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Nasdaq · USD

GLAD

GLADSTONE CAPITAL CORP

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Tapewire entity
5542
SEC CIK
0001143513
Parsed reports
36

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2025 Filed Nov 21, 2025 21:30 UTC PurchaseCommon Stock 496 $20.16 $9,998.86
Disclosure

SEC source: 0001669323-25-000003 · form4.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,095

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April 11, 2025 Filed Apr 14, 2025 18:05 UTC SaleCommon Stock 225 $23.69 $5,330.25
Disclosure

SEC source: 0001062993-25-007419 · form4.xml · nonDerivative · entry 1

ENGLISH MICHELA A · CIK 0001238282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569

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December 11, 2024 Filed Dec 11, 2024 21:05 UTC
Marcotte BobPresident
SaleCommon Stock 15,500 $27.35 $423,925.00
Disclosure

SEC source: 0001062993-24-020430 · form4.xml · nonDerivative · entry 1

Marcotte Bob · CIK 0001374463 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,210

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $27.34 to $27.36 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 22, 2022 Filed Feb 23, 2022 21:14 UTC PurchaseCommon Stock 230 $10.85 $2,495.50
Disclosure

SEC source: 0001062993-22-005327 · form4.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

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March 16, 2020 Filed Mar 16, 2020 17:42 UTC
LiCalsi MichaelGeneral Counsel and Secretary
PurchaseCommon Stock 1,000 $6.74 $6,744.00
Disclosure

SEC source: 0001475246-20-000040 · edgar.xml · nonDerivative · entry 1

LiCalsi Michael · CIK 0001475246 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339

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March 16, 2020 Filed Mar 17, 2020 18:38 UTC PurchaseCommon Stock 763 $6.55 $4,997.65
Disclosure

SEC source: 0001475246-20-000044 · edgar.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 763

F1 · ownership.nature: Ms. Schaltenbrand disclaims beneficial ownership of these 763 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

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March 12, 2020 Filed Mar 13, 2020 19:22 UTC
Marcotte BobPresident
PurchaseCommon Stock 5,000 $7.00 $35,000.00
Disclosure

SEC source: 0001475246-20-000026 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,941.7

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March 12, 2020 Filed Mar 13, 2020 19:22 UTC
Marcotte BobPresident
PurchaseCommon Stock 5,000 $6.99 $34,950.00
Disclosure

SEC source: 0001475246-20-000026 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,941.7

Read SEC document
March 12, 2020 Filed Mar 13, 2020 18:39 UTC PurchaseCommon Stock 476 $7.01 $3,336.76
Disclosure

SEC source: 0001475246-20-000022 · edgar.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

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March 09, 2020 Filed Mar 10, 2020 17:00 UTC PurchaseCommon Stock 254 $7.90 $2,006.60
Disclosure

SEC source: 0001475246-20-000018 · edgar.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:14 UTC
Marcotte BobPresident
PurchaseCommon Stock 5,000 $9.49 $47,450.00
Disclosure

SEC source: 0001475246-20-000008 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,252

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February 25, 2020 Filed Feb 25, 2020 21:14 UTC
Marcotte BobPresident
PurchaseCommon Stock 5,000 $9.44 $47,200.00
Disclosure

SEC source: 0001475246-20-000008 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,252

Read SEC document
December 07, 2018 Filed Dec 7, 2018 21:24 UTC
Marcotte BobPresident
PurchaseCommon Stock 3,000 $8.42 $25,260.00
Disclosure

SEC source: 0001475246-18-000076 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,037

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:24 UTC
Marcotte BobPresident
PurchaseCommon Stock 9,000 $8.30 $74,700.00
Disclosure

SEC source: 0001475246-18-000076 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,037

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.25 to $8.34 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 21, 2018 Filed Nov 21, 2018 20:02 UTC PurchaseCommon Stock 582 $8.62 $5,015.97
Disclosure

SEC source: 0001475246-18-000074 · edgar.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

Read SEC document
November 20, 2018 Filed Nov 20, 2018 21:25 UTC
Marcotte BobPresident
PurchaseCommon Stock 10,000 $8.71 $87,100.00
Disclosure

SEC source: 0001475246-18-000072 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,255

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.67 to $8.77 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 19, 2018 Filed Sep 20, 2018 15:25 UTC
GLADSTONE DAVIDDirector · CEO
OtherCommon Stock 26,405 $9.55 $252,167.75
Disclosure

SEC source: 0001475246-18-000060 · edgar.xml · nonDerivative · entry 1

GLADSTONE DAVID · CIK 0000900199 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Gladstone International Corporation, Ltd.

Disclosed balance after: 26,405

F1 · shares: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan.

