person · Reporting owner

Rice John N

Disclosed activity across 1 company

Tapewire entity: 155326
SEC CIK: 0001742500

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
GRAHAM CORPGHM · Entity 1960	Vice President of Sales	August 26, 2019	August 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAHAM CORP

Report date August 26, 2019 · Filed August 26, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,573	Reported balance After 2019-08-26 transaction · row 1 1 source row Row 1 · 2019-08-26 · Purchase · Acquired 200 · Balance 10,573

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 26, 2019 Filed Aug 26, 2019 20:21 UTC	GRAHAM CORP GHM · Entity 1960	PurchaseCommon Stock	200	$18.50	$3,700.00	Disclosure SEC source: 0000891839-19-000154 · edgar.xml · nonDerivative · entry 1 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573 Read SEC document
May 30, 2019 Filed May 31, 2019 20:31 UTC	GRAHAM CORP GHM · Entity 1960	Tax withholdingCommon Stock	100	$20.42	$2,042.00	Disclosure SEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 3 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,373 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document
May 29, 2019 Filed May 31, 2019 20:31 UTC	GRAHAM CORP GHM · Entity 1960	GrantCommon Stock	3,976	$0.00	$0.00	Disclosure SEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 2 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,473 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document
May 29, 2019 Filed May 31, 2019 20:31 UTC	GRAHAM CORP GHM · Entity 1960	GrantCommon Stock	1,988	$0.00	$0.00	Disclosure SEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 1 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:39 UTC	GRAHAM CORP GHM · Entity 1960	GrantCommon Stock	3,006	$0.00	$0.00	Disclosure SEC source: 0000891839-18-000067 · edgar.xml · nonDerivative · entry 2 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:39 UTC	GRAHAM CORP GHM · Entity 1960	GrantCommon Stock	1,503	$0.00	$0.00	Disclosure SEC source: 0000891839-18-000067 · edgar.xml · nonDerivative · entry 1 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.