Last 12 months
Inside the activity.
2 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2026 Filed Feb 25, 2026 20:09 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 25,000 | $4.06 | $101,460.00 |
DisclosureSEC source: 0001185533-26-000010 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,158,396 F1 · price: Disgorgement will be paid to the Issuer for this purchase by the buyer pursuant to Section 16 reflecting the purchase price and the Reporting Persons pecuniary interest in the purchasing entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 19:44 UTC |
BOGAN ELIZABETH CDirector
|
PurchaseCommon Stock, Par Value $0.001 | 2,700 | $4.05 | $10,921.50 |
DisclosureSEC source: 0001200357-26-000005 · primary_doc.xml · nonDerivative · entry 1 BOGAN ELIZABETH C · CIK 0001200357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 20:47 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 9,000 | $4.20 | $37,800.00 |
DisclosureSEC source: 0001185533-25-000014 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,133,396 F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 18:20 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 2,000 | $4.18 | $8,360.00 |
DisclosureSEC source: 0001185533-25-000012 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,156,396 F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 20:44 UTC Amendment |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 9,000 | $4.18 | $37,620.00 |
DisclosureSEC source: 0001185533-25-000013 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,142,396 F1 · shares: The initial transaction that was previously reported as 2,000 common shares sold should have been reported as 9,000 common shares sold. F2 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 18:20 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 2,000 | $4.18 | $8,363.40 |
DisclosureSEC source: 0001185533-25-000012 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,158,396 F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 09, 2025 Filed Dec 12, 2025 20:44 UTC Amendment |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 9,000 | $4.18 | $37,635.30 |
DisclosureSEC source: 0001185533-25-000013 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,151,396 F1 · shares: The initial transaction that was previously reported as 2,000 common shares sold should have been reported as 9,000 common shares sold. F2 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F3 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 20:46 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 9,000 | $4.17 | $37,564.20 |
DisclosureSEC source: 0001185533-25-000011 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,160,396 F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 20:46 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 2,000 | $4.15 | $8,307.60 |
DisclosureSEC source: 0001185533-25-000011 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,169,396 F1 · price: Disgorgement will be paid to the Issuer for this sale by the seller pursuant to Section 16 reflecting the sale price and the Reporting Persons pecuniary interest in the selling entity. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 19:59 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 31,000 | $4.04 | $125,137.70 |
DisclosureSEC source: 0001185533-25-000006 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 31,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 19:38 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 152 | $4.24 | $644.48 |
DisclosureSEC source: 0001271163-25-000028 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,654 Read SEC document |
| May 13, 2025 Filed May 19, 2025 18:42 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 40,000 | $4.34 | $173,600.00 |
DisclosureSEC source: 0001271163-25-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,020,502 Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 21:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 501 | $4.61 | $2,309.61 |
DisclosureSEC source: 0001271163-24-000067 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,502 Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:02 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 527 | $4.76 | $2,508.52 |
DisclosureSEC source: 0001271163-24-000059 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,001 Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 17:14 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 500 | $4.98 | $2,490.00 |
DisclosureSEC source: 0001271163-24-000042 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 432,582 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 25, 2024 Filed Jul 25, 2024 20:53 UTC |
CONN JAMES PDirector
|
OtherCommon Stock, Par Value $0.001 | 838 | $5.00 | $4,190.00 |
DisclosureSEC source: 0001271163-24-000038 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,188 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| July 25, 2024 Filed Jul 25, 2024 18:33 UTC |
ZIZZA SALVATORE JDirector
|
OtherCommon Stock, Par Value $0.001 | 2,208 | $5.00 | $11,040.00 |
DisclosureSEC source: 0001271163-24-000037 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,037 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. F1 · shares: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 19:59 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001271163-24-000040 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,171,396 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 19:59 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 40,000 | $5.00 | $200,000.00 |
DisclosureSEC source: 0001271163-24-000040 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 979,474 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 16:31 UTC |
Ball John ChesterPresident & Treasurer
|
OtherCommon Stock, Par Value $0.001 | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0001271163-24-000039 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147 F1 · kind: The reporting person acquired these shares of common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. Read SEC document |
| July 25, 2024 Filed Aug 1, 2024 16:07 UTC |
Birch JohnDirector
|
OtherCommon Stock, Par Value $0.001 | 1,140 | $5.00 | $5,700.00 |
DisclosureSEC source: 0001271163-24-000045 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,700 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSubscription Rights for Common Stock | 435,000 | $0.01 | $2,175.00 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 6 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 0 F2 · ownership.nature: The rights reported reflect the total rights owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the rights held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSubscription Rights for Common Stock | 33,500 | $0.01 | $167.50 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 0 F1 · ownership.nature: The rights reported reflect the total rights owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the rights held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSubscription Rights for Common Stock | 7,476 | $0.01 | $37.38 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,000 Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSubscription Rights for Common Stock | 17,000 | $0.01 | $85.00 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 922,476 Read SEC document |
