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CORNING INC /NY

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Tapewire entity
2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Tax withholdingCommon Stock 14,520 $20.97 $304,484.40
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · nonDerivative · entry 2

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,751.23

Read SEC document
October 27, 2006 Filed Oct 30, 2006 21:19 UTC
GREGG KIRK PExec. VP & Chief Admin.Officer
Exercise / conversionCommon Stock 75,000 $4.06 $304,500.00
Disclosure

SEC source: 0000024741-06-000347 · c0001206153d20061030f4f.xml · nonDerivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,271.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2006 Filed Jan 31, 2007 22:32 UTC Amendment
GREGG KIRK PExec. VP & Chief Admin Officer
GrantStock Options (Right to Buy) · Derivative 14,520 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0000024741-07-000084 · edgar.xml · derivative · entry 1

GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

Underlying: Common Stock · 14,520 shares

Expires 2012-12-03

F1 · derivative.exercise_price: Amendment corrects reload option grant price to show NYSE closing price of $20.59, rather than average of high and low market price of $20.97, on 10/27/06.

Read SEC document
October 26, 2006 Filed Oct 26, 2006 20:18 UTC PurchaseCommon Stock 47,000 $21.20 $996,320.10
Disclosure

SEC source: 0000024741-06-000343 · doc.xml · nonDerivative · entry 1

HENNESSY JOHN M · CIK 0001206160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,104

Read SEC document
October 26, 2006 Filed Oct 26, 2006 20:31 UTC
SCHNEIDER PAMELA CSenior Vice President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000345 · doc.xml · nonDerivative · entry 1

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,864.47

Read SEC document
October 04, 2006 Filed Oct 6, 2006 13:12 UTC GrantStock Options (Right to buy) · Derivative 1,029 $0.00 Strike: $24.29 $0.00
Disclosure

SEC source: 0000024741-06-000336 · c0001213712d20061006f4f.xml · derivative · entry 4

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029

Underlying: Common Stock · 1,029 shares

Expires 2016-10-03

Read SEC document
October 04, 2006 Filed Oct 6, 2006 13:12 UTC GrantCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000336 · c0001213712d20061006f4f.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,412

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:13 UTC GrantPhantom Stock · Derivative 750.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000325 · c0001206159d20061003f4f.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,248.08

Underlying: Common Stock · 750.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:16 UTC
GUND GORDONDirector
GrantPhantom Stock · Derivative 900.61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000326 · c0001188365d20061003f4s1f.xml · derivative · entry 1

GUND GORDON · CIK 0001188365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,519.88

Underlying: Common Stock · 900.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:34 UTC GrantPhantom Stock · Derivative 900.61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000328 · c0001206160d20061003f4f.xml · derivative · entry 1

HENNESSY JOHN M · CIK 0001206160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,022.47

Underlying: Common Stock · 900.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:36 UTC GrantPhantom Stock · Derivative 1,154.16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000329 · c0001017988d20061003f4s1f.xml · derivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,317.23

Underlying: Common Stock · 1,154.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:36 UTC GrantPhantom Stock · Derivative 423.94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000330 · c0001206162d20061003f4f.xml · derivative · entry 1

RUDING H ONNO · CIK 0001206162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,781.18

Underlying: Common Stock · 423.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:38 UTC
SIT EUGENE CDirector
GrantPhantom Stock · Derivative 750.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000331 · c0001277548d20061003f4f.xml · derivative · entry 1

SIT EUGENE C · CIK 0001277548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,692.69

Underlying: Common Stock · 750.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:38 UTC GrantPhantom Stock · Derivative 951.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000332 · c0001190304d20061003f4f.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,374.47

Underlying: Common Stock · 951.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 20, 2006 Filed Sep 20, 2006 20:09 UTC
MCNAUGHTON DONALD BFormer Senior Vice President
SaleCommon Stock 8,000 $23.95 $191,600.00
Disclosure

SEC source: 0000024741-06-000316 · c0001206154d20060920f4f.xml · nonDerivative · entry 1

MCNAUGHTON DONALD B · CIK 0001206154 · Former Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,887

Read SEC document
September 18, 2006 Filed Sep 19, 2006 20:15 UTC
MCNAUGHTON DONALD BFormer Senior Vice President
SaleCommon Stock 8,000 $23.25 $186,000.00
Disclosure

SEC source: 0000024741-06-000314 · c0001206154d20060919f4f.xml · nonDerivative · entry 1

MCNAUGHTON DONALD B · CIK 0001206154 · Former Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,887

Read SEC document
August 29, 2006 Filed Aug 29, 2006 20:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
Exercise / conversionStock Options (Right to buy) · Derivative 8,210 $0.00 Strike: $12.18 $0.00
Disclosure

SEC source: 0000024741-06-000308 · c0001206146d20060829f4f.xml · derivative · entry 6

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,210 shares

Expires 2008-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2006 Filed Aug 29, 2006 20:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
Exercise / conversionStock Options (Right to buy) · Derivative 41,072 $0.00 Strike: $11.80 $0.00
Disclosure

SEC source: 0000024741-06-000308 · c0001206146d20060829f4f.xml · derivative · entry 5

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,072 shares

Expires 2008-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2006 Filed Aug 29, 2006 20:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
SaleCommon Stock 49,282 $22.00 $1,084,204.00
Disclosure

SEC source: 0000024741-06-000308 · c0001206146d20060829f4f.xml · nonDerivative · entry 3

