTC |
Ammann DanielPresident
|
Disposition to issuerCommon Stock | 3,633 | $34.99 | $127,118.67 |
DisclosureSEC source: 0001467858-17-000001 · wf-form4_148357499961860.xml · nonDerivative · entry 2 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,985 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:10 UTC |
Ammann DanielPresident
|
Exercise / conversionCommon Stock | 5,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000001 · wf-form4_148357499961860.xml · nonDerivative · entry 1 Ammann Daniel · CIK 0001492931 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionSalary Stock Units · Derivative | 5,799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000005 · wf-form4_148357507018919.xml · derivative · entry 4 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Barra Mary TDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 2,055 | $34.99 | $71,904.45 |
DisclosureSEC source: 0001467858-17-000005 · wf-form4_148357507018919.xml · nonDerivative · entry 3 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,478 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Barra Mary TDirector · Chairman & CEO
|
Disposition to issuerCommon Stock | 3,744 | $34.99 | $131,002.56 |
DisclosureSEC source: 0001467858-17-000005 · wf-form4_148357507018919.xml · nonDerivative · entry 2 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,533 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Barra Mary TDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 5,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000005 · wf-form4_148357507018919.xml · nonDerivative · entry 1 Barra Mary T · CIK 0001492154 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:18 UTC |
JIMENEZ JOSEPHDirector
|
GrantDeferred Share Units · Derivative | 454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000017 · wf-form4_148357548159237.xml · derivative · entry 2 JIMENEZ JOSEPH · CIK 0001199095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,944 Underlying: Common Stock · 454 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:18 UTC |
JIMENEZ JOSEPHDirector
|
GrantDeferred Share Units · Derivative | 7,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000017 · wf-form4_148357548159237.xml · derivative · entry 1 JIMENEZ JOSEPH · CIK 0001199095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,490 Underlying: Common Stock · 7,980 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:18 UTC |
Ashton Joseph JDirector
|
GrantDeferred Share Units · Derivative | 580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000019 · wf-form4_148357551696531.xml · derivative · entry 2 Ashton Joseph J · CIK 0001615224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,872 Underlying: Common Stock · 580 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:18 UTC |
Ashton Joseph JDirector
|
GrantDeferred Share Units · Derivative | 5,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000019 · wf-form4_148357551696531.xml · derivative · entry 1 Ashton Joseph J · CIK 0001615224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,292 Underlying: Common Stock · 5,985 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:17 UTC |
Gooden Linda RDirector
|
GrantDeferred Share Units · Derivative | 285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000015 · wf-form4_148357544459035.xml · derivative · entry 2 Gooden Linda R · CIK 0001382867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,701 Underlying: Common Stock · 285 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:17 UTC |
Gooden Linda RDirector
|
GrantDeferred Share Units · Derivative | 3,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000015 · wf-form4_148357544459035.xml · derivative · entry 1 Gooden Linda R · CIK 0001382867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,416 Underlying: Common Stock · 3,990 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC |
Mullen Michael GDirector
|
GrantDeferred Share Units · Derivative | 603 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000013 · wf-form4_148357540256667.xml · derivative · entry 2 Mullen Michael G · CIK 0001567949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,813 Underlying: Common Stock · 603 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC |
Mullen Michael GDirector
|
GrantDeferred Share Units · Derivative | 4,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000013 · wf-form4_148357540256667.xml · derivative · entry 1 Mullen Michael G · CIK 0001567949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,210 Underlying: Common Stock · 4,469 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC |
MULVA JAMES JDirector
|
GrantDeferred Share Units · Derivative | 1,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000012 · wf-form4_148357538340839.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,973 Underlying: Common Stock · 1,508 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC |
MULVA JAMES JDirector
|
GrantDeferred Share Units · Derivative | 8,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000012 · wf-form4_148357538340839.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,465 Underlying: Common Stock · 8,459 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Quattrone John JSenior Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · derivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Quattrone John JSenior Vice President
|
Tax withholdingCommon Stock | 47 | $34.99 | $1,644.53 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Quattrone John JSenior Vice President
|
Disposition to issuerCommon Stock | 77 | $34.99 | $2,694.23 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Quattrone John JSenior Vice President
|
Exercise / conversionCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Batey Alan S.Executive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 1,715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · derivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Batey Alan S.Executive Vice President
|
Tax withholdingCommon Stock | 643 | $34.99 | $22,498.57 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,703 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Batey Alan S.Executive Vice President
|
Disposition to issuerCommon Stock | 1,072 | $34.99 | $37,509.28 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,346 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC |
Batey Alan S.Executive Vice President
|
Exercise / conversionCommon Stock | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000008 · wf-form4_148357512052735.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31,2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Tsien MatthewExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · derivative · entry 4 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Tsien MatthewExecutive Vice President
|
Tax withholdingCommon Stock | 47 | $34.99 | $1,644.53 |
DisclosureSEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 3 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Tsien MatthewExecutive Vice President
|
Disposition to issuerCommon Stock | 51 | $34.99 | $1,784.49 |
DisclosureSEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 2 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Tsien MatthewExecutive Vice President
|
Exercise / conversionCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000006 · wf-form4_148357508743067.xml · nonDerivative · entry 1 Tsien Matthew · CIK 0001594133 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 4,492 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · derivative · entry 4 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Tax withholdingCommon Stock | 2,133 | $34.99 | $74,633.67 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 3 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Disposition to issuerCommon Stock | 2,359 | $34.99 | $82,541.41 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 2 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,149 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Neumann Karl-ThomasExecutive Vice President
|
Exercise / conversionCommon Stock | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000002 · wf-form4_148357501823506.xml · nonDerivative · entry 1 Neumann Karl-Thomas · CIK 0001569823 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Exercise / conversionSalary Stock Units · Derivative | 102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000004 · wf-form4_148357505459376.xml · derivative · entry 4 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Tax withholdingCommon Stock | 39 | $34.99 | $1,364.61 |
DisclosureSEC source: 0001467858-17-000004 · wf-form4_148357505459376.xml · nonDerivative · entry 3 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,942 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Disposition to issuerCommon Stock | 63 | $34.99 | $2,204.37 |
DisclosureSEC source: 0001467858-17-000004 · wf-form4_148357505459376.xml · nonDerivative · entry 2 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,981 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:11 UTC |
Stevens Charles K. IIIExecutive Vice President & CFO
|
Exercise / conversionCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000004 · wf-form4_148357505459376.xml · nonDerivative · entry 1 Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Jacoby StefanExecutive Vice President
|
Exercise / conversionSalary Stock Units · Derivative | 4,901 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000003 · wf-form4_148357503504604.xml · derivative · entry 4 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Jacoby StefanExecutive Vice President
|
Tax withholdingCommon Stock | 2,134 | $34.99 | $74,668.66 |
DisclosureSEC source: 0001467858-17-000003 · wf-form4_148357503504604.xml · nonDerivative · entry 3 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:10 UTC |
Jacoby StefanExecutive Vice President
|
Disposition to issuerCommon Stock | 2,767 | $34.99 | $96,817.33 |
DisclosureSEC source: 0001467858-17-000003 · wf-form4_148357503504604.xml · nonDerivative · entry 2 Jacoby Stefan · CIK 0001583553 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,904 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.