Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANCROFT FUND LTDBCV · Entity 6580 | Director | June 22, 2017 | October 05, 2017 |
| ELLSWORTH GROWTH & INCOME FUND LTDECF · Entity 6444 | Director | July 12, 2019 | July 16, 2019 |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | Director | October 26, 2018 | October 26, 2018 |
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | Director | November 21, 2019 | November 21, 2019 |
| GABELLI EQUITY TRUST INCGAB.M · Entity 8814 | Director · Control Person of Adviser | December 17, 2021 | December 21, 2021 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU · Entity 8903 | Director | June 30, 2022 | June 30, 2022 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | Director | August 31, 2021 | August 31, 2021 |
| GABELLI UTILITY TRUSTGUT · Entity 8864 | Director | April 25, 2022 | April 27, 2022 |
| Gabelli Global Small & Mid Cap Value TrustGGZ · Entity 9007 | Director | December 14, 2017 | December 14, 2017 |
| Gabelli Go Anywhere TrustGGO · Entity 135007 | Director | September 30, 2021 | October 01, 2021 |
| Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957 | Director | June 08, 2016 | November 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANCROFT FUND LTD
Report date June 22, 2017 · Filed October 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Children | 586.638 |
Reported balance
After 2017-06-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-22 · Purchase · Acquired 580 · Balance 586.638 F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
| Common SharesSEC Table I · non-derivative | IndirectFoundation | 1,130 |
Reported balance
After 2017-10-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-05 · Purchase · Acquired 1,130 · Balance 1,130 F2: Mr. Nakamura serves as a trustee to this non-profit foundation. |
| Common SharesSEC Table I · non-derivative | Direct | 1,470.349 |
Reported balance
Holding disclosure · report date 2017-06-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,470.349 F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
F2: Mr. Nakamura serves as a trustee to this non-profit foundation.
ELLSWORTH GROWTH & INCOME FUND LTD
Report date July 12, 2019 · Filed July 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectFoundation | 2,400 |
Reported balance
After 2019-07-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-07-12 · Purchase · Acquired 595 · Balance 2,400 F1: Mr. Nakamura serves as a trustee to this non-profit foundation. |
| Common SharesSEC Table I · non-derivative | Direct | 3,729.273 |
Reported balance
Holding disclosure · report date 2019-07-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,729.273 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Nakamura serves as a trustee to this non-profit foundation.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date October 26, 2018 · Filed October 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 6,588.343 |
Reported balance
After 2018-10-26 transaction · row 1
1 source rowRow 1 · 2018-10-26 · Other · Acquired 1,622 · Balance 6,588.343 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
GABELLI DIVIDEND & INCOME TRUST
Report date November 21, 2019 · Filed November 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,331.035 |
Reported balance
After 2019-11-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-21 · Other · Acquired 121 · Balance 1,331.035 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
GABELLI EQUITY TRUST INC
Report date December 17, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series M Cumulative Preferred StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2021-12-17 transaction · row 1
1 source rowRow 1 · 2021-12-17 · Purchase · Acquired 3,000 · Balance 3,000 |
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date June 30, 2022 · Filed June 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 1,493.464 |
Reported balance
After 2022-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-30 · Other · Acquired 296 · Balance 1,493.464 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
GABELLI MULTIMEDIA TRUST INC.
Report date August 31, 2021 · Filed August 31, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 5,950.582 |
Reported balance
After 2021-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-31 · Other · Acquired 1,190 · Balance 5,950.582 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 7,702.25 |
Reported balance
After 2021-08-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-08-31 · Other · Acquired 1,541 · Balance 7,702.25 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3: Joint Account |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
F3: Joint Account
GABELLI UTILITY TRUST
Report date April 25, 2022 · Filed April 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 11,634.427 |
Reported balance
After 2022-04-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-25 · Other · Acquired 1,438 · Balance 11,634.427 F1: The reporting person acquired these common shares through the exercise of common share purchase rights. F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through the exercise of common share purchase rights.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
Gabelli Global Small & Mid Cap Value Trust
Report date December 14, 2017 · Filed December 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 3,134 |
Reported balance
After 2017-12-14 transaction · row 1
1 source rowRow 1 · 2017-12-14 · Other · Acquired 784 · Balance 3,134 F1: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights.
