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GEN

Gen Digital Inc.

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2098
SEC CIK
0000849399
Parsed reports
434

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202611
Jul 202600
Aug 202606
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 20:33 UTC
Fey Michael DavidPresident and COO
Exercise / conversionCommon Stock 1,608,480 $20.56 $33,070,348.80
Disclosure

SEC source: 0001209191-18-053824 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Clark Gregory S.Director · CEO
GrantPerformance-based Restricted Stock Units · Derivative 85,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 6

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,768

Underlying: Common Stock · 85,768 shares

Expires not disclosed

F5 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Clark Gregory S.Director · CEO
GrantPerformance-based Restricted Stock Units · Derivative 175,023 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 5

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,023

Underlying: Common Stock · 175,023 shares

Expires not disclosed

F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Clark Gregory S.Director · CEO
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 2,404,175 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,404,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Clark Gregory S.Director · CEO
Tax withholdingCommon Stock 1,191,991 $20.56 $24,507,334.96
Disclosure

SEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 2

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045,332

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Clark Gregory S.Director · CEO
Exercise / conversionCommon Stock 2,404,175 $20.56 $49,429,838.00
Disclosure

SEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
GrantPerformance-based Restricted Stock Units · Derivative 20,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 6

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,012

Underlying: Common Stock · 20,012 shares

Expires not disclosed

F4 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares.

F4 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares.

F4 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares.

F4 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 79,257 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 20,012 shares becoming Grant 2 Eligible Shares.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
GrantPerformance-based Restricted Stock Units · Derivative 15,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 5

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,080

Underlying: Common Stock · 15,080 shares

Expires not disclosed

F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 207,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 4

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · derivative.exercise_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · derivative.expiration_date: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

F3 · balance_after: On June 10, 2016, the Reporting Person was granted PRUs with a target of 82,857 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 207,142 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 15,080 shares became Grant 1 Eligible Shares for fiscal 2019.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 42,508 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · derivative · entry 3

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.

F2 · derivative.exercise_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.

F2 · derivative.expiration_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.

F2 · balance_after: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on May 11, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Tax withholdingCommon Stock 123,778 $20.56 $2,544,875.68
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · nonDerivative · entry 2

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,961

F1 · shares: Shares withheld by Symantec Corporation ("Symantec) to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Exercise / conversionCommon Stock 249,650 $20.56 $5,132,804.00
Disclosure

SEC source: 0001209191-18-053813 · doc4.xml · nonDerivative · entry 1

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Tax withholdingCommon Stock 5,402 $20.16 $108,904.32
Disclosure

SEC source: 0001209191-18-049569 · doc4.xml · nonDerivative · entry 1

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,089

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:38 UTC
Noviello Nicholas REVP & Chief Financial Officer
Tax withholdingCommon Stock 15,476 $20.43 $316,174.68
Disclosure

SEC source: 0001209191-18-045301 · doc4.xml · nonDerivative · entry 1

Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,108

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:38 UTC
Fey Michael DavidPresident and COO
Tax withholdingCommon Stock 34,107 $20.43 $696,806.01
Disclosure

SEC source: 0001209191-18-045299 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,624

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:37 UTC
Clark Gregory S.Director · CEO
Tax withholdingCommon Stock 60,773 $20.43 $1,241,592.39
Disclosure

SEC source: 0001209191-18-045297 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,148

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:31 UTC
Kapuria SamirEVP, Cyber Security Services
GrantCommon Stock 238,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042462 · doc4.xml · nonDerivative · entry 1

Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,374

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 40% vests on June 1, 2019, 30% vests on June 1, 2020 and 30% vests on June 1, 2021.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 20:30 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
GrantCommon Stock 78,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042461 · doc4.xml · nonDerivative · entry 1

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,491

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 40% vests on June 1, 2019, 30% vests on June 1, 2020 and 30% vests on June 1, 2021.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:35 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 26,545 $21.02 $557,975.90
Disclosure

