Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gen Digital Inc.NLOK · Entity 2098 | President | June 03, 2020 | June 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gen Digital Inc.
Report date June 03, 2020 · Filed June 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,270 |
Reported balance
After 2020-06-03 transaction · row 1
1 source rowRow 1 · 2020-06-03 · Sale · Disposed 67,926 · Balance 263,270 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2020. F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.53 to $21.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2020.
F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.53 to $21.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2020 Filed Jun 4, 2020 20:32 UTC | Gen Digital Inc. NLOK · Entity 2098 | SaleCommon Stock | 67,926 | $20.84 | $1,415,591.43 |
DisclosureSEC source: 0001209191-20-034439 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,270 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2020. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.53 to $21.24 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 45,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033556 · doc4.xml · derivative · entry 5 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criterion was satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. 67,566 vested on March 29, 2019. Additionally, 45,040 shares vested on April 3, 2020. Prior Form 4 incorrectly reported 90,086 shares would vest on April 3, 2020. F3 · derivative.exercise_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criterion was satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. 67,566 vested on March 29, 2019. Additionally, 45,040 shares vested on April 3, 2020. Prior Form 4 incorrectly reported 90,086 shares would vest on April 3, 2020. F3 · derivative.expiration_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criterion was satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. 67,566 vested on March 29, 2019. Additionally, 45,040 shares vested on April 3, 2020. Prior Form 4 incorrectly reported 90,086 shares would vest on April 3, 2020. F3 · balance_after: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criterion was satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. 67,566 vested on March 29, 2019. Additionally, 45,040 shares vested on April 3, 2020. Prior Form 4 incorrectly reported 90,086 shares would vest on April 3, 2020. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 13,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033556 · doc4.xml · derivative · entry 4 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 7,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033556 · doc4.xml · derivative · entry 3 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,914 Underlying: Common Stock · 7,624 shares Expires not disclosed F2 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. F2 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 1 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares ("Grant 2 Eligible Shares") as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 1 Eligible Shares and were earned by the Reporting Person. The performance criterion for fiscal 2020 was partially satisfied resulting in an additional 7,624 shares becoming Grant 2 Eligible Shares, giving a total of 13,914 shares earned by the Reporting Person. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | Tax withholdingCommon Stock | 19,239 | $21.71 | $417,678.69 |
DisclosureSEC source: 0001209191-20-033556 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,196 F1 · shares: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | Exercise / conversionCommon Stock | 58,954 | $21.71 | $1,279,891.34 |
DisclosureSEC source: 0001209191-20-033556 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:36 UTC | Gen Digital Inc. NLOK · Entity 2098 | SaleCommon Stock | 45,162 | $20.61 | $930,937.85 |
DisclosureSEC source: 0001209191-20-031297 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,481 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2020. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.26 to $20.845 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 21:33 UTC | Gen Digital Inc. NLOK · Entity 2098 | Tax withholdingCommon Stock | 2,151 | $24.90 | $53,559.90 |
DisclosureSEC source: 0001209191-19-058557 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,643 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 22:53 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,676 | $22.96 | $222,202.57 |
DisclosureSEC source: 0001209191-19-053906 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,794 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.75 to $23.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 22:53 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,674 | $23.12 | $223,664.81 |
DisclosureSEC source: 0001209191-19-053906 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,470 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.02 to $23.19 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 20:32 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,674 | $23.34 | $225,821.15 |
DisclosureSEC source: 0001209191-19-053701 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,144 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.19 to $23.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 17, 2019 Filed Oct 21, 2019 20:32 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,674 | $23.58 | $228,147.75 |
DisclosureSEC source: 0001209191-19-053701 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,818 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.51 to $23.63 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 20:33 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,674 | $23.65 | $228,790.10 |
DisclosureSEC source: 0001209191-19-053048 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,492 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 20:33 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 9,674 | $23.47 | $227,084.57 |
DisclosureSEC source: 0001209191-19-053048 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,166 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $23.37 to $23.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 21:57 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 67,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036494 · doc4.xml · derivative · entry 5 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,086 Underlying: Common Stock · 67,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · derivative.exercise_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · derivative.expiration_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · balance_after: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 21:57 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 112,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036494 · doc4.xml · derivative · entry 4 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,606 Underlying: Common Stock · 112,606 shares Expires not disclosed F3 · derivative.exercise_price: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · derivative.exercise_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · derivative.expiration_date: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. F3 · balance_after: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 21:57 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 30,002 | $19.19 | $575,738.38 |