Gabelli Go Anywhere Trust
Report date September 30, 2021 · Filed October 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-30 transaction · row 1
1 source rowRow 1 · 2021-09-30 · Other · Disposed 927 · Balance 0 F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares being reported were tendered at 100% of NAV pursuant with the tender offer.
Gabelli Healthcare & WellnessRx Trust
Report date June 08, 2016 · Filed November 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | IndirectFoundation | 2,300 |
Reported balance
After 2016-06-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-06-08 · Purchase · Acquired 2,300 · Balance 2,300 F1: Mr. Nakamura serves as a trustee to this non-profit foundation. |
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 6,214.17 |
Reported balance
Holding disclosure · report date 2016-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,214.17 F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Nakamura serves as a trustee to this non-profit foundation.
F2: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jun 30, 2022 19:43 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | OtherCommon Shares, Par Value $0.001 | 296 | $16.00 | $4,736.00 |
DisclosureSEC source: 0001271163-22-000031 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493.464 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 01:36 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 1,438 | $5.50 | $7,909.00 |
DisclosureSEC source: 0001271163-22-000024 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,634.427 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 23:51 UTC | GABELLI EQUITY TRUST INC GAB.M · Entity 8814 | PurchaseSeries M Cumulative Preferred Stock | 3,000 | $100.00 | $300,000.00 |
DisclosureSEC source: 0001271163-21-000091 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 14:03 UTC | Gabelli Go Anywhere Trust GGO · Entity 135007 | OtherCommon Shares, Par Value $0.001 | 927 | $16.76 | $15,534.67 |
DisclosureSEC source: 0001271163-21-000079 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were tendered at 100% of NAV pursuant with the tender offer. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 15:27 UTC | Gabelli Go Anywhere Trust GGO.A · Entity 135007 | OtherSeries A Cumulative Puttable and Callable Preferred Shares | 309 | $40.00 | $12,360.00 |
DisclosureSEC source: 0001271163-21-000076 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series A Cumulative Puttable and Callable Preferred Shares on September 27, 2021. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:42 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 1,541 | $9.50 | $14,639.50 |
DisclosureSEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,702.25 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.direct: Joint Account Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:42 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 1,190 | $9.50 | $11,305.00 |
DisclosureSEC source: 0001271163-21-000069 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950.582 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 18:18 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | OtherCommon Stock, Par Value $0.001 | 542 | $5.50 | $2,981.00 |
DisclosureSEC source: 0001271163-21-000060 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077.605 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 19, 2021 Filed Aug 13, 2021 20:45 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | PurchaseCommon Shares, Par Value $0.001 | 1,121 | $22.30 | $24,998.30 |
DisclosureSEC source: 0001271163-21-000066 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131.662 F1 · balance_after: Total includes 10.662 shares acquired through dividend reinvestment on various dates. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 01:56 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 1,167 | $5.50 | $6,418.50 |
DisclosureSEC source: 0001271163-21-000032 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,393.567 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 21, 2019 Filed Nov 21, 2019 21:03 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | OtherCommon Shares, Par Value $0.001 | 121 | $20.00 | $2,420.00 |
DisclosureSEC source: 0001271163-19-000069 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331.035 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 17:51 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF · Entity 6444 | PurchaseCommon Shares | 595 | $10.40 | $6,188.00 |
DisclosureSEC source: 0001271163-19-000021 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 2,400 F1 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 19:57 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF · Entity 6444 | PurchaseCommon Shares | 105 | $10.32 | $1,083.60 |
DisclosureSEC source: 0001271163-19-000020 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 1,805 F1 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 19:57 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF · Entity 6444 | PurchaseCommon Shares | 1,700 | $10.36 | $17,612.00 |
