Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE CAPITAL CORPGLAD · Entity 5542 | Director · CEO | September 19, 2018 | September 20, 2018 |
| GLADSTONE COMMERCIAL CORPGOOD · Entity 5302 | Director · Chief Executive Officer | December 31, 2020 | January 25, 2021 |
| GLADSTONE INVESTMENT CORPORATIONDEGAIN · Entity 8917 | Director · Chief Executive Officer | December 31, 2020 | January 25, 2021 |
| GLADSTONE LAND CorpLAND · Entity 5623 | Director · Chief Executive Officer · 10% owner | December 31, 2020 | January 25, 2021 |
| Gladstone Alternative Income FundGAIIX · Entity 41030 | Chief Executive Officer · 10% owner · Chairman | December 17, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE CAPITAL CORP
Report date September 19, 2018 · Filed September 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Gladstone International Corporation, Ltd. | 26,405 |
Reported balance
After 2018-09-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-19 · Other · Acquired 26,405 · Balance 26,405 F1: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan. |
| Common StockSEC Table I · non-derivative | Indirectby The Gladstone Companies, Ltd. | 187,259 |
Reported balance
Holding disclosure · report date 2018-09-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 187,259 |
| Common StockSEC Table I · non-derivative | Direct | 982,460 |
Reported balance
Holding disclosure · report date 2018-09-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 982,460 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan.
GLADSTONE COMMERCIAL CORP
Report date December 31, 2020 · Filed January 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 102,000 |
Reported balance
After 2020-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-09-14 · Gift · Acquired 102,000 · Balance 102,000 F1: The reporting person transferred 102,000 shares previously held directly to the Gladstone American Trust. |
| Common StockSEC Table I · non-derivative | Indirectby The Gladstone Companies, Ltd. | 17,000 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,000 |
| Common StockSEC Table I · non-derivative | Indirectby Gladstone International Corporation, Ltd. | 13,000 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,000 |
| Common StockSEC Table I · non-derivative | Direct | 364,564 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 364,564 F2: Amount reflects shifts from direct to indirect ownership as a result of shares transferred to the Gladstone American Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred 102,000 shares previously held directly to the Gladstone American Trust.
F2: Amount reflects shifts from direct to indirect ownership as a result of shares transferred to the Gladstone American Trust.
GLADSTONE INVESTMENT CORPORATIONDE
Report date December 31, 2020 · Filed January 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby The Gladstone Companies, Ltd. | 11,018 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,018 |
| Common StockSEC Table I · non-derivative | Direct | 655,804 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 655,804 |
GLADSTONE LAND Corp
Report date December 31, 2020 · Filed January 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 700,000 |
Reported balance
After 2020-03-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-02 · Gift · Acquired 700,000 · Balance 700,000 F1: The reporting person transferred 700,000 shares previously held directly to the Gladstone American Trust. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 248,000 |
Reported balance
After 2020-12-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-12-22 · Gift · Acquired 248,000 · Balance 248,000 F2: The reporting person transferred 248,000 shares previously held directly to the Gladstone Ancestry Trust. |
| Common StockSEC Table I · non-derivative | Indirectby The Gladstone Companies, Ltd. | 929,585 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 929,585 |
| Common StockSEC Table I · non-derivative | Direct | 421,000 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 421,000 F3: Amount reflects shifts from direct to indirect ownership as a result of shares transferred to the Gladstone American Trust and the Gladstone Ancestry Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred 700,000 shares previously held directly to the Gladstone American Trust.
F2: The reporting person transferred 248,000 shares previously held directly to the Gladstone Ancestry Trust.
F3: Amount reflects shifts from direct to indirect ownership as a result of shares transferred to the Gladstone American Trust and the Gladstone Ancestry Trust.
Gladstone Alternative Income Fund
Report date December 17, 2024 · Filed December 18, 2024
Jointly reported with Gladstone Companies, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common SharesSEC Table I · non-derivative | Indirectby The Gladstone Companies, Inc. | 990,000 |
Reported balance
After 2024-12-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-12-17 · Purchase · Acquired 500,000 · Balance 990,000 |
| Class A Common SharesSEC Table I · non-derivative | Indirectby The Gladstone Companies, Inc. | 10,000 |
Reported balance
Holding disclosure · report date 2024-12-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
| Class C Common SharesSEC Table I · non-derivative | Indirectby The Gladstone Companies, Inc. | 10,000 |
Reported balance
Holding disclosure · report date 2024-12-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Global System Dynamics, Inc.