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,196

Read SEC document
August 29, 2006 Filed Aug 29, 2006 20:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
Exercise / conversionCommon Stock 41,072 $11.80 $484,649.60
Disclosure

SEC source: 0000024741-06-000308 · c0001206146d20060829f4f.xml · nonDerivative · entry 2

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2006 Filed Aug 29, 2006 20:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
Exercise / conversionCommon Stock 8,210 $12.18 $99,997.80
Disclosure

SEC source: 0000024741-06-000308 · c0001206146d20060829f4f.xml · nonDerivative · entry 1

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2006 Filed Jan 9, 2007 21:14 UTC
AIELLO LARRYPres. & CEO - CCS Holdings
GiftCorning Incorporated 222 $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000066 · edgar.xml · nonDerivative · entry 3

AIELLO LARRY · CIK 0001206146 · Pres. & CEO - CCS Holdings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,599

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 9,000 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · derivative · entry 12

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2007-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · derivative · entry 11

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,006

Underlying: Common Stock · 16,000 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 3,230 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · derivative · entry 10

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919

Underlying: Common Stock · 3,230 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 37,081 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · derivative · entry 9

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149

Underlying: Common Stock · 37,081 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
SaleCommon Stock 65,311 $21.62 $1,411,899.73
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · nonDerivative · entry 5

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,864.47

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 3,230 $7.74 $25,000.20
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · nonDerivative · entry 4

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,175.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 37,081 $7.74 $287,006.94
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · nonDerivative · entry 3

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,945.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 16,000 $9.95 $159,200.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · nonDerivative · entry 2

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,864.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2006 Filed Aug 29, 2006 20:14 UTC
SCHNEIDER PAMELA CSenior Vice President
Exercise / conversionCommon Stock 9,000 $11.77 $105,930.00
Disclosure

SEC source: 0000024741-06-000309 · c0001262543d20060829f4f.xml · nonDerivative · entry 1

SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,864.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · derivative · entry 7

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,222 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
SaleCommon Stock 22,222 $21.50 $477,773.00
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · nonDerivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,395

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionCommon Stock 22,222 $4.15 $92,221.30
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · nonDerivative · entry 3

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionStock Options (Right to buy) · Derivative 33,333 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · derivative · entry 8

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionStock Options (Right to buy) · Derivative 50,000 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · derivative · entry 7

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 50,000 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
SaleCommon Stock 33,333 $21.76 $725,222.75
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · nonDerivative · entry 4

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,825

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionCommon Stock 33,333 $3.80 $126,665.40
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · nonDerivative · entry 3

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
SaleCommon Stock 50,000 $21.75 $1,087,280.00
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · nonDerivative · entry 2

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,825

Read SEC document
August 25, 2006 Filed Aug 28, 2006 20:05 UTC
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
Exercise / conversionCommon Stock 50,000 $3.80 $190,000.00
Disclosure

SEC source: 0000024741-06-000305 · c0001206152d20060825f4f.xml · nonDerivative · entry 1

FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · derivative · entry 6

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,222 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
SaleCommon Stock 22,222 $21.15 $469,895.30
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,395

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionCommon Stock 22,222 $3.80 $84,443.60
Disclosure

SEC source: 0000024741-06-000303 · c0001206147d20060825f4s1f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
BROWN ROBERT BEXECUTIVE VICE PRESIDENT
Exercise / conversionStock Options (Right to buy) · Derivative 40,000 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000304 · c0001206149d20060824f4f.xml · derivative · entry 3

BROWN ROBERT B · CIK 0001206149 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Common Stock · 40,000 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
BROWN ROBERT BEXECUTIVE VICE PRESIDENT
SaleCommon Stock 40,000 $21.34 $853,500.00
Disclosure

SEC source: 0000024741-06-000304 · c0001206149d20060824f4f.xml · nonDerivative · entry 2

BROWN ROBERT B · CIK 0001206149 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,500

Read SEC document
August 24, 2006 Filed Aug 28, 2006 20:05 UTC
BROWN ROBERT BEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 40,000 $4.06 $162,400.00
Disclosure

SEC source: 0000024741-06-000304 · c0001206149d20060824f4f.xml · nonDerivative · entry 1

BROWN ROBERT B · CIK 0001206149 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2006 Filed Aug 18, 2006 20:14 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-06-000295 · c0001206147d20060818f4f.xml · derivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,222 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2006 Filed Aug 18, 2006 20:14 UTC
ASBECK KATHERINE ASenior VP - Finance
SaleCommon Stock 22,222 $20.82 $462,662.04
Disclosure

SEC source: 0000024741-06-000295 · c0001206147d20060818f4f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,395

Read SEC document
August 17, 2006 Filed Aug 18, 2006 20:14 UTC
ASBECK KATHERINE ASenior VP - Finance
Exercise / conversionCommon Stock 22,222 $4.06 $90,221.32
Disclosure

SEC source: 0000024741-06-000295 · c0001206147d20060818f4f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2006 Filed Aug 16, 2006 20:17 UTC
EGGERS WILLIAM DSenior Vice President
Exercise / conversionStock Options (Right to buy) · Derivative 18,334 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0000024741-06-000293 · c0001183769d20060816f4f.xml · derivative · entry 6

EGGERS WILLIAM D · CIK 0001183769 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,334 shares

Expires 2013-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.