Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | Director | January 27, 2026 | January 28, 2026 |
| GABELLI EQUITY TRUST INCGAB · Entity 8814 | Director | July 21, 2021 | July 21, 2021 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU · Entity 8903 | Director | June 30, 2022 | June 30, 2022 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | Director | July 25, 2024 | July 25, 2024 |
| GABELLI UTILITY TRUSTGUT · Entity 8864 | Director | October 25, 2024 | October 25, 2024 |
| GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912 | Director | September 06, 2019 | September 09, 2019 |
| GAMCO Natural Resources, Gold & Income TrustGNT · Entity 6508 | Director | September 06, 2019 | September 09, 2019 |
| GDL FUNDGDL · Entity 8945 | Director | April 20, 2020 | April 22, 2020 |
| Gabelli Global Small & Mid Cap Value TrustGGZ · Entity 9007 | Director | September 06, 2019 | September 09, 2019 |
| Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957 | Director | November 15, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI DIVIDEND & INCOME TRUST
Report date January 27, 2026 · Filed January 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2026-01-27 transaction · row 1
1 source rowRow 1 · 2026-01-27 · Purchase · Acquired 1,000 · Balance 1,000 |
GABELLI EQUITY TRUST INC
Report date July 21, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 1,100 |
Reported balance
After 2021-07-21 transaction · row 1
1 source rowRow 1 · 2021-07-21 · Other · Acquired 100 · Balance 1,100 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date June 30, 2022 · Filed June 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,250 |
Reported balance
After 2022-06-30 transaction · row 1
1 source rowRow 1 · 2022-06-30 · Other · Acquired 250 · Balance 1,250 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
GABELLI MULTIMEDIA TRUST INC.
Report date July 25, 2024 · Filed July 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 4,188 |
Reported balance
After 2024-07-25 transaction · row 1
1 source rowRow 1 · 2024-07-25 · Other · Acquired 838 · Balance 4,188 F1: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.
GABELLI UTILITY TRUST
Report date October 25, 2024 · Filed October 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,507 |
Reported balance
After 2024-10-25 transaction · row 1
1 source rowRow 1 · 2024-10-25 · Other · Acquired 200 · Balance 1,507 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
GAMCO Global Gold, Natural Resources & Income Trust
Report date September 06, 2019 · Filed September 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2019-09-06 transaction · row 1
1 source rowRow 1 · 2019-09-06 · Sale · Disposed 4,000 · Balance 1,000 |
GAMCO Natural Resources, Gold & Income Trust
Report date September 06, 2019 · Filed September 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2019-09-06 transaction · row 1
1 source rowRow 1 · 2019-09-06 · Sale · Disposed 2,000 · Balance 1,000 |
GDL FUND
Report date April 20, 2020 · Filed April 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2020-04-20 transaction · row 1
1 source rowRow 1 · 2020-04-20 · Purchase · Acquired 1,000 · Balance 2,000 |
Gabelli Global Small & Mid Cap Value Trust
Report date September 06, 2019 · Filed September 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2019-09-06 transaction · row 1
1 source rowRow 1 · 2019-09-06 · Sale · Disposed 13,938 · Balance 1,000 |
Gabelli Healthcare & WellnessRx Trust
Report date November 15, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2019-11-15 transaction · row 1
1 source rowRow 1 · 2019-11-15 · Sale · Disposed 22,856 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2026 Filed Jan 28, 2026 17:02 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $28.73 | $28,733.00 |
DisclosureSEC source: 0001216778-26-000001 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 25, 2024 Filed Oct 25, 2024 18:56 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001271163-24-000064 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,507 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| October 16, 2024 Filed Oct 23, 2024 19:49 UTC | GABELLI UTILITY TRUST GUT.RT · Entity 8864 | SaleSubscription Rights for Common Shares · Derivative | 310 | $0.02 Strike: $5.00 | $5.36 |
DisclosureSEC source: 0001271163-24-000062 · primary_doc.xml · derivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Shares, Par Value $0.001 · 310 shares Expires 2024-10-21 Read SEC document |
| July 25, 2024 Filed Jul 25, 2024 20:53 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 838 | $5.00 | $4,190.00 |
DisclosureSEC source: 0001271163-24-000038 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,188 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:26 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 250 | $16.00 | $4,000.00 |
DisclosureSEC source: 0001271163-22-000032 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| April 25, 2022 Filed Apr 26, 2022 23:37 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 164 | $5.50 | $902.00 |
DisclosureSEC source: 0001271163-22-000023 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:23 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 2,350 | $9.50 | $22,325.00 |
DisclosureSEC source: 0001271163-21-000071 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 16:31 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | OtherCommon Stock, Par Value $0.001 | 100 | $5.50 | $550.00 |
DisclosureSEC source: 0001271163-21-000059 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| April 20, 2021 Filed Apr 20, 2021 18:18 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 143 | $5.50 | $786.50 |
DisclosureSEC source: 0001271163-21-000031 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 18:26 UTC | GDL FUND GDL · Entity 8945 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $7.91 | $7,910.00 |
DisclosureSEC source: 0001271163-20-000029 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 11:08 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 22,856 | $10.89 | $248,810.42 |
DisclosureSEC source: 0001271163-19-000063 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 17:45 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 20,291 | $10.71 | $217,326.76 |
DisclosureSEC source: 0001271163-19-000061 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,856 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 17:45 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 1,282 | $10.71 | $13,729.71 |
DisclosureSEC source: 0001271163-19-000061 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,147 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:19 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 14,507 | $10.63 | $154,232.62 |
DisclosureSEC source: 0001271163-19-000059 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,429 Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 10:58 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 9,000 | $10.45 | $94,050.90 |
DisclosureSEC source: 0001271163-19-000057 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,936 Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 10:48 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 4,208 | $10.52 | $44,268.16 |