Report date October 12, 2022 · Filed October 12, 2022
Section 16 reporting ended · disclosed 2022-10-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Gladstone Sponsor, LLC | 0 |
Reported balance
After 2022-10-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-12 · Sale · Disposed 2,623,120 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The reportable securities were sold in connection with a sale by the Gladstone Sponsor, LLC (the "Sponsor") of all its interests in the Issuer, including certain other rights and obligations in accordance with a purchase agreement. dated as of October 12, 2022, entered into by and among, Reporting Person, the Issuer and other certain securityholders for an aggregate purchase price of $1,500,000 (the "Purchase Agreement"). The Purchase Agreement did not allocate the consideration paid for the respective interests. F3: The securities reported herein are held by the Sponsor. The Reporting Person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: The reportable securities were sold in connection with a sale by the Gladstone Sponsor, LLC (the "Sponsor") of all its interests in the Issuer, including certain other rights and obligations in accordance with a purchase agreement. dated as of October 12, 2022, entered into by and among, Reporting Person, the Issuer and other certain securityholders for an aggregate purchase price of $1,500,000 (the "Purchase Agreement"). The Purchase Agreement did not allocate the consideration paid for the respective interests.
F3: The securities reported herein are held by the Sponsor. The Reporting Person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2024 Filed Dec 18, 2024 16:11 UTC | Gladstone Alternative Income Fund GAIIX · Entity 41030 | PurchaseClass I Common Shares | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001062993-24-020848 · form4.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Chief Executive Officer · 10% owner · Chairman Gladstone Companies, Inc. · CIK 0001805586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by The Gladstone Companies, Inc. Disclosed balance after: 990,000 Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 13:55 UTC | Gladstone Alternative Income Fund GAIIX · Entity 41030 | PurchaseClass I Common Shares | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001062993-24-020588 · form4.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Chief Executive Officer · 10% owner · Chairman Gladstone Companies, Inc. · CIK 0001805586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by The Gladstone Companies, Inc. Disclosed balance after: 490,000 Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 16:04 UTC | Gladstone Alternative Income Fund GAIAX · Entity 41030 | PurchaseClass C Common Shares | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001062993-24-020358 · form4.xml · nonDerivative · entry 3 GLADSTONE DAVID · CIK 0000900199 · Chief Executive Officer · 10% owner · Chairman Gladstone Companies, Inc. · CIK 0001805586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by The Gladstone Companies, Inc. Disclosed balance after: 10,000 Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 16:04 UTC | Gladstone Alternative Income Fund GAIAX · Entity 41030 | PurchaseClass A Common Shares | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001062993-24-020358 · form4.xml · nonDerivative · entry 2 GLADSTONE DAVID · CIK 0000900199 · Chief Executive Officer · 10% owner · Chairman Gladstone Companies, Inc. · CIK 0001805586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by The Gladstone Companies, Inc. Disclosed balance after: 10,000 Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 16:04 UTC | Gladstone Alternative Income Fund GAIAX · Entity 41030 | PurchaseClass I Common Shares | 230,000 | $10.00 | $2,300,000.00 |
DisclosureSEC source: 0001062993-24-020358 · form4.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Chief Executive Officer · 10% owner · Chairman Gladstone Companies, Inc. · CIK 0001805586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by The Gladstone Companies, Inc. Disclosed balance after: 240,000 Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 20:12 UTC | Global System Dynamics, Inc. GLEEU · Entity 110614 | SaleClass B common stock · Derivative | 2,623,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053525 · doc4.xml · derivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO, President and CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gladstone Sponsor, LLC Disclosed balance after: 0 Underlying: Class A common stock · 2,623,120 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · price: The reportable securities were sold in connection with a sale by the Gladstone Sponsor, LLC (the "Sponsor") of all its interests in the Issuer, including certain other rights and obligations in accordance with a purchase agreement. dated as of October 12, 2022, entered into by and among, Reporting Person, the Issuer and other certain securityholders for an aggregate purchase price of $1,500,000 (the "Purchase Agreement"). The Purchase Agreement did not allocate the consideration paid for the respective interests. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.nature: The securities reported herein are held by the Sponsor. The Reporting Person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 18, 2021 Filed Sep 21, 2021 20:46 UTC | Global System Dynamics, Inc. GLEEU · Entity 110614 | OtherClass B common stock · Derivative | 251,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-057184 · doc4.xml · derivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO, President and CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gladstone Sponsor, LLC Disclosed balance after: 2,623,120 Underlying: Class A common stock · 251,880 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: This Form 4 reflects the automatic surrender to the issuer of 251,880 of the issuer's shares of Class B common stock, par value $0.0001 per share, for no consideration by Gladstone Sponsor, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units. F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.nature: The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2020 Filed Jan 25, 2021 17:14 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | GiftCommon Stock | 248,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001475246-21-000002 · edgar.xml · nonDerivative · entry 2 GLADSTONE DAVID · CIK 0000900199 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 248,000 F2 · shares: The reporting person transferred 248,000 shares previously held directly to the Gladstone Ancestry Trust. Read SEC document |
