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Mullen Michael G

Disclosed activity across 3 companies

Tapewire entity
126540
SEC CIK
0001567949

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
General Motors CoGM · Entity 2958DirectorDecember 31, 2018January 03, 2019
Wheels Up Experience Inc.UP · Entity 6501DirectorJune 02, 2022June 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

General Motors Co

Report date December 31, 2018 · Filed January 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct24,153 Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-31 · Grant · Acquired 4,298 · Balance 24,153

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct25,103 Reported balance After 2018-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-12-31 · Grant · Acquired 950 · Balance 25,103

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Wheels Up Experience Inc.

Report date June 02, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect80,450 Reported balance After 2022-06-02 transaction · row 1
1 source row

Row 1 · 2022-06-02 · Grant · Acquired 62,950 · Balance 80,450

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) June 2, 2023 or (ii) the date of the next annual meeting of stockholders of the Company following June 2, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectHeld by MGM Consulting, LLC30,965 Reported balance Holding disclosure · report date 2022-06-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 30,965

Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectHeld by The 2019 Michael G. Mullen Irrevocable Trust dated October 24, 20195,000 Reported balance Holding disclosure · report date 2022-06-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) June 2, 2023 or (ii) the date of the next annual meeting of stockholders of the Company following June 2, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SPRINT Corp

Report date April 01, 2020 · Filed April 02, 2020

Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Disposition to issuer · Disposed 231,909 · Balance 0

F1: Disposed of pursuant to merger agreement under which a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") merged with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile (the "Merger"). Includes (i) 15,782 shares of Issuer common stock exchanged for 1,618 shares of T-Mobile common stock; and (ii) 216,127 RSUs that were automatically converted into 22,166 RSUs of T-Mobile. The vesting of the RSUs was accelerated upon the Reporting Person's cessation of board service following the effective time of the Merger. Shares of T-Mobile common stock had a market value of $85.13 per share on the effective date of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement under which a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") merged with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile (the "Merger"). Includes (i) 15,782 shares of Issuer common stock exchanged for 1,618 shares of T-Mobile common stock; and (ii) 216,127 RSUs that were automatically converted into 22,166 RSUs of T-Mobile. The vesting of the RSUs was accelerated upon the Reporting Person's cessation of board service following the effective time of the Merger. Shares of T-Mobile common stock had a market value of $85.13 per share on the effective date of the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2022 Filed Jun 3, 2022 17:03 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantClass A Common Stock, par value $0.0001 per share 62,950 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-068147 · tm2217649d8_4.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,450

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) June 2, 2023 or (ii) the date of the next annual meeting of stockholders of the Company following June 2, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 15:38 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantClass A Common Stock, par value $0.0001 per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-117835 · tm2128116-5_4seq1.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs"), which will be settled in shares of the Class A Common Stock of Wheels Up Experience Inc. upon vesting. The RSUs will vest in full upon the earlier to occur of (i) September 17, 2022 or (ii) the date of the next annual meeting of stockholders of the Company following September 17, 2021, in each case subject to the Reporting Person's continued service to the Issuer.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantProfits Interests (Series 9) · Derivative 34,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · derivative · entry 6

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,529

Underlying: Class A Common Stock, par value $0.0001 per share · 34,529 shares

Expires not disclosed

F7 · security: Represents profits interests ("Profits Interests") in Wheels Up MIP LLC, which indirectly correspond to profits interests in Wheels Up Partners Holdings LLC, a subsidiary of the Issuer. Subject to certain lock-up restrictions and the terms and conditions of the operating agreements of each of Wheels Up MIP LLC and Wheels Up Partners Holdings LLC, each vested Profits Interest may be redeemed and then exchanged at the election of the Reporting Person for a number of shares of Class A Common Stock, par value $0.0001 per share, based on the intrinsic value of the Profits Interest at the time of exchange calculated based on a specified hurdle amount.

