Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Executive Vice President | February 15, 2019 | February 19, 2019 |
| SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2025-07-28 | Direct | 117,137 |
Reported balance
After 2019-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-15 · Grant · Acquired 117,137 · Balance 117,137 F1: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018. F2: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018.
F2: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019.
SKYWORKS SOLUTIONS, INC.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,659 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 3,664 · Balance 15,659 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,724 |
Reported balance
After 2026-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-13 · Grant · Acquired 3,724 · Balance 3,724 F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3: The restricted stock units vest on May 13, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Exercise / conversion · Disposed 3,664 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F4: The restricted stock units vested on May 14, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F3: The restricted stock units vest on May 13, 2027.
F4: The restricted stock units vested on May 14, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 15, 2026 20:03 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-26-000022 · wk-form4_1778875406.xml · derivative · entry 3 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vested on May 14, 2026. F4 · derivative.expiration_date: The restricted stock units vested on May 14, 2026. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:03 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 3,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-26-000022 · wk-form4_1778875406.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:03 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 3,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-26-000022 · wk-form4_1778875406.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,724 Underlying: Common Stock · 3,724 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3 · derivative.exercise_date: The restricted stock units vest on May 13, 2027. F3 · derivative.expiration_date: The restricted stock units vest on May 13, 2027. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:32 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 3,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-25-000043 · wk-form4_1747348353.xml · derivative · entry 3 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,664 Underlying: Common Stock · 3,664 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 14, 2026. F4 · derivative.expiration_date: The restricted stock units vest on May 14, 2026. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:32 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-25-000043 · wk-form4_1747348353.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vested on May 14, 2025. F2 · derivative.expiration_date: The restricted stock units vested on May 14, 2025. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:32 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-25-000043 · wk-form4_1747348353.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 14, 2024 Filed May 16, 2024 22:31 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000004127-24-000039 · wk-form4_1715898700.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 2,272 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 14, 2025. F2 · derivative.expiration_date: The restricted stock units vest on May 14, 2025. Read SEC document |
| May 10, 2024 Filed May 10, 2024 22:37 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,078 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004127-24-000023 · wk-form4_1715380665.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:30 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029207 · doc4.xml · derivative · entry 3 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2023. F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2023. Read SEC document |
| May 11, 2023 Filed May 12, 2023 22:30 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-029207 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 10, 2023 Filed May 12, 2023 22:30 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029207 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,078 Underlying: Common Stock · 2,078 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3 · derivative.exercise_date: The restricted stock units vest on May 10, 2024. F3 · derivative.expiration_date: The restricted stock units vest on May 10, 2024. Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 22:30 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048047 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vested in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. F2 · derivative.expiration_date: The restricted stock units vested in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 22:30 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048047 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 12, 2022 Filed May 13, 2022 22:55 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028965 · doc4.xml · derivative · entry 3 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vested on May 12, 2022. F4 · derivative.expiration_date: The restricted stock units vested on May 12, 2022. Read SEC document |
| May 12, 2022 Filed May 13, 2022 22:55 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 1,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028965 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:55 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028965 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3 · derivative.exercise_date: The restricted stock units vest on May 11, 2023. F3 · derivative.expiration_date: The restricted stock units vest on May 11, 2023. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:34 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054141 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 Underlying: Common Stock · 840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. F2 · derivative.expiration_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 22:34 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-054141 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:00 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032860 · doc4.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Underlying: Common Stock · 1,084 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 12, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 12, 2022. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:05 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031081 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vested on May 6, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 6, 2021. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:05 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-031081 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:44 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049257 · doc4.xml · derivative · entry 2 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680 Underlying: Common Stock · 841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. F2 · derivative.expiration_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2020 and ending on 8/29/2022. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:44 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-049257 · doc4.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 06, 2020 Filed May 8, 2020 22:13 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028052 · doc4.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common Stock · 2,140 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest on May 6, 2021. F2 · derivative.expiration_date: The restricted stock units vest on May 6, 2021. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 22:08 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047860 · doc4.