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person · Reporting owner

Stevens Charles K. III

Disclosed activity across 6 companies

Tapewire entity
25603
SEC CIK
0001597149

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTMAN CHEMICAL COEMN · Entity 1780DirectorApril 05, 2024April 09, 2024
FLEX LTD.FLEX · Entity 3085DirectorAugust 05, 2026August 08, 2026
GENUINE PARTS COGPC · Entity 3284DirectorMay 01, 2026May 05, 2026
General Motors CoGM · Entity 2958Executive Vice President & CFOApril 02, 2018April 04, 2018
MASCO CORP /DE/MAS · Entity 3389DirectorMay 08, 2026May 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN CHEMICAL CO

Report date April 05, 2024 · Filed April 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,526 Reported balance After 2024-04-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-04-05 · Grant · Acquired 303 · Balance 3,526

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 61 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3: Includes 61 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

FLEX LTD.

Report date August 05, 2026 · Filed August 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect47,354 Reported balance After 2026-08-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-05 · Grant · Acquired 1,928 · Balance 47,354

F1: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.

Ordinary SharesSEC Table I · non-derivativeDirect48,584 Reported balance After 2026-08-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-05 · Grant · Acquired 1,230 · Balance 48,584

F2: On August 5, 2026, the Reporting Person received a one-time special compensation equity award consisting of RSUs having an aggregate value of $150,000 which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3: Includes 3,158 unvested RSUs, which will shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.

F2: On August 5, 2026, the Reporting Person received a one-time special compensation equity award consisting of RSUs having an aggregate value of $150,000 which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3: Includes 3,158 unvested RSUs, which will shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

GENUINE PARTS CO

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,810 Reported balance After 2026-05-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 1,810 · Balance 1,810

F1: Each restricted stock unit represents a vested right to receive one share of GPC common stock at a future date.

F2: The restricted stock units are vested upon grant and convert to shares of GPC common stock on the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F3: The RSU's represent the annual RSU grant made to non- employee directors on May 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a vested right to receive one share of GPC common stock at a future date.

F2: The restricted stock units are vested upon grant and convert to shares of GPC common stock on the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F3: The RSU's represent the annual RSU grant made to non- employee directors on May 1, 2026.

General Motors Co

Report date April 02, 2018 · Filed April 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,741 Reported balance After 2018-04-02 transaction · row 1
1 source row

Row 1 · 2018-04-02 · Sale · Disposed 35,000 · Balance 67,741

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

MASCO CORP /DE/

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,090 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 2,650 · Balance 18,090

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TENNECO INC

Report date November 17, 2022 · Filed November 21, 2022

Section 16 reporting ended · disclosed 2022-11-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-17 transaction · row 1
1 source row

Row 1 · 2022-11-17 · Disposition to issuer · Disposed 36,456 · Balance 0

F1: Reflects disposition upon completion of the merger (the "Merger") of Pegasus Merger Co. ("Merger Sub"), a wholly owned subsidiary of Pegasus Holdings III, LLC ("Parent"), with and into the Issuer, effective November 17, 2022. Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2022, by and among the Issuer, Parent and Merger Sub, upon completion of the Merger, each outstanding share of the Issuer's Class A Common Stock was converted into the right to receive $20.00 per share in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition upon completion of the merger (the "Merger") of Pegasus Merger Co. ("Merger Sub"), a wholly owned subsidiary of Pegasus Holdings III, LLC ("Parent"), with and into the Issuer, effective November 17, 2022. Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2022, by and among the Issuer, Parent and Merger Sub, upon completion of the Merger, each outstanding share of the Issuer's Class A Common Stock was converted into the right to receive $20.00 per share in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 8, 2026 00:39 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 1,230 $0.00 $0.00
Disclosure

SEC source: 0001597149-26-000006 · wk-form4_1786149548.xml · nonDerivative · entry 2

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,584

F2 · shares: On August 5, 2026, the Reporting Person received a one-time special compensation equity award consisting of RSUs having an aggregate value of $150,000 which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

F3 · balance_after: Includes 3,158 unvested RSUs, which will shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 05, 2026 Filed Aug 8, 2026 00:39 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 1,928 $0.00 $0.00
Disclosure

SEC source: 0001597149-26-000006 · wk-form4_1786149548.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,354

F1 · shares: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.

