Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE CAPITAL CORPGLAD · Entity 5542 | President | December 11, 2024 | December 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE CAPITAL CORP
Report date December 11, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,210 |
Reported balance
After 2024-12-11 transaction · row 1
1 source rowRow 1 · 2024-12-11 · Sale · Disposed 15,500 · Balance 248,210 F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $27.34 to $27.36 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 500 |
Reported balance
Holding disclosure · report date 2024-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $27.34 to $27.36 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Dec 11, 2024 21:05 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | SaleCommon Stock | 15,500 | $27.35 | $423,925.00 |
DisclosureSEC source: 0001062993-24-020430 · form4.xml · nonDerivative · entry 1 Marcotte Bob · CIK 0001374463 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,210 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $27.34 to $27.36 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:22 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 5,000 | $7.00 | $35,000.00 |
DisclosureSEC source: 0001475246-20-000026 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,941.7 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:22 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 5,000 | $6.99 | $34,950.00 |
DisclosureSEC source: 0001475246-20-000026 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,941.7 Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:14 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 5,000 | $9.49 | $47,450.00 |
DisclosureSEC source: 0001475246-20-000008 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,252 Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:14 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 5,000 | $9.44 | $47,200.00 |
DisclosureSEC source: 0001475246-20-000008 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,252 Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 21:24 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 3,000 | $8.42 | $25,260.00 |
DisclosureSEC source: 0001475246-18-000076 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,037 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 21:24 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 9,000 | $8.30 | $74,700.00 |
DisclosureSEC source: 0001475246-18-000076 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,037 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.25 to $8.34 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:25 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 10,000 | $8.71 | $87,100.00 |
DisclosureSEC source: 0001475246-18-000072 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,255 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.67 to $8.77 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:15 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 10,000 | $8.91 | $89,100.00 |
DisclosureSEC source: 0001475246-18-000040 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,264 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 13:35 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 11,400 | $9.04 | $103,017.24 |
DisclosureSEC source: 0001475246-18-000004 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,517 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.9910 to $9.0817 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:15 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 8,200 | $9.40 | $77,044.74 |
DisclosureSEC source: 0001475246-17-000024 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,641 F1 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.3699 to $9.4300 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 22:07 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 3,671 | $9.85 | $36,159.35 |
DisclosureSEC source: 0001475246-17-000020 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,441 F2 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.8404 to $9.8499 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:07 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 4,329 | $9.79 | $42,380.91 |
DisclosureSEC source: 0001475246-17-000020 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,770 F1 · price: The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.7833 to $9.8000 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:58 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 4,000 | $9.22 | $36,880.00 |
DisclosureSEC source: 0001475246-17-000009 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,720 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:50 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 9,900 | $8.96 | $88,748.55 |
DisclosureSEC source: 0001374463-17-000004 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,643 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:50 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 100 | $8.94 | $894.00 |
DisclosureSEC source: 0001374463-17-000004 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,743 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 14:44 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | SaleCommon Stock | 20 | $9.16 | $183.20 |
DisclosureSEC source: 0001374463-17-000003 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,643 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 1,000 | $9.14 | $9,140.00 |
DisclosureSEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 4 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 344,663 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 3,000 | $9.11 | $27,330.00 |
DisclosureSEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 3 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,663 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 4,000 | $9.12 | $36,480.00 |
DisclosureSEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 2 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,663 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:26 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 8,000 | $9.15 | $73,200.00 |
DisclosureSEC source: 0001374463-17-000002 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,663 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 18:46 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 25,000 | $7.98 | $199,500.00 |
DisclosureSEC source: 0001374463-16-000014 · edgar.xml · nonDerivative · entry 1 Marcotte Robert L · CIK 0001374463 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,950 F1 · shares: These shares were purchased in a public offering of Gladstone Capital Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.