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May 08, 2018 Filed May 8, 2018 21:15 UTC
Marcotte BobPresident
PurchaseCommon Stock 10,000 $8.91 $89,100.00
Disclosure

SEC source: 0001475246-18-000040 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,264

Read SEC document
February 08, 2018 Filed Feb 9, 2018 13:45 UTC
GLADSTONE DAVIDDirector · CEO
PurchaseCommon Stock 1,000 $9.12 $9,119.80
Disclosure

SEC source: 0001475246-18-000008 · edgar.xml · nonDerivative · entry 1

GLADSTONE DAVID · CIK 0000900199 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,719

Read SEC document
February 08, 2018 Filed Feb 9, 2018 18:55 UTC PurchaseCommon Stock 1,000 $9.03 $9,030.00
Disclosure

SEC source: 0001475246-18-000013 · edgar.xml · nonDerivative · entry 1

Merrick Caren D · CIK 0001626509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

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February 08, 2018 Filed Feb 9, 2018 13:35 UTC
Marcotte BobPresident
PurchaseCommon Stock 11,400 $9.04 $103,017.24
Disclosure

SEC source: 0001475246-18-000004 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,517

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.9910 to $9.0817 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 08, 2018 Filed Feb 9, 2018 18:52 UTC PurchaseCommon Stock 1,329 $9.02 $11,991.57
Disclosure

SEC source: 0001475246-18-000011 · edgar.xml · nonDerivative · entry 1

Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:15 UTC
Marcotte BobPresident
PurchaseCommon Stock 8,200 $9.40 $77,044.74
Disclosure

SEC source: 0001475246-17-000024 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,641

F1 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.3699 to $9.4300 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 29, 2017 Filed Nov 30, 2017 22:07 UTC
Marcotte BobPresident
PurchaseCommon Stock 3,671 $9.85 $36,159.35
Disclosure

SEC source: 0001475246-17-000020 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,441

F2 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.8404 to $9.8499 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 28, 2017 Filed Nov 30, 2017 22:07 UTC
Marcotte BobPresident
PurchaseCommon Stock 4,329 $9.79 $42,380.91
Disclosure

SEC source: 0001475246-17-000020 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,770

F1 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.7833 to $9.8000 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 27, 2017 Filed Nov 28, 2017 19:36 UTC PurchaseCommon Stock 6,134 $9.79 $60,029.16
Disclosure

SEC source: 0001475246-17-000016 · edgar.xml · nonDerivative · entry 1

WILKINSON WALTER H · CIK 0001222437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

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August 31, 2017 Filed Sep 1, 2017 16:58 UTC
Marcotte BobPresident
PurchaseCommon Stock 4,000 $9.22 $36,880.00
Disclosure

SEC source: 0001475246-17-000009 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,720

Read SEC document
March 09, 2017 Filed Mar 13, 2017 18:50 UTC
Marcotte BobPresident
PurchaseCommon Stock 9,900 $8.96 $88,748.55
Disclosure

SEC source: 0001374463-17-000004 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,643

Read SEC document
March 09, 2017 Filed Mar 13, 2017 18:50 UTC
Marcotte BobPresident
PurchaseCommon Stock 100 $8.94 $894.00
Disclosure

SEC source: 0001374463-17-000004 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,743

Read SEC document
March 07, 2017 Filed Mar 8, 2017 14:44 UTC
Marcotte BobPresident
SaleCommon Stock 20 $9.16 $183.20
Disclosure

SEC source: 0001374463-17-000003 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,643

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:26 UTC
Marcotte BobPresident
PurchaseCommon Stock 1,000 $9.14 $9,140.00
Disclosure

SEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 4

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 344,663

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:26 UTC
Marcotte BobPresident
PurchaseCommon Stock 3,000 $9.11 $27,330.00
Disclosure

SEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 3

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,663

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:26 UTC
Marcotte BobPresident
PurchaseCommon Stock 4,000 $9.12 $36,480.00
Disclosure

SEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 2

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,663

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:26 UTC
Marcotte BobPresident
PurchaseCommon Stock 8,000 $9.15 $73,200.00
Disclosure

SEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,663

Read SEC document
December 12, 2016 Filed Dec 13, 2016 21:27 UTC
BRUBAKER TERRY LEEDirector · COO
SaleCommon Stock 93,334 $8.92 $832,109.94
Disclosure

SEC source: 0001238284-16-000005 · edgar.xml · nonDerivative · entry 1

BRUBAKER TERRY LEE · CIK 0001238284 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Frebruary 16, 2016.

F2 · price: Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.90 to $8.95 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 25, 2016 Filed Oct 26, 2016 18:46 UTC
Marcotte BobPresident
PurchaseCommon Stock 25,000 $7.98 $199,500.00
Disclosure

SEC source: 0001374463-16-000014 · edgar.xml · nonDerivative · entry 1

Marcotte Robert L · CIK 0001374463 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,950

F1 · shares: These shares were purchased in a public offering of Gladstone Capital Corporation's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.