Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE CAPITAL CORPGLAD · Entity 5542 | Director | February 08, 2018 | February 09, 2018 |
| GLADSTONE LAND CorpLAND · Entity 5623 | Director | October 18, 2021 | November 15, 2021 |
| Global System Dynamics, Inc.GLEEU · Entity 110614 | Director | August 04, 2021 | August 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE CAPITAL CORP
Report date February 08, 2018 · Filed February 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,835 |
Reported balance
After 2018-02-08 transaction · row 1
1 source rowRow 1 · 2018-02-08 · Purchase · Acquired 1,000 · Balance 2,835 |
GLADSTONE LAND Corp
Report date October 18, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,432 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Other · Acquired 1,000 · Balance 5,432 F1: The shares represent shares received in connection with an inheritance upon a distribution from the estate of a deceased family member. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent shares received in connection with an inheritance upon a distribution from the estate of a deceased family member.
Global System Dynamics, Inc.
Report date August 04, 2021 · Filed August 04, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WashingtonFirst Bankshares, Inc.
Report date January 01, 2018 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Disposition to issuer · Disposed 5,888 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2021 Filed Nov 15, 2021 16:13 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | OtherCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010904 · form4.xml · nonDerivative · entry 1 Merrick Caren D · CIK 0001626509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 F1 · shares: The shares represent shares received in connection with an inheritance upon a distribution from the estate of a deceased family member. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 18:55 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 1,000 | $9.03 | $9,030.00 |
DisclosureSEC source: 0001475246-18-000013 · edgar.xml · nonDerivative · entry 1 Merrick Caren D · CIK 0001626509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 11:36 UTC | WashingtonFirst Bankshares, Inc. WFBI · Entity 170571 | Disposition to issuerCommon Stock | 5,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000178 · doc4.xml · nonDerivative · entry 1 Merrick Caren D · CIK 0001626509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.