Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Senior Vice President | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,623 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Sale · Disposed 15,000 · Balance 42,623 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 22:01 UTC | General Motors Co GM · Entity 2958 | SaleCommon Stock | 15,000 | $35.00 | $525,000.00 |
DisclosureSEC source: 0001467858-17-000095 · wf-form4_149929209410138.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,623 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 1,629 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · derivative · entry 8 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 5,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · derivative · entry 7 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs in this item were granted on February 13, 2014 and were settled on February 13, 2017. F5 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F5 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 11,830 | $35.52 | $420,201.60 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 6 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,623 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | GrantCommon Stock | 29,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 5 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,453 F3 · security: On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 497 | $35.52 | $17,653.44 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,125 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on June 11, 2014, pursuant to the 2014 GMLTIP. This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,782 | $35.36 | $63,011.52 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,993 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 01:02 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 5,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000048 · wf-form4_148720690873883.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's common stock upon settlement. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 2,503 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · derivative · entry 6 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,502 Underlying: Common Stock · 2,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs reported in this item were granted on February 11, 2015 and began being settled in three equal, annual installments on February 11, 2016. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 763 | $35.17 | $26,834.71 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · nonDerivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,345 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 2,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of RSUs awarded on February 11, 2015, pursuant to the 2014 GMLTIP. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 4,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · derivative · entry 5 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 Underlying: Common Stock · 4,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs reported in this item were granted on February 10, 2016 and began being settled in three equal, annual installments on February 10, 2017. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. F4 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 1,435 | $35.17 | $50,468.95 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,605 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 22:53 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000042 · wf-form4_148711277767731.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2016, pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP"). Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · derivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Company's Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gave the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on December 30, 2016, which was $34.99. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 47 | $34.99 | $1,644.53 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 77 | $34.99 | $2,694.23 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:12 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000009 · wf-form4_148357514121901.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on December 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on December 31, 2016 in cash, less a portion withheld for taxes. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionSalary Stock Units · Derivative | 141 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · derivative · entry 4 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each SSU is the economic equivalent of one share of the Common Stock. Grants of SSUs are fully vested when made and settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the Reporting Person the option of having a settlement made by delivery of shares of the Common Stock or by the delivery of cash in an amount equal to the fair market value of the Common Stock as of the applicable anniversary date of the SSU's grant. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction, which was $31.77. F3 · derivative.exercise_price: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.exercise_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. F3 · derivative.expiration_date: The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 67 | $31.77 | $2,128.59 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · nonDerivative · entry 3 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,754 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC | General Motors Co GM · Entity 2958 | Disposition to issuerCommon Stock | 74 | $31.77 | $2,350.98 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · nonDerivative · entry 2 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,821 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:20 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-16-000346 · wf-form4_147561961627176.xml · nonDerivative · entry 1 Quattrone John J · CIK 0001321249 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on September 30, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30,2016 in cash, less a portion withheld for taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.