SEC source: 0001209191-18-035854 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,881

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:34 UTC
Rosch Francis CEVP, Consumer Business
Tax withholdingCommon Stock 33,145 $21.02 $696,707.90
Disclosure

SEC source: 0001209191-18-035852 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,881

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:31 UTC
Kapuria SamirEVP, Cyber Security Services
Tax withholdingCommon Stock 6,602 $21.02 $138,774.04
Disclosure

SEC source: 0001209191-18-035846 · doc4.xml · nonDerivative · entry 1

Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,131

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:32 UTC
Noviello Nicholas REVP & Chief Financial Officer
Tax withholdingCommon Stock 14,042 $21.02 $295,162.84
Disclosure

SEC source: 0001209191-18-035848 · doc4.xml · nonDerivative · entry 1

Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,584

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:30 UTC
Fey Michael DavidPresident and COO
Tax withholdingCommon Stock 11,215 $21.02 $235,739.30
Disclosure

SEC source: 0001209191-18-035843 · doc4.xml · nonDerivative · entry 1

Fey Michael David · CIK 0001679815 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,731

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 126 shares that were acquired on August 15, 2017 and 884 shares that were acquired on February 15, 2018 through the 2008 Employee Stock Purchase Plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:29 UTC
Clark Gregory S.Director · CEO
Tax withholdingCommon Stock 15,103 $21.02 $317,465.06
Disclosure

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,921

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:27 UTC
Cappellanti-Wolf Amy L.SVP, Chief Human Resource Off.
Tax withholdingCommon Stock 12,726 $21.02 $267,500.52
Disclosure

SEC source: 0001209191-18-035838 · doc4.xml · nonDerivative · entry 1

Cappellanti-Wolf Amy L. · CIK 0001571552 · SVP, Chief Human Resource Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,871

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 186 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:36 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031881 · doc4.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William C. Keller and Suzanne Vautrinot Living Trust

Disclosed balance after: 36,145

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:35 UTC
UNRUH V PAULDirector
GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031878 · doc4.xml · nonDerivative · entry 1

UNRUH V PAUL · CIK 0001234275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,587

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:34 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031875 · doc4.xml · nonDerivative · entry 1

Sands Anita M · CIK 0001589849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,706

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:35 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031877 · doc4.xml · nonDerivative · entry 2

SCHULMAN DANIEL H · CIK 0001215315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,913

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:33 UTC GrantCommon Stock 5,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031873 · doc4.xml · nonDerivative · entry 1

MILLER ROBERT STEVE · CIK 0001184215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,097

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:33 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031872 · doc4.xml · nonDerivative · entry 2

MAHONEY DAVID L · CIK 0001224091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,464

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031870 · doc4.xml · nonDerivative · entry 1

LAYBOURNE GERALDINE B · CIK 0001285297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,047

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:31 UTC Tax withholdingCommon Stock 3,696 $22.32 $82,494.72
Disclosure

SEC source: 0001209191-18-031868 · doc4.xml · nonDerivative · entry 2

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,050

F2 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:31 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031868 · doc4.xml · nonDerivative · entry 1

Dangeard Frank E · CIK 0001387504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,746

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:30 UTC
Hao KennethDirector
GrantCommon Stock 2,240 $22.32 $49,996.80
Disclosure

SEC source: 0000899243-18-013564 · doc4.xml · nonDerivative · entry 2

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,899

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:30 UTC
Hao KennethDirector
GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013564 · doc4.xml · nonDerivative · entry 1

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,659

F1 · shares: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units.100% of the restricted stock units vest on grant date.