Read SEC document
May 08, 2026 Filed May 9, 2026 00:48 UTC FLEX LTD. FLEX · Entity 3085 SaleOrdinary Shares 15,000 $138.14 $2,072,100.00
Disclosure

SEC source: 0001597149-26-000004 · wk-form4_1778287704.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,426

F1 · balance_after: Includes 4,713 unvested restricted share unites ("RSUs"), which vest in full on the date immediately prior to the date of Issuer's 2026 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 08, 2026 Filed May 12, 2026 20:26 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,650 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-005162 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,090

Read SEC document
May 01, 2026 Filed May 5, 2026 18:36 UTC GENUINE PARTS CO GPC · Entity 3284 GrantRestricted Stock Units · Derivative 1,810 $0.00 $0.00
Disclosure

SEC source: 0001597149-26-000002 · wk-form4_1778006196.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,810

Underlying: Common Stock · 1,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a vested right to receive one share of GPC common stock at a future date.

F2 · derivative.exercise_date: The restricted stock units are vested upon grant and convert to shares of GPC common stock on the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F2 · derivative.expiration_date: The restricted stock units are vested upon grant and convert to shares of GPC common stock on the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F3 · balance_after: The RSU's represent the annual RSU grant made to non- employee directors on May 1, 2026.

Read SEC document
August 06, 2025 Filed Aug 8, 2025 00:44 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 4,713 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-039078 · wk-form4_1754613848.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,426

F1 · shares: On August 6, 2025, the Reporting Person was awarded a total of 4,713 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2025 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2025. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2026 annual general meeting.

F2 · balance_after: Includes 4,713 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2026 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 09, 2025 Filed May 13, 2025 20:26 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005034 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,440

Read SEC document
May 01, 2025 Filed Sep 15, 2025 13:46 UTC GENUINE PARTS CO GPC · Entity 3284 GrantRestricted Stock Units · Derivative 1,624 $0.00 $0.00
Disclosure

SEC source: 0001597149-25-000005 · wk-form4_1757943981.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 1,624 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of GPC common stock at a future date.

F2 · derivative.exercise_date: The RSUs vest upon the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F2 · derivative.expiration_date: The RSUs vest upon the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F3 · derivative.underlying_shares: The RSUs represent the annual RSU grant made to non-employee directors on May 1, 2025.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 21:36 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 3,150 $80.87 $254,731.05
Disclosure

SEC source: 0001225208-24-009726 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,540

Read SEC document
November 06, 2024 Filed Nov 9, 2024 01:56 UTC FLEX LTD. FLEX · Entity 3085 SaleOrdinary Shares 13,157 $38.69 $509,075.91
Disclosure

SEC source: 0001628280-24-046770 · wk-form4_1731117373.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,713

F1 · price: Price reflects weighted average sales price; actual sales prices ranged from $38.69 to $38.70. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Includes 6,889 unvested restricted share units ("RSUs"), which vest in full on the date immediately prior to the date of Issuer's 2025 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
August 08, 2024 Filed Aug 10, 2024 00:59 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 6,889 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-036570 · wk-form4_1723251563.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,870

F1 · shares: On August 8, 2024, the Reporting Person was awarded a total of 6,889 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2024 Non-Employee Directors' Compensation" beginning on page 29 of the Issuer's Proxy Statement filed with the SEC on June 25, 2024. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2025 annual general meeting.

F2 · balance_after: In connection with the disposition of all remaining shares of Class B Common Stock of Nextracker Inc. ("Nextracker") owned indirectly by the Issuer, effective January 2, 2024 (the "Spin-Off"), and in accordance with the terms of the Second Amended and Restated Employee Matters Agreement by and among the Issuer and the other parties thereto, the number of the Issuer's Ordinary Shares ("Shares") underlying the Reporting Person's RSUs were adjusted to preserve their economic value post-Spin-Off. As a result, the balance reported in this Column 5 includes an additional 2,183 RSUs. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9 under the Exchange Act. The award will continue to vest on its original schedule and otherwise has substantially the same terms and conditions as the original award.

F3 · balance_after: Includes 6,889 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2025 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:43 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006001 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,690

Read SEC document
May 03, 2024 Filed May 8, 2024 19:25 UTC GENUINE PARTS CO GPC · Entity 3284 GrantRestricted Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0000040987-24-000145 · wk-form4_1715196347.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 1,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of GPC common stock at a future date.

F2 · derivative.exercise_date: The RSUs vest upon the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F2 · derivative.expiration_date: The RSUs vest upon the fifth anniversary of the grant date, or earlier upon a change in control of GPC or the grantee's termination as a director of GPC by reason of death, disability or retirement.