| September 14, 2020 Filed Jan 25, 2021 17:19 UTC | GLADSTONE COMMERCIAL CORP GOOD · Entity 5302 | GiftCommon Stock | 102,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001475246-21-000004 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,000 F1 · shares: The reporting person transferred 102,000 shares previously held directly to the Gladstone American Trust. Read SEC document |
| March 02, 2020 Filed Jan 25, 2021 17:14 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | GiftCommon Stock | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001475246-21-000002 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 700,000 F1 · shares: The reporting person transferred 700,000 shares previously held directly to the Gladstone American Trust. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 16:21 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 74,261 | $11.90 | $883,705.90 |
DisclosureSEC source: 0001475246-19-000029 · edgar.xml · nonDerivative · entry 2 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,298,585 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.81 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:21 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 135,739 | $11.86 | $1,609,864.54 |
DisclosureSEC source: 0001475246-19-000029 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224,324 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.72 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:15 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 20,581 | $11.99 | $246,766.19 |
DisclosureSEC source: 0001475246-19-000027 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,554 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.93 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 09:37 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 9,375 | $12.01 | $112,593.75 |
DisclosureSEC source: 0001475246-19-000006 · edgar.xml · nonDerivative · entry 4 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,585 F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.99 to $12.02 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 09:37 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 40,182 | $12.03 | $483,389.46 |
DisclosureSEC source: 0001475246-19-000006 · edgar.xml · nonDerivative · entry 3 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,210 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.99 to $12.05 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 09:37 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 23,728 | $11.94 | $283,312.32 |
DisclosureSEC source: 0001475246-19-000006 · edgar.xml · nonDerivative · entry 2 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,039,028 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.83 to $11.99 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 09:37 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 26,715 | $11.99 | $320,312.85 |
DisclosureSEC source: 0001475246-19-000006 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,015,300 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.96 to $12.00 inclusive. The reporting person undertakes to provide to Gladstone Land Corporation, any security holder of Gladstone Land Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 15:25 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | OtherCommon Stock | 26,405 | $9.55 | $252,167.75 |
DisclosureSEC source: 0001475246-18-000060 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Gladstone International Corporation, Ltd. Disclosed balance after: 26,405 F1 · shares: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 15:29 UTC | GLADSTONE COMMERCIAL CORP GOOD · Entity 5302 | OtherCommon Stock | 13,000 | $18.72 | $243,360.00 |
DisclosureSEC source: 0001475246-18-000062 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Gladstone International Corporation, Ltd. Disclosed balance after: 13,000 F1 · shares: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 13:48 UTC | GLADSTONE COMMERCIAL CORP GOOD · Entity 5302 | PurchaseCommon Stock | 17,000 | $17.50 | $297,426.90 |
DisclosureSEC source: 0001475246-18-000027 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Corporation Disclosed balance after: 17,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.67, inclusive. The reporting person undertakes to provide to Gladstone Commercial Corporation, any security holder of Gladstone Commercial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 13:45 UTC | GLADSTONE CAPITAL CORP GLAD · Entity 5542 | PurchaseCommon Stock | 1,000 | $9.12 | $9,119.80 |
DisclosureSEC source: 0001475246-18-000008 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,719 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 11:22 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 20,000 | $11.38 | $227,640.00 |
DisclosureSEC source: 0001475246-17-000007 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,988,585 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 11:19 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 20,000 | $9.25 | $185,000.00 |
DisclosureSEC source: 0001475246-17-000006 · edgar.xml · nonDerivative · entry 2 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,973 Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 11:19 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 4,000 | $9.26 | $37,028.00 |
DisclosureSEC source: 0001475246-17-000006 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,973 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 15:38 UTC | GLADSTONE LAND Corp LAND · Entity 5623 | PurchaseCommon Stock | 20,000 | $11.15 | $223,024.00 |
DisclosureSEC source: 0000900199-17-000003 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,968,585 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 15:37 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 5,000 | $8.70 | $43,484.00 |
DisclosureSEC source: 0000900199-17-000002 · edgar.xml · nonDerivative · entry 1 GLADSTONE DAVID · CIK 0000900199 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,973 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.