Last 12 months
Inside the activity.
2 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 3, 2018 20:33 UTC |
Fey Michael DavidPresident and COO
|
Exercise / conversionCommon Stock | 1,608,480 | $20.56 | $33,070,348.80 |
DisclosureSEC source: 0001209191-18-053824 · doc4.xml · nonDerivative · entry 1 Fey Michael David · CIK 0001679815 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,895,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
Clark Gregory S.Director · CEO
|
GrantPerformance-based Restricted Stock Units · Derivative | 85,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 6 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,768 Underlying: Common Stock · 85,768 shares Expires not disclosed F5 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares. F5 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares. F5 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares. F5 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
Clark Gregory S.Director · CEO
|
GrantPerformance-based Restricted Stock Units · Derivative | 175,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 5 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,023 Underlying: Common Stock · 175,023 shares Expires not disclosed F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
Clark Gregory S.Director · CEO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 2,404,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 4 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,404,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019. F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
Clark Gregory S.Director · CEO
|
Tax withholdingCommon Stock | 1,191,991 | $20.56 | $24,507,334.96 |
DisclosureSEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 2 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045,332 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
Clark Gregory S.Director · CEO
|
Exercise / conversionCommon Stock | 2,404,175 | $20.56 | $49,429,838.00 |
DisclosureSEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 1 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,237,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
GrantPerformance-based Restricted Stock Units · Derivative | 20,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 6 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,012 Underlying: Common Stock · 20,012 shares Expires not disclosed F4 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares. F4 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares. F4 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares. F4 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
GrantPerformance-based Restricted Stock Units · Derivative | 15,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 5 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,080 Underlying: Common Stock · 15,080 shares Expires not disclosed F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 207,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 4 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 207,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 42,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 3 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · derivative.exercise_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · derivative.expiration_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. F2 · balance_after: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Tax withholdingCommon Stock | 123,778 | $20.56 | $2,544,875.68 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · nonDerivative · entry 2 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,961 F1 · shares: Shares withheld by Symantec Corporation ("Symantec) to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Exercise / conversionCommon Stock | 249,650 | $20.56 | $5,132,804.00 |
DisclosureSEC source: 0001209191-18-053813 · doc4.xml · nonDerivative · entry 1 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Tax withholdingCommon Stock | 5,402 | $20.16 | $108,904.32 |
DisclosureSEC source: 0001209191-18-049569 · doc4.xml · nonDerivative · entry 1 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,089 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:38 UTC |
Noviello Nicholas REVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 15,476 | $20.43 | $316,174.68 |
DisclosureSEC source: 0001209191-18-045301 · doc4.xml · nonDerivative · entry 1 Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,108 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:38 UTC |
Fey Michael DavidPresident and COO
|
Tax withholdingCommon Stock | 34,107 | $20.43 | $696,806.01 |
DisclosureSEC source: 0001209191-18-045299 · doc4.xml · nonDerivative · entry 1 Fey Michael David · CIK 0001679815 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,624 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:37 UTC |
Clark Gregory S.Director · CEO
|
Tax withholdingCommon Stock | 60,773 | $20.43 | $1,241,592.39 |
DisclosureSEC source: 0001209191-18-045297 · doc4.xml · nonDerivative · entry 1 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,148 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:31 UTC |
Kapuria SamirEVP, Cyber Security Services
|
GrantCommon Stock | 238,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042462 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,374 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 40% vests on June 1, 2019, 30% vests on June 1, 2020 and 30% vests on June 1, 2021. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:30 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
GrantCommon Stock | 78,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042461 · doc4.xml · nonDerivative · entry 1 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,491 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 40% vests on June 1, 2019, 30% vests on June 1, 2020 and 30% vests on June 1, 2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:35 UTC |