DisclosureSEC source: 0001271163-19-000020 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 1,700 F1 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 22:43 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | OtherCommon Stock, Par Value $0.001 | 1,622 | $5.25 | $8,515.50 |
DisclosureSEC source: 0001271163-18-000064 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588.343 F1 · shares: The reporting person acquired these common shares through the exercise of common share purchase rights. Read SEC document |
| May 25, 2018 Filed May 30, 2018 18:37 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 1,110 | $22.52 | $24,997.09 |
DisclosureSEC source: 0001271163-18-000048 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110 Read SEC document |
| May 24, 2018 Filed May 24, 2018 19:47 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 1,057 | $5.50 | $5,813.50 |
DisclosureSEC source: 0001271163-18-000043 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,381.192 F1 · kind: The reporting person acquired these common shares through the exercise of common share purchase rights. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 15:49 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | OtherCommon Shares, Par Value $0.001 | 784 | $11.50 | $9,016.00 |
DisclosureSEC source: 0001271163-17-000057 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134 F1 · kind: The reporting person acquired these common shares through a primary and pro-rata oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| October 05, 2017 Filed Oct 5, 2017 22:24 UTC | BANCROFT FUND LTD BCV · Entity 6580 | PurchaseCommon Shares | 1,130 | $22.07 | $24,933.79 |
DisclosureSEC source: 0001271163-17-000039 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 1,130 F2 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 18:32 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF.A · Entity 6444 | PurchaseSeries A Cumulative Preferred Shares | 250 | $25.00 | $6,250.00 |
DisclosureSEC source: 0001271163-17-000034 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Read SEC document |
| June 22, 2017 Filed Oct 5, 2017 22:24 UTC | BANCROFT FUND LTD BCV · Entity 6580 | PurchaseCommon Shares | 580 | $21.86 | $12,678.68 |
DisclosureSEC source: 0001271163-17-000039 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 586.638 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 21:48 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 2,708 | $4.66 | $12,613.32 |
DisclosureSEC source: 0001271163-16-000099 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 21:48 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 1,492 | $4.76 | $7,101.92 |
DisclosureSEC source: 0001271163-16-000099 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,492 Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 16:32 UTC | Gabelli Go Anywhere Trust GGO/GGO.A · Entity 135007 | PurchaseSeries A Cumulative Puttable and Callable Preferred Shares | 309 | $40.00 | $12,360.00 |
DisclosureSEC source: 0001271163-16-000094 · primary_doc.xml · nonDerivative · entry 2 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 F1 · shares: Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 309 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 16:32 UTC | Gabelli Go Anywhere Trust GGO/GGO.A · Entity 135007 | PurchaseCommon Shares | 927 | $19.00 | $17,613.00 |
DisclosureSEC source: 0001271163-16-000094 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927 F1 · shares: Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 309 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016. Read SEC document |
| June 08, 2016 Filed Nov 8, 2017 19:40 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 2,300 | $10.86 | $24,987.89 |
DisclosureSEC source: 0001271163-17-000045 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 2,300 F1 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
| May 27, 2016 Filed Sep 9, 2016 22:11 UTC | BANCROFT FUND LTD BCV · Entity 6580 | PurchaseCommon Shares | 1,350 | $18.43 | $24,874.43 |
DisclosureSEC source: 0001271163-16-000098 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Read SEC document |
| May 27, 2016 Filed Sep 9, 2016 20:56 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF · Entity 6444 | PurchaseCommon Shares | 3,200 | $7.75 | $24,800.00 |
DisclosureSEC source: 0001271163-16-000096 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| May 27, 2016 Filed Sep 9, 2016 17:06 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 950 | $10.45 | $9,927.50 |
DisclosureSEC source: 0001271163-16-000097 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 Read SEC document |
| May 25, 2016 Filed May 30, 2018 18:28 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | PurchaseCommon Shares, Par Value $0.001 | 3,960 | $6.31 | $24,980.87 |
DisclosureSEC source: 0001271163-18-000047 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.