Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | Director | April 17, 2020 | February 10, 2022 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | Director | July 25, 2024 | August 01, 2024 |
| GABELLI UTILITY TRUSTGUT · Entity 8864 | Director | May 16, 2018 | May 24, 2018 |
| Gabelli Global Small & Mid Cap Value TrustGGZ · Entity 9007 | Director | April 17, 2020 | February 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date April 17, 2020 · Filed February 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 8,069 |
Ending reported balance
After 2021-05-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-04-17 · Purchase · Acquired 1,000 · Balance 1,000 Row 2 · 2020-11-11 · Purchase · Acquired 5,296 · Balance 6,296 Row 3 · 2020-11-12 · Purchase · Acquired 149 · Balance 6,445 Row 4 · 2021-05-14 · Purchase · Acquired 1,624 · Balance 8,069 |
GABELLI MULTIMEDIA TRUST INC.
Report date July 25, 2024 · Filed August 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 5,700 |
Reported balance
After 2024-07-25 transaction · row 1
1 source rowRow 1 · 2024-07-25 · Other · Acquired 1,140 · Balance 5,700 F1: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights.
GABELLI UTILITY TRUST
Report date May 16, 2018 · Filed May 24, 2018
This filing explicitly reported no securities owned.
Gabelli Global Small & Mid Cap Value Trust
Report date April 17, 2020 · Filed February 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 2,820 |
Ending reported balance
After 2020-11-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-17 · Purchase · Acquired 1,000 · Balance 1,000 Row 2 · 2020-11-11 · Purchase · Acquired 1,820 · Balance 2,820 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2024 Filed Aug 1, 2024 16:07 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 1,140 | $5.00 | $5,700.00 |
DisclosureSEC source: 0001271163-24-000045 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,700 F1 · kind: The reporting person acquired these shares of common stock through the exercise of common stock purchase rights. Read SEC document |
| May 14, 2021 Filed Feb 10, 2022 20:51 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 1,624 | $6.17 | $10,020.08 |
DisclosureSEC source: 0001271163-22-000007 · primary_doc.xml · nonDerivative · entry 4 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,069 Read SEC document |
| November 12, 2020 Filed Feb 10, 2022 20:51 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 149 | $5.55 | $826.95 |
DisclosureSEC source: 0001271163-22-000007 · primary_doc.xml · nonDerivative · entry 3 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,445 Read SEC document |
| November 11, 2020 Filed Feb 10, 2022 20:51 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 5,296 | $5.52 | $29,233.92 |
DisclosureSEC source: 0001271163-22-000007 · primary_doc.xml · nonDerivative · entry 2 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,296 Read SEC document |
| November 11, 2020 Filed Feb 10, 2022 19:18 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | PurchaseCommon Stock, Par Value $0.001 | 3,560 | $7.04 | $25,062.40 |
DisclosureSEC source: 0001271163-22-000006 · primary_doc.xml · nonDerivative · entry 2 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,560 Read SEC document |
| November 11, 2020 Filed Feb 10, 2022 13:42 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 1,820 | $10.86 | $19,765.20 |
DisclosureSEC source: 0001271163-22-000005 · primary_doc.xml · nonDerivative · entry 2 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Read SEC document |
| April 17, 2020 Filed Feb 10, 2022 20:51 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 1,000 | $4.69 | $4,690.00 |
DisclosureSEC source: 0001271163-22-000007 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 17, 2020 Filed Feb 10, 2022 19:18 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | PurchaseCommon Stock, Par Value $0.001 | 1,000 | $6.04 | $6,040.00 |
DisclosureSEC source: 0001271163-22-000006 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 17, 2020 Filed Feb 10, 2022 13:42 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 1,000 | $7.60 | $7,600.00 |
DisclosureSEC source: 0001271163-22-000005 · primary_doc.xml · nonDerivative · entry 1 Birch John · CIK 0001735230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.