F9 · derivative.exercise_price: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

F1 · kind: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F9 · derivative.exercise_date: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

F9 · derivative.expiration_date: 25% of the Profits Interests (Series 9) vested on December 11, 2020, 25% vested as of July 13, 2021, and the remaining 50% will vest in equal installments on August 23, 2021 and August 23, 2022. The vested Profits Interests (Series 9) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date The Profits Interests (Series 9) have a hurdle amount equal to $7.56 per interest.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantProfits Interests (Series 7) · Derivative 23,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · derivative · entry 5

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,019

Underlying: Class A Common Stock, par value $0.0001 per share · 23,019 shares

Expires not disclosed

F7 · security: Represents profits interests ("Profits Interests") in Wheels Up MIP LLC, which indirectly correspond to profits interests in Wheels Up Partners Holdings LLC, a subsidiary of the Issuer. Subject to certain lock-up restrictions and the terms and conditions of the operating agreements of each of Wheels Up MIP LLC and Wheels Up Partners Holdings LLC, each vested Profits Interest may be redeemed and then exchanged at the election of the Reporting Person for a number of shares of Class A Common Stock, par value $0.0001 per share, based on the intrinsic value of the Profits Interest at the time of exchange calculated based on a specified hurdle amount.

F8 · derivative.exercise_price: The Profits Interests (Series 7) fully vested as of July 13, 2021, and have no expiration date. The vested Profits Interests (Series 7) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 7) have a hurdle amount equal to $7.04 per interest.

F1 · kind: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F8 · derivative.exercise_date: The Profits Interests (Series 7) fully vested as of July 13, 2021, and have no expiration date. The vested Profits Interests (Series 7) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 7) have a hurdle amount equal to $7.04 per interest.

F8 · derivative.expiration_date: The Profits Interests (Series 7) fully vested as of July 13, 2021, and have no expiration date. The vested Profits Interests (Series 7) have no expiration date. All Profits Interests that have not been exchanged for shares of Class A Common Stock as of July 13, 2031 will automatically be so exchanged on such date. The Profits Interests (Series 7) have a hurdle amount equal to $7.04 per interest.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantStock Option (right to buy) · Derivative 23,019 Not disclosed Strike: $7.56 Not disclosed
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · derivative · entry 4

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,019

Underlying: Class A Common Stock, par value $0.0001 per share · 23,019 shares

Expires not disclosed

F1 · kind: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F6 · derivative.exercise_date: 50% of the shares subject to the stock option vested and became exercisable as of the closing of the Business Combination, and the remaining 50% will vest and become exercisable in equal installments on June 25, 2022 and June 25, 2023. The stock option will expire on November 13, 2030.

F6 · derivative.expiration_date: 50% of the shares subject to the stock option vested and became exercisable as of the closing of the Business Combination, and the remaining 50% will vest and become exercisable in equal installments on June 25, 2022 and June 25, 2023. The stock option will expire on November 13, 2030.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantStock Option (right to buy) · Derivative 34,529 Not disclosed Strike: $6.50 Not disclosed
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · derivative · entry 3

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,529

Underlying: Class A Common Stock, par value $0.0001 per share · 34,529 shares

Expires not disclosed

F1 · kind: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F5 · derivative.exercise_date: The stock option fully vested and became exercisable as of February 8, 2021, and expires on February 8, 2027.

F5 · derivative.expiration_date: The stock option fully vested and became exercisable as of February 8, 2021, and expires on February 8, 2027.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantClass A Common Stock, par value $0.0001 per share 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · nonDerivative · entry 2

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The 2019 Michael G. Mullen Irrevocable Trust dated October 24, 2019

Disclosed balance after: 5,000

F3 · price: As previously disclosed, on February 1, 2021, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, substantially concurrently with the closing of the Business Combination, an aggregate of $550,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 55,000,000 shares of Class A Common Stock. The 2019 Michael G. Mullen Irrevocable Trust dated October 24, 2019 is among the PIPE Investors.

F4 · ownership.nature: 5,000 shares of Class A Common Stock are held indirectly through The 2019 Michael G. Mullen Irrevocable Trust dated October 24, 2019, of which the Reporting Person's spouse is the sole trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock held by the trust except to the extent of the Reporting Person's pecuniary interest therein.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:09 UTC Wheels Up Experience Inc. UP · Entity 6501 GrantClass A Common Stock, par value $0.0001 per share 30,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-092724 · tm2122254-11_4seq1.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by MGM Consulting, LLC

Disclosed balance after: 30,965

F1 · price: Received in connection with Aspirational Consumer Lifestyle Corp.'s ("Aspirational") business combination transaction with Wheels Up Partners Holdings LLC ("Legacy Wheels Up") in accordance with the terms of the Agreement and Plan of Merger, dated as of February 1, 2021, as amended on May 6, 2021, by and among, inter alia, Aspirational, KittyHawk Merger Sub LLC and Legacy Wheels Up.