DisclosureSEC source: 0001271163-19-000054 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,936 Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 10:48 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 4,200 | $10.60 | $44,525.46 |
DisclosureSEC source: 0001271163-19-000054 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,144 Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 09:59 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 2,000 | $10.57 | $21,144.00 |
DisclosureSEC source: 0001271163-19-000052 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,344 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 15:36 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 10,000 | $10.68 | $106,836.00 |
DisclosureSEC source: 0001271163-19-000050 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,344 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 14:29 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | SaleCommon Shares, Par Value $0.001 | 3,731 | $17.93 | $66,888.99 |
DisclosureSEC source: 0001271163-19-000049 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:45 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | SaleCommon Stock, Par Value $0.001 | 26,120 | $8.52 | $222,665.16 |
DisclosureSEC source: 0001271163-19-000042 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:55 UTC | GAMCO Natural Resources, Gold & Income Trust GNT · Entity 6508 | SaleCommon Shares, Par Value $0.001 | 2,000 | $5.60 | $11,205.80 |
DisclosureSEC source: 0001271163-19-000045 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 19:36 UTC | GAMCO Global Gold, Natural Resources & Income Trust GGN · Entity 8912 | SaleCommon Shares, Par Value $0.001 | 4,000 | $4.46 | $17,840.00 |
DisclosureSEC source: 0001271163-19-000046 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 14:49 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | SaleCommon Shares, Par Value $0.001 | 13,938 | $10.89 | $151,836.39 |
DisclosureSEC source: 0001271163-19-000043 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:19 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,000 | $52.60 | $52,601.60 |
DisclosureSEC source: 0001271163-19-000047 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:52 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | SaleCommon Shares, Par Value $0.001 | 12,489 | $18.02 | $225,015.56 |
DisclosureSEC source: 0001271163-19-000044 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,731 Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 13:42 UTC | GDL FUND GDL · Entity 8945 | SaleCommon Shares, Par Value $0.001 | 2,996 | $9.20 | $27,574.88 |
DisclosureSEC source: 0001271163-19-000048 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:26 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | SaleCommon Stock, Par Value $0.001 | 6,000 | $8.22 | $49,328.40 |
DisclosureSEC source: 0001271163-19-000040 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,120 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 15:08 UTC | GDL FUND GDL · Entity 8945 | SaleCommon Shares, Par Value $0.001 | 11,004 | $9.26 | $101,906.94 |
DisclosureSEC source: 0001271163-19-000038 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 14:55 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | SaleSeries B Cumulative Puttable and Callable Preferred Shares | 1,703 | $52.50 | $89,407.50 |
DisclosureSEC source: 0001271163-19-000037 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 11:27 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | SaleCommon Shares, Par Value $0.001 | 6,173 | $10.41 | $64,230.07 |
DisclosureSEC source: 0001271163-19-000039 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,344 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 14:38 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | SaleCommon Shares, Par Value $0.001 | 1,240 | $17.95 | $22,258.00 |
DisclosureSEC source: 0001271163-19-000036 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,220 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 20:46 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | SaleCommon Stock, Par Value $0.001 | 53,679 | $5.98 | $320,839.38 |
DisclosureSEC source: 0001271163-19-000035 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 18:11 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | SaleCommon Stock, Par Value $0.001 | 5,000 | $6.01 | $30,050.00 |
DisclosureSEC source: 0001271163-19-000034 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,679 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 18:11 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | SaleCommon Stock, Par Value $0.001 | 24,000.58 | $5.97 | $143,307.46 |
DisclosureSEC source: 0001271163-19-000034 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,679 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 16:20 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | SaleCommon Shares, Par Value $0.001 | 400 | $18.00 | $7,200.00 |
DisclosureSEC source: 0001271163-19-000033 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,460 Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 16:03 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | SaleSeries B Cumulative Puttable and Callable Preferred Shares | 2,823 | $52.39 | $147,898.10 |
DisclosureSEC source: 0001271163-19-000032 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 19:42 UTC Amendment | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 5,526 | $17.50 | $96,705.00 |
DisclosureSEC source: 0001271163-18-000082 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,860 F2 · kind: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. F1 · shares: The total common shares acquired should be 5,526 not as originally reported as 5,536. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 19:15 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU.B · Entity 8903 | OtherSeries B Cumulative Puttable and Callable Preferred Shares | 5,526 | $50.00 | $276,300.00 |
DisclosureSEC source: 0001271163-18-000081 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,526 F1 · shares: The reporting person acquired these preferred shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 18:02 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 5,536 | $17.50 | $96,880.00 |
DisclosureSEC source: 0001271163-18-000080 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,860 F1 · shares: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 15:21 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | SaleCommon Shares, Par Value $0.001 | 5,000 | $20.80 | $104,007.50 |
DisclosureSEC source: 0001271163-18-000067 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 22, 2018 Filed May 23, 2018 18:17 UTC | GABELLI UTILITY TRUST GUTRT · Entity 8864 | SaleSubscription Rights for Common Shares | 1,000 | $0.04 | $40.20 |
DisclosureSEC source: 0001271163-18-000040 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 21:49 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | OtherCommon Stock, Par Value $0.001 | 16,656 | $5.50 | $91,608.00 |
DisclosureSEC source: 0001271163-17-000068 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,679.58 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 16:28 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | OtherCommon Shares, Par Value $0.001 | 4,938 | $11.50 | $56,787.00 |
DisclosureSEC source: 0001271163-17-000060 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.