Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2019 Filed Dec 5, 2019 21:24 UTC |
Condame Jennifer RCAO and Controller
|
SaleCommon Stock | 1,609 | $21.41 | $34,448.69 |
DisclosureSEC source: 0000891839-19-000206 · edgar.xml · nonDerivative · entry 2 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,182 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 21:24 UTC |
Condame Jennifer RCAO and Controller
|
Exercise / conversionCommon Stock | 1,609 | $15.25 | $24,537.25 |
DisclosureSEC source: 0000891839-19-000206 · edgar.xml · nonDerivative · entry 1 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 20:21 UTC |
Rice John NVice President of Sales
|
PurchaseCommon Stock | 200 | $18.50 | $3,700.00 |
DisclosureSEC source: 0000891839-19-000154 · edgar.xml · nonDerivative · entry 1 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,573 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:33 UTC |
LINES JAMES RDirector · President and CEO
|
Tax withholdingCommon Stock | 970 | $20.41 | $19,797.70 |
DisclosureSEC source: 0000891839-19-000113 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,290 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:32 UTC |
Glajch JeffreyVP-Finance; CFO
|
Tax withholdingCommon Stock | 538 | $20.41 | $10,980.58 |
DisclosureSEC source: 0000891839-19-000112 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,580 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:31 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 165 | $20.41 | $3,367.65 |
DisclosureSEC source: 0000891839-19-000111 · edgar.xml · nonDerivative · entry 1 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,182 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:30 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 480 | $20.41 | $9,796.80 |
DisclosureSEC source: 0000891839-19-000110 · edgar.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,390 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
Tax withholdingCommon Stock | 775 | $20.42 | $15,825.50 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 6 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,260 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
Tax withholdingCommon Stock | 446 | $20.42 | $9,107.32 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 6 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,118 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 136 | $20.42 | $2,777.12 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 6 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,347 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 398 | $20.42 | $8,127.16 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 6 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,870 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:31 UTC |
Rice John NVice President of Sales
|
Tax withholdingCommon Stock | 100 | $20.42 | $2,042.00 |
DisclosureSEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 3 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,373 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:04 UTC |
MALVASO JAMES JDirector
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000100 · edgar.xml · nonDerivative · entry 1 MALVASO JAMES J · CIK 0001249713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,576 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:07 UTC |
MAZURKIEWICZ GERARD TDirector
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000103 · edgar.xml · nonDerivative · entry 1 MAZURKIEWICZ GERARD T · CIK 0001250215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,280 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:06 UTC |
Barber James JDirector
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000102 · edgar.xml · nonDerivative · entry 1 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,995 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:05 UTC |
Fortier AlanDirector
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000101 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,260 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:04 UTC |
Schnorr Lisa M.Director
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000099 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,860 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:03 UTC |
Painter Jonathan WDirector
|
GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000098 · edgar.xml · nonDerivative · entry 1 PAINTER JONATHAN W · CIK 0001247567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,860 F1 · kind: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
Tax withholdingCommon Stock | 1,799 | $20.40 | $36,699.60 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,035 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
GrantCommon Stock | 19,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,834 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
GrantCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,266 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
Disposition to issuerCommon Stock | 16,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,422 F2 · kind: Shares forfeited under the terms of Mr. Lines' May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Mr. Lines' May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
Tax withholdingCommon Stock | 1,009 | $20.40 | $20,583.60 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 5 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,564 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
GrantCommon Stock | 7,076 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,573 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
GrantCommon Stock | 3,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,497 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
Disposition to issuerCommon Stock | 7,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,959 F2 · kind: Shares forfeited under the terms of Mr. Glajch's May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Mr. Glajch's May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 305 | $20.40 | $6,222.00 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 5 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,483 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
GrantCommon Stock | 3,096 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 4 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,788 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
GrantCommon Stock | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 3 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
Disposition to issuerCommon Stock | 3,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 2 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,144 F2 · kind: Shares forfeited under the terms of Ms. Condame's May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Ms. Condame's May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 900 | $20.40 | $18,360.00 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 5 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,268 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
GrantCommon Stock | 6,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 4 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,168 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
GrantCommon Stock | 3,156 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 3 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,856 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
Disposition to issuerCommon Stock | 6,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,700 F2 · kind: Shares forfeited under the terms of Mr. Smith's May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Mr. Smith's May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:31 UTC |
Rice John NVice President of Sales
|
GrantCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 2 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,473 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:31 UTC |
Rice John NVice President of Sales
|
GrantCommon Stock | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000104 · edgar.xml · nonDerivative · entry 1 Rice John N · CIK 0001742500 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:35 UTC |
LINES JAMES RDirector · President and CEO
|
Tax withholdingCommon Stock | 1,411 | $20.97 | $29,588.67 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,087 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:34 UTC |
Glajch JeffreyVP-Finance; CFO
|
Tax withholdingCommon Stock | 791 | $20.97 | $16,587.27 |
DisclosureSEC source: 0000891839-19-000107 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,432 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:34 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 240 | $20.97 | $5,032.80 |
DisclosureSEC source: 0000891839-19-000106 · edgar.xml · nonDerivative · entry 1 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,377 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:32 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 706 | $20.97 | $14,804.82 |
DisclosureSEC source: 0000891839-19-000105 · edgar.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,369 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC |
LINES JAMES RDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,092 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · derivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,092 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported by Mr. Lines. F2 · derivative.underlying_shares: This option was previously reported by Mr. Lines. F2 · balance_after: This option was previously reported by Mr. Lines. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC |
LINES JAMES RDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,974 | $0.00 Strike: $15.22 | $0.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · derivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,974 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported by Mr. Lines. F2 · derivative.underlying_shares: This option was previously reported by Mr. Lines. F2 · balance_after: This option was previously reported by Mr. Lines. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC |
LINES JAMES RDirector · President and CEO
|
SaleCommon Stock | 5,066 | $21.96 | $111,249.36 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,498 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.848 to $21.9941, inclusive. Mr. Lines undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC |
LINES JAMES RDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,092 | $15.25 | $47,153.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC |
LINES JAMES RDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,974 | $15.22 | $30,044.28 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:39 UTC |
Condame Jennifer RCAO and Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,678 | $0.00 Strike: $15.22 | $0.00 |
DisclosureSEC source: 0000891839-19-000036 · edgar.xml · derivative · entry 3 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,678 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported by Ms. Condame. F2 · derivative.underlying_shares: This option was previously reported by Ms. Condame. F2 · balance_after: This option was previously reported by Ms. Condame. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:39 UTC |
Condame Jennifer RCAO and Controller
|
SaleCommon Stock | 2,678 | $22.20 | $59,451.60 |
DisclosureSEC source: 0000891839-19-000036 · edgar.xml · nonDerivative · entry 2 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,617 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.38, inclusive. Ms. Condame undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:39 UTC |
Condame Jennifer RCAO and Controller
|
Exercise / conversionCommon Stock | 2,678 | $15.22 | $40,759.16 |
DisclosureSEC source: 0000891839-19-000036 · edgar.xml · nonDerivative · entry 1 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:09 UTC |
Glajch JeffreyVP-Finance; CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,739 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0000891839-18-000084 · edgar.xml · derivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,739 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This option was previously reported by Mr. Glajch. F1 · derivative.underlying_shares: This option was previously reported by Mr. Glajch. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:09 UTC |
Glajch JeffreyVP-Finance; CFO
|
SaleCommon Stock | 1,844 | $27.25 | $50,249.00 |
DisclosureSEC source: 0000891839-18-000084 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,223 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.