F2 · ownership.nature: 30,965 shares of Class A Common Stock are held indirectly through MGM Consulting, LLC, an entity controlled by the Reporting Person.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:21 UTC SPRINT Corp S · Entity 150144 Disposition to issuerCommon Stock 231,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-20-000189 · edgar.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to merger agreement under which a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") merged with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile (the "Merger"). Includes (i) 15,782 shares of Issuer common stock exchanged for 1,618 shares of T-Mobile common stock; and (ii) 216,127 RSUs that were automatically converted into 22,166 RSUs of T-Mobile. The vesting of the RSUs was accelerated upon the Reporting Person's cessation of board service following the effective time of the Merger. Shares of T-Mobile common stock had a market value of $85.13 per share on the effective date of the Merger.

F1 · price: Disposed of pursuant to merger agreement under which a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") merged with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile (the "Merger"). Includes (i) 15,782 shares of Issuer common stock exchanged for 1,618 shares of T-Mobile common stock; and (ii) 216,127 RSUs that were automatically converted into 22,166 RSUs of T-Mobile. The vesting of the RSUs was accelerated upon the Reporting Person's cessation of board service following the effective time of the Merger. Shares of T-Mobile common stock had a market value of $85.13 per share on the effective date of the Merger.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 09:36 UTC SPRINT Corp S · Entity 150144 GrantCommon Stock 33,426 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044402 · doc4.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,909

F1 · shares: These restricted stock units are issued under Sprint Corporation's Amended and Restated 2015 Omnibus Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future.

F2 · shares: These restricted stock units vest 100 percent on (1) the earlier of the Annual Meeting of Shareholders in 2020 or the first anniversary of the Date of Grant, (2) on Separation from Service with the Board due to death, Disability; or involuntary Separation from Service with the Board following a Change in Control of the Corporation.

F3 · balance_after: Includes 72,578 restricted stock units which are subject to forfeiture until they vest.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:30 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000016 · wf-form4_154655460801726.xml · derivative · entry 2

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,103

Underlying: Common Stock · 950 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:30 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 4,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-19-000016 · wf-form4_154655460801726.xml · derivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,153

Underlying: Common Stock · 4,298 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 10:09 UTC SPRINT Corp S · Entity 150144 GrantCommon Stock 39,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045957 · doc4.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,483

F1 · shares: These restricted stock units are issued under Sprint Corporation's Amended and Restated 2015 Omnibus Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future.

F2 · shares: These restricted stock units vest 100% on the earlier of one year from grant date or the date of the 2019 Annual Meeting of Shareholders, or (2) on Separation from Service with the Board due to death, Disability; or involuntary Separation from Service with the Board following a Change in Control of the Corporation.

F1 · price: These restricted stock units are issued under Sprint Corporation's Amended and Restated 2015 Omnibus Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future.

F3 · balance_after: Includes 39,152 restricted stock units which are subject to forfeiture until they vest.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:39 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000003 · wf-form4_151502274634476.xml · derivative · entry 2

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,855

Underlying: Common Stock · 721 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

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December 31, 2017 Filed Jan 3, 2018 23:39 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 4,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000003 · wf-form4_151502274634476.xml · derivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,134

Underlying: Common Stock · 4,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

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August 03, 2017 Filed Aug 7, 2017 14:44 UTC SPRINT Corp S · Entity 150144 GrantCommon Stock 28,103 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047855 · doc4.xml · nonDerivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,331

F1 · shares: These restricted stock units vest 100% on the earlier of one year from grant date or the date of the 2018 Annual Meeting of Shareholders, or (2) on Separation from Service with the Board due to death, Disability; or involuntary Separation from Service with the Board following a Change in Control of the Corporation.

F2 · shares: These restricted stock units are issued under Sprint Corporation's Amended and Restated 2015 Omnibus Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future.

F2 · price: These restricted stock units are issued under Sprint Corporation's Amended and Restated 2015 Omnibus Incentive Plan. Each unit represents the right to receive one share of the underlying security at a date in the future.

F3 · balance_after: Includes 28,103 restricted stock units which are subject to forfeiture until they vest.

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December 31, 2016 Filed Jan 5, 2017 00:16 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000013 · wf-form4_148357540256667.xml · derivative · entry 2

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813

Underlying: Common Stock · 603 shares

Expires not disclosed

F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:16 UTC General Motors Co GM · Entity 2958 GrantDeferred Share Units · Derivative 4,469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-17-000013 · wf-form4_148357540256667.xml · derivative · entry 1

Mullen Michael G · CIK 0001567949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,210

Underlying: Common Stock · 4,469 shares

Expires not disclosed

F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.