F3 · derivative.underlying_shares: The RSUs represent the annual RSU grant made to non-employee directors on May 3, 2024.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-24-000122 · wk-form4_1712693123.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 61 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 20:02 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000156 · wk-form4_1697054544.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,162

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 56 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:05 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 7,418 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044706 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,798

F1 · shares: On August 2, 2023, the Reporting Person was awarded a total of 7,418 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2023 Non-Employee Directors' Compensation" beginning on page 38 of the Issuer's Proxy Statement filed with the SEC on June 21, 2023. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2024 annual general meeting.

F2 · balance_after: Includes 7,418 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2024 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:32 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005852 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,200

Read SEC document
May 04, 2023 Filed May 8, 2023 20:09 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000108 · wf-form4_168357656012605.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,039

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:07 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000915389-23-000073 · wf-form4_168133004234941.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,698

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 36 units credited since October 7, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
December 05, 2022 Filed Dec 8, 2022 01:30 UTC FLEX LTD. FLEX · Entity 3085 SaleOrdinary Shares 20,000 $21.69 $433,800.00
Disclosure

SEC source: 0001209191-22-060280 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,380

F1 · balance_after: Includes 9,871 unvested restricted share units ("RSUs"), which vest in full on the date immediately prior to the date of Issuer's 2023 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:07 UTC TENNECO INC TEN · Entity 11746 Disposition to issuerClass A Common Stock 36,456 $20.00 $729,120.00
Disclosure

SEC source: 0001209191-22-058202 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects disposition upon completion of the merger (the "Merger") of Pegasus Merger Co. ("Merger Sub"), a wholly owned subsidiary of Pegasus Holdings III, LLC ("Parent"), with and into the Issuer, effective November 17, 2022. Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2022, by and among the Issuer, Parent and Merger Sub, upon completion of the Merger, each outstanding share of the Issuer's Class A Common Stock was converted into the right to receive $20.00 per share in cash.

F1 · price: Reflects disposition upon completion of the merger (the "Merger") of Pegasus Merger Co. ("Merger Sub"), a wholly owned subsidiary of Pegasus Holdings III, LLC ("Parent"), with and into the Issuer, effective November 17, 2022. Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2022, by and among the Issuer, Parent and Merger Sub, upon completion of the Merger, each outstanding share of the Issuer's Class A Common Stock was converted into the right to receive $20.00 per share in cash.

Read SEC document
October 07, 2022 Filed Oct 12, 2022 20:05 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-033476 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

Underlying: Common Stock · 417 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 57 units credited since April 1, 2022 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 25, 2022 Filed Aug 27, 2022 00:47 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 9,871 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047778 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,380

F1 · shares: On August 25, 2022, the Reporting Person was awarded a total of 9,871 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2022 Non-Employee Directors' Compensation" beginning on page 38 of the Issuer's Proxy Statement filed with the SEC on June 30, 2022. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2023 annual general meeting.

F2 · balance_after: Includes 9,871 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2023 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 21:48 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 7,000 $56.38 $394,633.40
Disclosure

SEC source: 0001225208-22-007897 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.25 to $56.67, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 12, 2022 Filed May 16, 2022 21:18 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,930 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007076 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,160

Read SEC document
May 05, 2022 Filed May 9, 2022 20:35 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-017257 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 4, 2023, subject to certain conditions related to continued service as a director.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:06 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013714 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 17 units credited since October 1, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 17:54 UTC TENNECO INC TEN · Entity 11746 GrantClass A Common Stock 15,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006518 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,456

F1 · kind: Reflects stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 15:34 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 294 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-039058 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 18 units credited since April 5, 2021 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 04, 2021 Filed Aug 7, 2021 01:35 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 10,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050290 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,509

F1 · shares: On August 4, 2021, the Reporting Person was awarded a total of 10,475 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Management Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2021 Non-Management Directors' Compensation" beginning on page 32 of the Issuer's Proxy Statement filed with the SEC on June 25, 2021. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting.

F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:15 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,580 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008164 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,230

Read SEC document
May 06, 2021 Filed May 10, 2021 16:48 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 807 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018833 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 5, 2022, subject to certain conditions related to continued service as a director.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 17:43 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-015206 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 6 units credited since October 2, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 17:07 UTC TENNECO INC TEN · Entity 11746 GrantClass A Common Stock 10,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007793 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,346

F1 · kind: Reflects stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 14:46 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-027545 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 4 units credited since April 3, 2020 as hypothetical reinvestment of dividend equivalents.

Read SEC document
August 07, 2020 Filed Aug 8, 2020 01:11 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 15,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045813 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,034

F1 · shares: On August 7, 2020, the Reporting Person was awarded a total of 15,866 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2020 Non-Management Directors' Compensation" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on June 26, 2020. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting.