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 26,545 | $21.02 | $557,975.90 |
DisclosureSEC source: 0001209191-18-035854 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,881 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:34 UTC |
Rosch Francis CEVP, Consumer Business
|
Tax withholdingCommon Stock | 33,145 | $21.02 | $696,707.90 |
DisclosureSEC source: 0001209191-18-035852 · doc4.xml · nonDerivative · entry 1 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,881 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:31 UTC |
Kapuria SamirEVP, Cyber Security Services
|
Tax withholdingCommon Stock | 6,602 | $21.02 | $138,774.04 |
DisclosureSEC source: 0001209191-18-035846 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,131 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:32 UTC |
Noviello Nicholas REVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 14,042 | $21.02 | $295,162.84 |
DisclosureSEC source: 0001209191-18-035848 · doc4.xml · nonDerivative · entry 1 Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,584 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:30 UTC |
Fey Michael DavidPresident and COO
|
Tax withholdingCommon Stock | 11,215 | $21.02 | $235,739.30 |
DisclosureSEC source: 0001209191-18-035843 · doc4.xml · nonDerivative · entry 1 Fey Michael David · CIK 0001679815 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,731 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. F2 · balance_after: Includes 126 shares that were acquired on August 15, 2017 and 884 shares that were acquired on February 15, 2018 through the 2008 Employee Stock Purchase Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:29 UTC |
Clark Gregory S.Director · CEO
|
Tax withholdingCommon Stock | 15,103 | $21.02 | $317,465.06 |
DisclosureSEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 1 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,921 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:27 UTC |
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
|
Tax withholdingCommon Stock | 12,726 | $21.02 | $267,500.52 |
DisclosureSEC source: 0001209191-18-035838 · doc4.xml · nonDerivative · entry 1 Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,871 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. F2 · balance_after: Includes 186 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:36 UTC |
Vautrinot Suzanne MDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031881 · doc4.xml · nonDerivative · entry 1 Vautrinot Suzanne M · CIK 0001589791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · William C. Keller and Suzanne Vautrinot Living Trust Disclosed balance after: 36,145 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:35 UTC |
UNRUH V PAULDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031878 · doc4.xml · nonDerivative · entry 1 UNRUH V PAUL · CIK 0001234275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,587 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:34 UTC |
Sands Anita MDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031875 · doc4.xml · nonDerivative · entry 1 Sands Anita M · CIK 0001589849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:35 UTC |
SCHULMAN DANIEL HDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031877 · doc4.xml · nonDerivative · entry 2 SCHULMAN DANIEL H · CIK 0001215315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,913 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:33 UTC |
MILLER ROBERT STEVEDirector
|
GrantCommon Stock | 5,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031873 · doc4.xml · nonDerivative · entry 1 MILLER ROBERT STEVE · CIK 0001184215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,097 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:33 UTC |
MAHONEY DAVID LDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031872 · doc4.xml · nonDerivative · entry 2 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,464 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:32 UTC |
LAYBOURNE GERALDINE BDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031870 · doc4.xml · nonDerivative · entry 1 LAYBOURNE GERALDINE B · CIK 0001285297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,047 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC |
Dangeard Frank EDirector
|
Tax withholdingCommon Stock | 3,696 | $22.32 | $82,494.72 |
DisclosureSEC source: 0001209191-18-031868 · doc4.xml · nonDerivative · entry 2 Dangeard Frank E · CIK 0001387504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,050 F2 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC |
Dangeard Frank EDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031868 · doc4.xml · nonDerivative · entry 1 Dangeard Frank E · CIK 0001387504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,746 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:30 UTC |
Hao KennethDirector
|
GrantCommon Stock | 2,240 | $22.32 | $49,996.80 |
DisclosureSEC source: 0000899243-18-013564 · doc4.xml · nonDerivative · entry 2 Hao Kenneth · CIK 0001415357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 43,899 F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended. F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:30 UTC |
Hao KennethDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013564 · doc4.xml · nonDerivative · entry 1 Hao Kenneth · CIK 0001415357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,659 F1 · shares: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units.100% of the restricted stock units vest on grant date. F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:17 UTC |
Humphrey DavidDirector
|
GrantCommon Stock | 2,240 | $22.32 | $49,996.80 |
DisclosureSEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 2 Humphrey David · CIK 0001557605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,190 F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:17 UTC |
Humphrey DavidDirector
|
