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GHM

GRAHAM CORP

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1960
SEC CIK
0000716314
Parsed reports
251

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2018 Filed Sep 11, 2018 20:09 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 1,739 $27.25 $47,387.75
Disclosure

SEC source: 0000891839-18-000084 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,067

Read SEC document
September 10, 2018 Filed Sep 11, 2018 20:09 UTC
Glajch JeffreyVP-Finance; CFO
Exercise / conversionCommon Stock 1,739 $15.25 $26,519.75
Disclosure

SEC source: 0000891839-18-000084 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:21 UTC SaleCommon Stock 300 $26.44 $7,932.00
Disclosure

SEC source: 0000891839-18-000083 · edgar.xml · nonDerivative · entry 1

MAZURKIEWICZ GERARD T · CIK 0001250215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,830

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:11 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 410 $28.42 $11,652.20
Disclosure

SEC source: 0000891839-18-000076 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,067

Read SEC document
August 17, 2018 Filed Aug 20, 2018 20:11 UTC
Glajch JeffreyVP-Finance; CFO
SaleCommon Stock 2,553 $28.35 $72,377.55
Disclosure

SEC source: 0000891839-18-000076 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,477

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:29 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionStock Option (Right to Buy) · Derivative 3,118 $0.00 Strike: $15.25 $0.00
Disclosure

SEC source: 0000891839-18-000069 · edgar.xml · derivative · entry 5

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,118 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported by Mr. Smith.

F2 · derivative.underlying_shares: This option was previously reported by Mr. Smith.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:29 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionStock Option (Right to Buy) · Derivative 3,571 $0.00 Strike: $15.22 $0.00
Disclosure

SEC source: 0000891839-18-000069 · edgar.xml · derivative · entry 4

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported by Mr. Smith.

F2 · derivative.underlying_shares: This option was previously reported by Mr. Smith.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:29 UTC
Smith Alan EVP & General Manager - Batavia
SaleCommon Stock 6,689 $25.94 $173,512.66
Disclosure

SEC source: 0000891839-18-000069 · edgar.xml · nonDerivative · entry 3

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,075

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.52 to $26.235, inclusive. Mr. Smith undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:29 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionCommon Stock 3,118 $15.25 $47,549.50
Disclosure

SEC source: 0000891839-18-000069 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:29 UTC
Smith Alan EVP & General Manager - Batavia
Exercise / conversionCommon Stock 3,571 $15.22 $54,350.62
Disclosure

SEC source: 0000891839-18-000069 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:35 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 384 $25.51 $9,795.84
Disclosure

SEC source: 0000891839-18-000065 · edgar.xml · nonDerivative · entry 3

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,075

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:34 UTC
LINES JAMES RDirector · President and CEO
Tax withholdingCommon Stock 848 $25.51 $21,632.48
Disclosure

SEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 3

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,498

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:32 UTC
Condame Jennifer RCAO and Controller
Tax withholdingCommon Stock 169 $25.51 $4,311.19
Disclosure

SEC source: 0000891839-18-000062 · edgar.xml · nonDerivative · entry 3

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,617

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:33 UTC
Glajch JeffreyVP-Finance; CFO
Tax withholdingCommon Stock 537 $25.51 $13,698.87
Disclosure

SEC source: 0000891839-18-000063 · edgar.xml · nonDerivative · entry 3

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,030

F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:39 UTC
Rice John NVice President of Sales
GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000067 · edgar.xml · nonDerivative · entry 2

Rice John N · CIK 0001742500 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:39 UTC
Rice John NVice President of Sales
GrantCommon Stock 1,503 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000067 · edgar.xml · nonDerivative · entry 1

Rice John N · CIK 0001742500 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:35 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 4,774 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000065 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,459

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:35 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000065 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,685

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:34 UTC
LINES JAMES RDirector · President and CEO
GrantCommon Stock 11,626 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,346

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:34 UTC
LINES JAMES RDirector · President and CEO
GrantCommon Stock 5,813 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,720

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:32 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 2,340 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000062 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,786

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:32 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000062 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,446

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
Glajch JeffreyVP-Finance; CFO
GrantCommon Stock 5,350 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000063 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,567

F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
Glajch JeffreyVP-Finance; CFO
GrantCommon Stock 2,675 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000063 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,217

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:29 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000061 · edgar.xml · nonDerivative · entry 1

Schnorr Lisa M. · CIK 0001615574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:27 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000060 · edgar.xml · nonDerivative · entry 1

PAINTER JONATHAN W · CIK 0001247567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:26 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000059 · edgar.xml · nonDerivative · entry 1

MAZURKIEWICZ GERARD T · CIK 0001250215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,130

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:25 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000058 · edgar.xml · nonDerivative · entry 1

MALVASO JAMES J · CIK 0001249713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,126

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:24 UTC
Fortier AlanDirector
GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000057 · edgar.xml · nonDerivative · entry 1

Fortier Alan · CIK 0001441495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,810

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:23 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000056 · edgar.xml · nonDerivative · entry 1

Barber James J · CIK 0001377811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,545

F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

Read SEC document
May 28, 2018 Filed May 29, 2018 20:40 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 220 $25.20 $5,544.00
Disclosure

SEC source: 0000891839-18-000053 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,298