DisclosureSEC source: 0001209191-19-036494 · doc4.xml · nonDerivative · entry 3 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,840 F2 · shares: Shares withheld by Symantec Corporation ("Symantec) to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 21:57 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionCommon Stock | 67,566 | $19.19 | $1,296,591.54 |
DisclosureSEC source: 0001209191-19-036494 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:57 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 73,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036494 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,276 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2020, 30% vests on June 1, 2021 and 40% vests on June 1, 2022. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 20:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 43,570 | $18.73 | $816,066.10 |
DisclosureSEC source: 0001209191-19-033936 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,629 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| May 20, 2019 Filed May 21, 2019 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 7,670 | $20.05 | $153,783.50 |
DisclosureSEC source: 0001209191-19-031760 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,199 F1 · shares: Represents shares that are issuable pursuant to restricted stock units, which will vest in full on June 1, 2019. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 10,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022517 · doc4.xml · derivative · entry 3 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 03, 2018. F2 · derivative.exercise_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 03, 2018. F2 · derivative.expiration_date: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 03, 2018. F2 · balance_after: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 03, 2018. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 3,200 | $23.19 | $74,208.00 |
DisclosureSEC source: 0001209191-19-022517 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,529 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionCommon Stock | 10,798 | $23.19 | $250,405.62 |
DisclosureSEC source: 0001209191-19-022517 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:36 UTC | Gen Digital Inc. SYMC · Entity 2098 | SaleCommon Stock | 45,455 | $23.05 | $1,047,533.20 |
DisclosureSEC source: 0001209191-19-010629 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,931 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F2 · shares: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1). F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $22.81 to $23.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:34 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 1,615 | $22.11 | $35,707.65 |
DisclosureSEC source: 0001209191-18-060868 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP & GM, CBU & Cyber Sec.Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,386 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 6,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053827 · doc4.xml · derivative · entry 5 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,290 Underlying: Common Stock · 6,290 shares Expires not disclosed F3 · derivative.exercise_price: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 2 Eligible Shares. F3 · derivative.exercise_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 2 Eligible Shares. F3 · derivative.expiration_date: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 2 Eligible Shares. F3 · balance_after: On June 9, 2017, the Reporting Person was granted PRUs with a target of 24,909 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 200% of the 50% of the target shares will be eligible ("Grant 2 Eligible Shares") to be earned at the end of fiscal 2020, based on, and subject to further adjustments with respect to the other 50% of the target shares as a result of, the achievement of certain other performance criteria, provided that the Reporting Person is employed by the Issuer through April 3, 2020. The performance criterion for fiscal 2018 was partially satisfied, resulting in 6,290 shares becoming Grant 2 Eligible Shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantPerformance-based Restricted Stock Units · Derivative | 10,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053827 · doc4.xml · derivative · entry 4 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,798 Underlying: Common Stock · 10,798 shares Expires not disclosed F2 · derivative.exercise_price: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · derivative.exercise_date: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · derivative.expiration_date: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · balance_after: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 148,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053827 · doc4.xml · derivative · entry 3 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 148,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · derivative.exercise_date: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · derivative.expiration_date: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. F2 · balance_after: On June 10, 2016 and November 10, 2016, the Reporting Person was granted PRUs with an aggregate target of 59,329 shares. The PRU provides that, depending on the Issuer's achievement of the performance criterion for fiscal 2018, 0% to 300% of the target shares will be eligible (the "Grant 1 Eligible Shares") to be earned. 0% to 250% of the Grant 1 Eligible Shares were eligible to be earned at the end of fiscal 2018, subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 30, 2018. The additional up to 50% of the Grant 1 Eligible Shares are eligible to be earned at the end of the fiscal 2019 provided that the Reporting Person is employed by the Issuer on March 29, 2019. The performance criterion was partially satisfied, resulting in 148,322 shares becoming Grant 1 Eligible Shares for fiscal 2018 and were earned by the Reporting Person. Additionally, 10,798 shares became Grant 1 Eligible Shares for fiscal 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 62,695 | $20.56 | $1,289,009.20 |
DisclosureSEC source: 0001209191-18-053827 · doc4.xml · nonDerivative · entry 2 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,001 F1 · shares: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:35 UTC | Gen Digital Inc. SYMC · Entity 2098 | Exercise / conversionCommon Stock | 148,322 | $20.56 | $3,049,500.32 |
DisclosureSEC source: 0001209191-18-053827 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:31 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 238,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042462 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,374 F1 · shares: Represents shares that are issuable pursuant to restricted stock units. 40% vests on June 1, 2019, 30% vests on June 1, 2020 and 30% vests on June 1, 2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:31 UTC | Gen Digital Inc. SYMC · Entity 2098 | Tax withholdingCommon Stock | 6,602 | $21.02 | $138,774.04 |
DisclosureSEC source: 0001209191-18-035846 · doc4.xml · nonDerivative · entry 1 Kapuria Samir · CIK 0001737331 · EVP, Cyber Security Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,131 F1 · shares: Shares withheld by Symantec to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.