GrantCommon Stock | 12,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 1 Humphrey David · CIK 0001557605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,950 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:30 UTC |
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
|
SaleCommon Stock | 41,284 | $27.61 | $1,139,942.06 |
DisclosureSEC source: 0001209191-18-025370 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,426 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2018. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.50 to $27.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:30 UTC |
Vautrinot Suzanne MDirector
|
SaleCommon Stock | 4,000 | $27.72 | $110,880.00 |
DisclosureSEC source: 0001209191-18-018872 · doc4.xml · nonDerivative · entry 1 Vautrinot Suzanne M · CIK 0001589791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · William C. Keller and Suzanne M. Vautrinot Living Trust Disclosed balance after: 23,825 F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:36 UTC |
Rosch Francis CEVP, Consumer Business
|
SaleCommon Stock | 51,899 | $26.59 | $1,379,781.62 |
DisclosureSEC source: 0001209191-18-017278 · doc4.xml · nonDerivative · entry 1 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,026 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.46 to $26.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:41 UTC |
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 3,783 | $26.51 | $100,287.33 |
DisclosureSEC source: 0001209191-18-015695 · doc4.xml · nonDerivative · entry 1 TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,710 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. F2 · balance_after: Includes 884 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:41 UTC |
Rosch Francis CEVP, Consumer Business
|
Tax withholdingCommon Stock | 3,741 | $26.51 | $99,173.91 |
DisclosureSEC source: 0001209191-18-015693 · doc4.xml · nonDerivative · entry 1 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,925 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. F2 · balance_after: Includes 743 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:31 UTC |
Noviello Nicholas REVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,580 | $26.51 | $147,925.80 |
DisclosureSEC source: 0001209191-18-015673 · doc4.xml · nonDerivative · entry 1 Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,626 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. F2 · balance_after: Includes 276 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018. Read SEC document |
| February 27, 2018 Filed Jun 5, 2018 21:29 UTC |
Clark Gregory S.Director · CEO
|
GiftCommon Stock | 914,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 3 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT Disclosed balance after: 0 F5 · shares: Includes the distribution of 271,403 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Investment Trust, ("GSC 2018 Family Investment Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. F6 · shares: Includes the distribution of 459,053 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Legacy Trust, ("GSC 2018 Family Legacy Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Legacy Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. F7 · shares: Includes the distribution of 183,621 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Support Trust, ("GSC 2018 Family Support Trust") on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Support Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. F4 · balance_after: Reflects the transfer of 430,027 shares from the Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT (the "GSC Family 2016 GRAT") to the Clark Living Trust on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT. Read SEC document |
| February 15, 2018 Filed Jun 5, 2018 21:29 UTC |
Clark Gregory S.Director · CEO
|
GiftCommon Stock | 292,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 4 Clark Gregory S. · CIK 0001529797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat Disclosed balance after: 0 F8 · shares: Reflects the distribution of 292,505 shares from the TMC 2016 GRAT to the Wells Fargo Delaware Trust Company NA TR UA 01/29/16 TMC Investment Trust ("TMC Investment Trust"), on February 15, 2018 in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. Wells Fargo Delaware Trust Company N.A., as Trustee of the TMC Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust. F3 · balance_after: Reflects the transfer of 155,541 shares from the Gregory S Clark TR UA 01/29/2016 TMC 2016 GRAT (the "TMC 2016 GRAT") to the Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust (the "Clark Living Trust") on February 15, 2018. These shares were distributed in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:32 UTC |
Rosch Francis CEVP, Consumer Business
|
Exercise / conversionNon- Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-17-064432 · doc4.xml · derivative · entry 4 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2018-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:32 UTC |
Rosch Francis CEVP, Consumer Business
|
SaleCommon Stock | 17,103 | $27.42 | $469,024.12 |
DisclosureSEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 3 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,923 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.21 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:32 UTC |
Rosch Francis CEVP, Consumer Business
|
SaleCommon Stock | 40,000 | $27.42 | $1,096,948.00 |
DisclosureSEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 2 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,026 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.20 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:32 UTC |
Rosch Francis CEVP, Consumer Business
|
Exercise / conversionCommon Stock | 40,000 | $14.50 | $580,000.00 |
DisclosureSEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 1 Rosch Francis C · CIK 0001611878 · EVP, Consumer Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.