F2 · balance_after: Includes 15,866 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 13, 2020 Filed May 15, 2020 19:46 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 3,510 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007808 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,650

Read SEC document
May 07, 2020 Filed May 11, 2020 17:14 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantCommon Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012535 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 6, 2021, subject to certain conditions related to continued service as a director.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 21:34 UTC EASTMAN CHEMICAL CO EMN · Entity 1780 GrantPhantom Stock Units · Derivative 556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010324 · doc4.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

Underlying: Common Stock · 556 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 18:03 UTC TENNECO INC TEN · Entity 11746 GrantClass A Common Stock 10,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007651 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,496

F1 · kind: Reflects stock granted to the Reporting Person pursuant to Rule 16b-3.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 21:46 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 18,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047038 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,168

F1 · shares: On August 20, 2019, the Reporting Person was awarded a total of 18,611 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2019" beginning on page 40 of the Issuer's Proxy Statement filed with the SEC on July 9, 2019. The award shall vest in full on the date immediately prior to the date of Issuer's 2020 annual general meeting.

F2 · balance_after: Includes 18,611 unvested RSUs which vest in full on the date immediately prior to the date of Issuer's 2020 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007925 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140

F1 · price: N/A

Read SEC document
November 14, 2018 Filed Nov 16, 2018 21:19 UTC FLEX LTD. FLEX · Entity 3085 GrantOrdinary Shares 17,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058939 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,557

F1 · shares: On November 14, 2018, the Reporting Person was awarded a total of 17,557 restricted share units (RSUs) pursuant to the terms of the annual equity award to non-employee directors under the Issuer's 2017 Equity Incentive Plan as more fully described in the section titled "Non-Management Directors' Compensation for Fiscal Year 2018" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on July 5, 2018. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2019 annual general meeting.

F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.

Read SEC document
May 11, 2018 Filed May 15, 2018 14:00 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 3,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009284 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

F1 · price: N/A

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:06 UTC General Motors Co GM · Entity 2958 SaleCommon Stock 35,000 $36.10 $1,263,500.00
Disclosure

SEC source: 0001467858-18-000062 · wf-form4_152287598829083.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,741

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:06 UTC General Motors Co GM · Entity 2958 GrantEmployee Stock Option (Right to Buy) · Derivative 124,729 $0.00 Strike: $31.32 $0.00
Disclosure

SEC source: 0001467858-18-000055 · wf-form4_151917155111722.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,729

Underlying: Common Stock · 124,729 shares

Expires 2025-07-28

F1 · security: On February 15, 2018, 20% of the July 28, 2015 Driving Stockholder Value Stock Option Grant vested upon meeting or exceeding the median Total Shareholder Return ("TSR") of the peer group for the period July 28, 2015 through December 31, 2017.

F2 · balance_after: Represents the vested and unexercised portion of the 2015 Driving Shareholder Value Stock Option Grant, 40% of which vested on February 15, 2017 and 20% of which vested on February 15, 2018.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:39 UTC General Motors Co GM · Entity 2958 GrantEmployee Stock Option (Right to Buy) · Derivative 121,528 $0.00 Strike: $41.40 $0.00
Disclosure

SEC source: 0001467858-18-000042 · wf-form4_151865155805164.xml · derivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,528

Underlying: Common Stock · 121,528 shares

Expires 2028-02-13

F1 · security: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

F1 · derivative.exercise_date: The Stock Options will vest annually in three equal installments beginning February 13, 2019.

Read SEC document
February 11, 2018 Filed Feb 14, 2018 00:13 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 6,360 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · derivative · entry 9

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: The RSUs in this item were granted on February 11, 2015 and were settled on February 11, 2018.

F7 · derivative.exercise_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

F7 · derivative.expiration_date: The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.

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February 11, 2018 Filed Feb 14, 2018 00:13 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 49,973 $41.46 $2,071,880.58
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 7

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,741

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February 11, 2018 Filed Feb 14, 2018 00:13 UTC General Motors Co GM · Entity 2958 GrantCommon Stock 114,482 $0.00 $0.00
Disclosure

SEC source: 0001467858-18-000039 · wf-form4_151856720004971.xml · nonDerivative · entry 6

Stevens Charles K. III · CIK 0001597149 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,714

F5 · security: On February 11, 2015, the Reporting Person received a grant of Performance Stock Units ("PSUs"). Under the grant, PSUs could be earned based on the achievement of certain financial targets. PSUs vested and settled in shares of common stock on February 11, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.