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521 Underlying: Common Stock · 2,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2019 and ending on 8/29/2022. F2 · derivative.expiration_date: The restricted stock units vest in three (3) equal annual installments, beginning on 8/29/2019 and ending on 8/29/2022. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:24 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 117,137 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-19-000061 · wf-form4_155061146931360.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,137 Underlying: Common Stock · 117,137 shares Expires 2025-07-28 F1 · security: On February 15, 2019, 20% of the July 28, 2015, Driving Stockholder Value Stock Option Grant (the "DSV Grant") vested upon meeting or exceeding the median Total Shareholder Return of the peer group for the period July 28, 2015, through December 31, 2018. F2 · balance_after: Represents the vested and unexercised portion of the DSV Grant, 40% of which vested on February 15, 2017, and 20% of which vested on each of February 15, 2018, and February 15, 2019. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:23 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 89,790 | $0.00 Strike: $39.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000050 · wf-form4_155026578024612.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,790 Underlying: Common Stock · 89,790 shares Expires 2029-02-13 F1 · security: These Stock Options are being awarded to the Reporting Person under the Company's 2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: The Stock Options will vest on the first, second, and third anniversaries of the grant date as follows: one-third on February 13, 2020; one-third on February 13, 2021; and one-third on February 13, 2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 70,266 | $38.39 | $2,697,511.74 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,533 F3 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.28 to $38.57, inclusive. The Reporting Person undertakes to provide to the SEC, the Company and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 8,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · derivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs were awarded on February 10, 2016, under the 2014 LTIP. One-third of the RSUs vested on February 10, 2017, February 10, 2018, and February 10, 2019, respectively. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F6 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,181 | $38.70 | $84,404.70 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,799 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 8,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded to the Reporting Person on February 10, 2016, under the Company's 2014 LTIP. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 51,046 | $38.70 | $1,975,480.20 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,860 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 21:32 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 121,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000040 · wf-form4_155000711012941.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,906 F1 · security: On February 10, 2016, the Reporting Person received a grant of Performance Stock Units ("PSUs") under the Company's 2014 Long-Term Incentive Plan (the "2014 LTIP"). Under the grant, the PSUs could be earned based on the achievement of certain financial targets. The PSUs vested on February 10, 2019, and were awarded in shares of Common Stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,075 | $0.00 Strike: $34.34 | $0.00 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · derivative · entry 7 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,151 Underlying: Common Stock · 45,075 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents Stock Options granted June 7, 2017, of which one-third vested February 14, 2018. F4 · derivative.exercise_date: Represents Stock Options granted June 7, 2017, of which one-third vested February 14, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 117,137 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · derivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,273 Underlying: Common Stock · 117,137 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents Stock Options granted July 28, 2015, of which 20% vested on February 15, 2018. F3 · derivative.exercise_date: Represents Stock Options granted July 28, 2015, of which 20% vested on February 15, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 45,075 | $43.00 | $1,938,225.00 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · nonDerivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,594 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $43.00 to $43.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 45,075 | $34.34 | $1,547,875.50 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 117,137 | $43.02 | $5,039,233.74 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,594 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $43.00 to $43.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 117,137 | $31.32 | $3,668,730.84 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:37 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 53,473 | $43.00 | $2,299,339.00 |
DisclosureSEC source: 0001467858-18-000076 · wf-form4_152823824024167.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,594 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $43.00 to $43.09, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 00:05 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 117,137 | $0.00 Strike: $31.32 | $0.00 |
DisclosureSEC source: 0001467858-18-000053 · wf-form4_151917151650071.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,137 Underlying: Common Stock · 117,137 shares Expires 2025-07-28 F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017. F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 23:40 UTC | General Motors Co GM · Entity 2958 | GrantEmployee Stock Option (Right to Buy) · Derivative | 81,332 | $0.00 Strike: $41.40 | $0.00 |
DisclosureSEC source: 0001467858-18-000045 · wf-form4_151865161432711.xml · derivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,332 Underlying: Common Stock · 81,332 shares Expires 2028-02-13 F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019. F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,973 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · derivative · entry 8 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 46,041 | $41.46 | $1,908,859.86 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 6 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,067 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 107,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 5 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,108 F3 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018. Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,745 | $41.46 | $72,347.70 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 4 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,594 Read SEC document |
| February 11, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 3 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 8,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · derivative · entry 7 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Underlying: Common Stock · 8,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were awarded on February 10, 2016. One-third of the RSUs vested on February 10, 2018, and the remaining one-third will vest on February 10, 2019. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 2,402 | $41.46 | $99,586.92 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 2 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,366 Read SEC document |
| February 10, 2018 Filed Feb 14, 2018 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 8,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000034 · wf-form4_151856711008407.xml · nonDerivative · entry 1 Batey Alan S. · CIK 0001596335 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.