| July 16, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSubscription Rights for Common Stock | 38,638 | $0.00 | $154.55 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 939,476 Read SEC document |
| July 15, 2024 Filed Jul 19, 2024 18:33 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSubscription Rights for Common Stock | 38,638 | $0.00 | $158.42 |
DisclosureSEC source: 0001271163-24-000035 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,838 Read SEC document |
| July 12, 2024 Filed Jul 24, 2024 18:53 UTC |
Laughlin Susan WatsonDirector
|
SaleSubscription Rights for Common Stock | 1,500 | $0.01 | $11.25 |
DisclosureSEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 4 Laughlin Susan Watson · CIK 0001215044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Average Price Read SEC document |
| July 09, 2024 Filed Jul 24, 2024 18:53 UTC |
Laughlin Susan WatsonDirector
|
SaleSubscription Rights for Common Stock | 1,500 | $0.01 | $9.60 |
DisclosureSEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 3 Laughlin Susan Watson · CIK 0001215044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 F1 · price: Average Price Read SEC document |
| July 08, 2024 Filed Jul 24, 2024 18:53 UTC |
Laughlin Susan WatsonDirector
|
SaleSubscription Rights for Common Stock | 1,140 | $0.01 | $9.69 |
DisclosureSEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 2 Laughlin Susan Watson · CIK 0001215044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| July 05, 2024 Filed Jul 24, 2024 18:53 UTC |
Laughlin Susan WatsonDirector
|
SaleSubscription Rights for Common Stock | 500 | $0.01 | $3.75 |
DisclosureSEC source: 0001271163-24-000036 · primary_doc.xml · nonDerivative · entry 1 Laughlin Susan Watson · CIK 0001215044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,140 Read SEC document |
| June 26, 2024 Filed Jun 26, 2024 16:07 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 4 | $25,000.00 | $100,000.00 |
DisclosureSEC source: 0001610520-24-000126 · primary_doc.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F2 · security: CUSIP - 36239Q406 F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 20:40 UTC |
Ball John ChesterPresident & Treasurer
|
PurchaseCommon Stock, Par Value $0.001 | 47 | $5.53 | $259.91 |
DisclosureSEC source: 0001271163-24-000011 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 20:27 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 4,508 | $5.79 | $26,102.22 |
DisclosureSEC source: 0001271163-23-000034 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 972,974 Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 22:42 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 4,377 | $4.77 | $20,860.78 |
DisclosureSEC source: 0001271163-23-000028 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 432,082 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:57 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Stock, Par Value $0.001 | 167 | $6.31 | $1,053.77 |
DisclosureSEC source: 0001271163-23-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,482.22 Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:46 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 6,604 | $6.27 | $41,430.19 |
DisclosureSEC source: 0001271163-23-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,141,396 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 20:32 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 4,000 | $6.42 | $25,686.40 |
DisclosureSEC source: 0001271163-22-000057 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,148,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 02:48 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 748 | $6.44 | $4,813.75 |
DisclosureSEC source: 0001271163-22-000055 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,152,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 18:41 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 2,000 | $9.25 | $18,508.00 |
DisclosureSEC source: 0001271163-21-000087 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,982.22 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 18:41 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleCommon Stock, Par Value $0.001 | 437 | $9.16 | $4,002.92 |
DisclosureSEC source: 0001271163-21-000087 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,982.22 Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:42 UTC |
Nakamura KuniDirector
|
OtherCommon Stock, Par Value $0.001 | 1,541 | $9.50 | $14,639.50 |
DisclosureSEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,702.25 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.direct: Joint Account Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:42 UTC |
Nakamura KuniDirector
|
OtherCommon Stock, Par Value $0.001 | 1,190 | $9.50 | $11,305.00 |
DisclosureSEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950.582 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 17:47 UTC |
Marangi Christopher J.Director
|
OtherCommon Stock, Par Value $0.001 | 222 | $9.50 | $2,109.00 |
DisclosureSEC source: 0001271163-21-000067 · primary_doc.xml · nonDerivative · entry 1 Marangi Christopher J. · CIK 0001612428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:54 UTC |
ZIZZA SALVATORE JDirector
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OtherCommon Stock, Par Value $0.001 | 3,241 | $9.50 | $30,789.50 |
DisclosureSEC source: 0001271163-21-000072 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,829 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:23 UTC |
CONN JAMES PDirector
|
OtherCommon Stock, Par Value $0.001 | 2,350 | $9.50 | $22,325.00 |
DisclosureSEC source: 0001271163-21-000071 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 6,666 | $9.50 | $63,327.00 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 6 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 33,333 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F7 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 221,352 | $9.50 | $2,102,844.00 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 1,106,763 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F6 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 583 | $9.50 | $5,538.50 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Gabelli & Company Investment Advisers, Inc. Disclosed balance after: 2,918 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F5 · ownership.nature: The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 23:18 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Stock, Par Value $0.001 | 116,549 | $9.50 | $1,107,215.50 |
DisclosureSEC source: 0001271163-21-000074 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 436,459 F3 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F4 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.