F3 · ownership.nature: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:17 UTC GrantCommon Stock 2,240 $22.32 $49,996.80
Disclosure

SEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,190

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:17 UTC GrantCommon Stock 12,320 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,950

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 20:30 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
SaleCommon Stock 41,284 $27.61 $1,139,942.06
Disclosure

SEC source: 0001209191-18-025370 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,426

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.50 to $27.80 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 20:30 UTC SaleCommon Stock 4,000 $27.72 $110,880.00
Disclosure

SEC source: 0001209191-18-018872 · doc4.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · William C. Keller and Suzanne M. Vautrinot Living Trust

Disclosed balance after: 23,825

F1 · kind: Sale was made pursuant to a stock trading plan established under Rule 10b5-1.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:36 UTC
Rosch Francis CEVP, Consumer Business
SaleCommon Stock 51,899 $26.59 $1,379,781.62
Disclosure

SEC source: 0001209191-18-017278 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,026

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $26.46 to $26.72 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:41 UTC
TAYLOR SCOTT CEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 3,783 $26.51 $100,287.33
Disclosure

SEC source: 0001209191-18-015695 · doc4.xml · nonDerivative · entry 1

TAYLOR SCOTT C · CIK 0001271058 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,710

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 884 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:41 UTC
Rosch Francis CEVP, Consumer Business
Tax withholdingCommon Stock 3,741 $26.51 $99,173.91
Disclosure

SEC source: 0001209191-18-015693 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,925

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 743 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:31 UTC
Noviello Nicholas REVP & Chief Financial Officer
Tax withholdingCommon Stock 5,580 $26.51 $147,925.80
Disclosure

SEC source: 0001209191-18-015673 · doc4.xml · nonDerivative · entry 1

Noviello Nicholas R · CIK 0001536584 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,626

F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

F2 · balance_after: Includes 276 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2018.

Read SEC document
February 27, 2018 Filed Jun 5, 2018 21:29 UTC
Clark Gregory S.Director · CEO
GiftCommon Stock 914,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT

Disclosed balance after: 0

F5 · shares: Includes the distribution of 271,403 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Investment Trust, ("GSC 2018 Family Investment Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F6 · shares: Includes the distribution of 459,053 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Legacy Trust, ("GSC 2018 Family Legacy Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Legacy Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F7 · shares: Includes the distribution of 183,621 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Support Trust, ("GSC 2018 Family Support Trust") on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Support Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F4 · balance_after: Reflects the transfer of 430,027 shares from the Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT (the "GSC Family 2016 GRAT") to the Clark Living Trust on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.

Read SEC document
February 15, 2018 Filed Jun 5, 2018 21:29 UTC
Clark Gregory S.Director · CEO
GiftCommon Stock 292,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat

Disclosed balance after: 0

F8 · shares: Reflects the distribution of 292,505 shares from the TMC 2016 GRAT to the Wells Fargo Delaware Trust Company NA TR UA 01/29/16 TMC Investment Trust ("TMC Investment Trust"), on February 15, 2018 in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. Wells Fargo Delaware Trust Company N.A., as Trustee of the TMC Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F3 · balance_after: Reflects the transfer of 155,541 shares from the Gregory S Clark TR UA 01/29/2016 TMC 2016 GRAT (the "TMC 2016 GRAT") to the Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust (the "Clark Living Trust") on February 15, 2018. These shares were distributed in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:32 UTC
Rosch Francis CEVP, Consumer Business
Exercise / conversionNon- Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-17-064432 · doc4.xml · derivative · entry 4

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:32 UTC
Rosch Francis CEVP, Consumer Business
SaleCommon Stock 17,103 $27.42 $469,024.12
Disclosure

SEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 3

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,923

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.21 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:32 UTC
Rosch Francis CEVP, Consumer Business
SaleCommon Stock 40,000 $27.42 $1,096,948.00
Disclosure

SEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 2

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,026

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 6, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $27.20 to $27.58 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:32 UTC
Rosch Francis CEVP, Consumer Business
Exercise / conversionCommon Stock 40,000 $14.50 $580,000.00
Disclosure

SEC source: 0001209191-17-064432 · doc4.xml · nonDerivative · entry 1

Rosch Francis C · CIK 0001611878 · EVP, Consumer Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.