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 28, 2018 Filed May 29, 2018 20:39 UTC
LINES JAMES RDirector · President and CEO
Tax withholdingCommon Stock 382 $25.20 $9,626.40
Disclosure

SEC source: 0000891839-18-000052 · edgar.xml · nonDerivative · entry 2

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,907

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 28, 2018 Filed May 29, 2018 20:37 UTC
Glajch JeffreyVP-Finance; CFO · 10% owner
Tax withholdingCommon Stock 321 $25.20 $8,089.20
Disclosure

SEC source: 0000891839-18-000051 · edgar.xml · nonDerivative · entry 2

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,542

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 28, 2018 Filed May 29, 2018 20:36 UTC
Condame Jennifer RCAO and Controller
Tax withholdingCommon Stock 103 $25.20 $2,595.60
Disclosure

SEC source: 0000891839-18-000050 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,276

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:40 UTC
Smith Alan EVP & General Manager - Batavia
Tax withholdingCommon Stock 564 $25.06 $14,133.84
Disclosure

SEC source: 0000891839-18-000053 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,518

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:39 UTC
LINES JAMES RDirector · President and CEO
Tax withholdingCommon Stock 1,234 $25.06 $30,924.04
Disclosure

SEC source: 0000891839-18-000052 · edgar.xml · nonDerivative · entry 1

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,289

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:37 UTC
Glajch JeffreyVP-Finance; CFO · 10% owner
Tax withholdingCommon Stock 791 $25.06 $19,822.46
Disclosure

SEC source: 0000891839-18-000051 · edgar.xml · nonDerivative · entry 1

Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,863

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:36 UTC
Condame Jennifer RCAO and Controller
Tax withholdingCommon Stock 246 $25.06 $6,164.76
Disclosure

SEC source: 0000891839-18-000050 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,379

F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 20:32 UTC SaleCommon Stock 300 $20.25 $6,075.00
Disclosure

SEC source: 0000891839-17-000122 · edgar.xml · nonDerivative · entry 1

MAZURKIEWICZ GERARD T · CIK 0001250215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:02 UTC
Condame Jennifer RCAO and Controller
SaleCommon Stock 567 $20.40 $11,566.80
Disclosure

SEC source: 0000891839-17-000092 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,625

Read SEC document
June 09, 2017 Filed Jun 12, 2017 20:02 UTC
Condame Jennifer RCAO and Controller
SaleCommon Stock 200 $20.40 $4,080.00
Disclosure

SEC source: 0000891839-17-000092 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,192

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:17 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000083 · edgar.xml · nonDerivative · entry 4

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,392

F4 · kind: Shares forfeited under the terms of Ms. Condame's 5/28/15 performance-vested restricted stock award.

F4 · shares: Shares forfeited under the terms of Ms. Condame's 5/28/15 performance-vested restricted stock award.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:17 UTC
Condame Jennifer RCAO and Controller
Disposition to issuerCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000083 · edgar.xml · nonDerivative · entry 3

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,112

F3 · kind: Shares forfeited under the terms of Ms. Condame's 5/29/14 performance-vested restricted stock award.

F3 · shares: Shares forfeited under the terms of Ms. Condame's 5/29/14 performance-vested restricted stock award.

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May 31, 2017 Filed Jun 2, 2017 20:17 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000083 · edgar.xml · nonDerivative · entry 2

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,480

F2 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

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May 31, 2017 Filed Jun 2, 2017 20:17 UTC
Condame Jennifer RCAO and Controller
GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000083 · edgar.xml · nonDerivative · entry 1

Condame Jennifer R · CIK 0001441494 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,656

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

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May 31, 2017 Filed Jun 2, 2017 20:20 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 3,290 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000086 · edgar.xml · nonDerivative · entry 4

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,082

F4 · kind: Shares forfeited under the terms of Mr. Smith's 5/28/15 performance-vested restricted stock award.

F4 · shares: Shares forfeited under the terms of Mr. Smith's 5/28/15 performance-vested restricted stock award.

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May 31, 2017 Filed Jun 2, 2017 20:20 UTC
Smith Alan EVP & General Manager - Batavia
Disposition to issuerCommon Stock 2,616 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000086 · edgar.xml · nonDerivative · entry 3

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,372

F3 · kind: Shares forfeited under the terms of Mr. Smith's 5/29/14 performance-vested restricted stock award.

F3 · shares: Shares forfeited under the terms of Mr. Smith's 5/29/14 performance-vested restricted stock award.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:20 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 5,758 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000086 · edgar.xml · nonDerivative · entry 2

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,988

F2 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

F2 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.

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May 31, 2017 Filed Jun 2, 2017 20:20 UTC
Smith Alan EVP & General Manager - Batavia
GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000086 · edgar.xml · nonDerivative · entry 1

Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,230

F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3.

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May 31, 2017 Filed Jun 2, 2017 20:19 UTC
LINES JAMES RDirector · President and CEO
Disposition to issuerCommon Stock 6,550 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000085 · edgar.xml · nonDerivative · entry 4

LINES JAMES R · CIK 0001249710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,523

F4 · kind: Shares forfeited under the terms of Mr. Lines' 5/28/15 performance-vested restricted stock award.

F4 · shares: Shares forfeited under the terms of Mr. Lines' 5/28/15 performance-vested restricted stock award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.