Clark Gregory S.

SEC source: 0001209191-19-024586 · doc4.xml · derivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604,101

Underlying: Common Stock · 61,170 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.

SEC source: 0001209191-19-024586 · doc4.xml · nonDerivative · entry 2

Clark Gregory S. · CIK 0001529797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,837

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24 to $24.02 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-024586 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-024362 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,837

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.52 to $24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-022507 · doc4.xml · derivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.

F3 · derivative.exercise_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.

F3 · derivative.expiration_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.

F3 · balance_after: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.

SEC source: 0001209191-19-022507 · doc4.xml · nonDerivative · entry 2

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,046

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.

SEC source: 0001209191-19-022507 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 6

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,768

Underlying: Common Stock · 85,768 shares

Expires not disclosed

F5 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

F5 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 339,674 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 85,768 shares becoming Grant 2 Eligible Shares.

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 5

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,023

Underlying: Common Stock · 175,023 shares

Expires not disclosed

F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

SEC source: 0001209191-18-053819 · doc4.xml · derivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,404,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_price: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.exercise_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.exercise_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · derivative.expiration_date: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · derivative.expiration_date: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

F3 · balance_after: On July 29, 2016, the Reporting Person was granted PRUs with a target of 961,670 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 2,404,175 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 175,023 shares became Grant 1 Eligible Shares for fiscal 2019.

F4 · balance_after: Represents PRUs acquired by the Reporting Person in connection with the merger in which a wholly-owned subsidiary of Symantec was merged with and into Blue Coat, Inc. on August 1, 2016.

SEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 2

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045,332

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.

SEC source: 0001209191-18-053819 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-045297 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,148

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,921

F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT

Disclosed balance after: 0

F5 · shares: Includes the distribution of 271,403 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Investment Trust, ("GSC 2018 Family Investment Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F6 · shares: Includes the distribution of 459,053 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Legacy Trust, ("GSC 2018 Family Legacy Trust") on February 27, 2018. These shares were distributed in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Legacy Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F7 · shares: Includes the distribution of 183,621 shares from the GSC Family 2016 GRAT to the First Republic Trust Company of Delaware LLC TR UA 02/22/18 GSC 2018 Family Support Trust, ("GSC 2018 Family Support Trust") on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The reporting person's minor children are beneficiaries of such trust. First Republic Trust Company of Delaware LLC, as Trustee of the GSC 2018 Family Support Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F4 · balance_after: Reflects the transfer of 430,027 shares from the Gregory S Clark TR UA 01/29/2016 GSC Family 2016 GRAT (the "GSC Family 2016 GRAT") to the Clark Living Trust on February 27, 2018 in accordance with the terms of the GSC Family 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.

SEC source: 0001209191-18-035841 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Gregory S Clark TR UA 01/29/2016 TMC 2016 Grat

Disclosed balance after: 0

F8 · shares: Reflects the distribution of 292,505 shares from the TMC 2016 GRAT to the Wells Fargo Delaware Trust Company NA TR UA 01/29/16 TMC Investment Trust ("TMC Investment Trust"), on February 15, 2018 in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. Wells Fargo Delaware Trust Company N.A., as Trustee of the TMC Investment Trust, is independent of the reporting person. The reporting person does not have or share investment control with respect to the shares held by such trust.

F3 · balance_after: Reflects the transfer of 155,541 shares from the Gregory S Clark TR UA 01/29/2016 TMC 2016 GRAT (the "TMC 2016 GRAT") to the Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust (the "Clark Living Trust") on February 15, 2018. These shares were distributed in accordance with the terms of the TMC 2016 GRAT upon its expiration since the insider's last filed report. The Clark Living Trust originally contributed these shares to said GRAT.

SEC source: 0001209191-17-060613 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,024

F5 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001209191-17-060606 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,024

F5 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.

SEC source: 0001209191-17-051063 · doc4.xml · derivative · entry 5

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665,271

Underlying: Common Stock · 13,567 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.

SEC source: 0001209191-17-051063 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,238

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

SEC source: 0001209191-17-051063 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-050591 · doc4.xml · derivative · entry 5

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,678,838

Underlying: Common Stock · 186,433 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.

SEC source: 0001209191-17-050591 · doc4.xml · nonDerivative · entry 4

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,238

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-17-050591 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-047384 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,238

SEC source: 0001209191-17-039519 · doc4.xml · nonDerivative · entry 3

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,556

F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2018, 30% vests on June 1, 2019 and 40% vests on June 1, 2020.

SEC source: 0001209191-16-150189 · doc4.xml · nonDerivative · entry 1

Clark Gregory S. · CIK 0001529797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,382,501