person · Reporting owner
Schaltenbrand Nicole Frances Dubas
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE CAPITAL CORPGLAD · Entity 5542 | CFO and Treasurer | November 20, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE CAPITAL CORP
Report date November 20, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,095 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Purchase · Acquired 496 · Balance 3,095 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 618 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 618 F1: Ms. Schaltenbrand disclaims beneficial ownership of these 891 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Ms. Schaltenbrand disclaims beneficial ownership of these 891 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2025 Filed Nov 21, 2025 21:30 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 496 | $20.16 | $9,998.86 |
DisclosureSEC source: 0001669323-25-000003 · form4.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,095 Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 21:14 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 230 | $10.85 | $2,495.50 |
DisclosureSEC source: 0001062993-22-005327 · form4.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:38 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 763 | $6.55 | $4,997.65 |
DisclosureSEC source: 0001475246-20-000044 · edgar.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 763 F1 · ownership.nature: Ms. Schaltenbrand disclaims beneficial ownership of these 763 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 18:39 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 476 | $7.01 | $3,336.76 |
DisclosureSEC source: 0001475246-20-000022 · edgar.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 17:00 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 254 | $7.90 | $2,006.60 |
DisclosureSEC source: 0001475246-20-000018 · edgar.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 20:02 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 582 | $8.62 | $5,015.97 |
DisclosureSEC source: 0001475246-18-000074 · edgar.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 18:52 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 1,329 | $9.02 | $11,991.57 |
DisclosureSEC source: 0001475246-18-000011 · edgar.xml · nonDerivative · entry 1 Schaltenbrand Nicole Frances Dubas · CIK 0001669323 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.