Humphrey David

SEC source: 0000950170-25-034781 · ownership.xml · nonDerivative · entry 3

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,746

F4 · kind: Mr. Humphrey made a charitable gift of all 25,489 shares of Common Stock that he received in connection with the distribution described in footnote 3 above.

F3 · price: On March 4, 2025 BCPE Nucleon distributed 393,097 shares of Common Stock to one or more members or partners of BCPE Nucleon, including 25,489 shares of Common Stock to Mr. Humphrey, in connection with certain charitable gifts made on March 6, 2025.

F5 · balance_after: The amount reported includes 3,646 unvested restricted stock units, which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000950170-25-034781 · ownership.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,960,935

F3 · kind: On March 4, 2025 BCPE Nucleon distributed 393,097 shares of Common Stock to one or more members or partners of BCPE Nucleon, including 25,489 shares of Common Stock to Mr. Humphrey, in connection with certain charitable gifts made on March 6, 2025.

F3 · shares: On March 4, 2025 BCPE Nucleon distributed 393,097 shares of Common Stock to one or more members or partners of BCPE Nucleon, including 25,489 shares of Common Stock to Mr. Humphrey, in connection with certain charitable gifts made on March 6, 2025.

F3 · price: On March 4, 2025 BCPE Nucleon distributed 393,097 shares of Common Stock to one or more members or partners of BCPE Nucleon, including 25,489 shares of Common Stock to Mr. Humphrey, in connection with certain charitable gifts made on March 6, 2025.

F1 · ownership.nature: Represents shares of the Issuer's common stock held directly by BCPE Nucleon (DE) SPV, LP ("BCPE Nucleon").

F2 · ownership.nature: David Humphrey is a Partner of Bain Capital Investors, LLC ("BCI"), the ultimate general partner of BCPE Nucleon. Voting and investment decisions with respect to securities held by BCPE Nucleon are made by the partners of BCI. As a result, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by BCPE Nucleon. Mr. Humphrey disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-25-034781 · ownership.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,354,032

F1 · ownership.nature: Represents shares of the Issuer's common stock held directly by BCPE Nucleon (DE) SPV, LP ("BCPE Nucleon").

F2 · ownership.nature: David Humphrey is a Partner of Bain Capital Investors, LLC ("BCI"), the ultimate general partner of BCPE Nucleon. Voting and investment decisions with respect to securities held by BCPE Nucleon are made by the partners of BCI. As a result, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by BCPE Nucleon. Mr. Humphrey disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-24-137434 · ownership.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,746

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · balance_after: The amount reported includes 3,646 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000950170-24-086218 · ownership.xml · derivative · entry 3

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,854,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The conversion rate of 36.0360 per $1,000 principal amount of Convertible Notes is equivalent to an initial conversion price of $27.75 per share of Common Stock.

F5 · derivative.exercise_date: In accordance with an investment agreement, dated as of August 26, 2020, as amended on September 24, 2020, the BCPE Nucleon is restricted from converting the Convertible Notes prior to the earlier of (i) the date that is 12 months from the date of issuance and (ii) immediately prior to the consummation of any change of control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change in control of the Issuer or a fundamental change, in each case, subject to certain exceptions. Thereafter, the Convertible Notes are convertible at the option of the holder at any time until the close of business on the scheduled trading day immediately preceding the maturity date.

F6 · derivative.expiration_date: The Convertible Notes mature on September 15, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms.

F1 · ownership.nature: Represents shares of the Issuer's common stock acquired directly by BCPE Nucleon (DE) SPV, LP ("BCPE Nucleon") upon conversion of its $817,632,828 aggregate principal amount of 2.50% convertible notes due 2026, which was settled with $817,632,828 in cash on July 1, 2024 and, upon the expiration of the receipt of required regulatory approvals, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended, which occurred on July 22, 2024, 16,854,032 shares of Class A common stock. In accordance with the indenture governing the notes, the conversion obligation was calculated based on a 25-trading day trailing volume-weighted average price of Class A common stock of approximately $65.51 per share, with the principal amount of the convertible notes settled in cash and the remainder settled in Class A common stock.

F2 · ownership.nature: David Humphrey is a Partner of Bain Capital Investors, LLC ("BCI"), the ultimate general partner of BCPE Nucleon. Voting and investment decisions with respect to securities held by BCPE Nucleon are made by the partners of BCI. As a result, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by BCPE Nucleon. Mr. Humphrey disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-24-086218 · ownership.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,854,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer's common stock acquired directly by BCPE Nucleon (DE) SPV, LP ("BCPE Nucleon") upon conversion of its $817,632,828 aggregate principal amount of 2.50% convertible notes due 2026, which was settled with $817,632,828 in cash on July 1, 2024 and, upon the expiration of the receipt of required regulatory approvals, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended, which occurred on July 22, 2024, 16,854,032 shares of Class A common stock. In accordance with the indenture governing the notes, the conversion obligation was calculated based on a 25-trading day trailing volume-weighted average price of Class A common stock of approximately $65.51 per share, with the principal amount of the convertible notes settled in cash and the remainder settled in Class A common stock.

F1 · ownership.nature: Represents shares of the Issuer's common stock acquired directly by BCPE Nucleon (DE) SPV, LP ("BCPE Nucleon") upon conversion of its $817,632,828 aggregate principal amount of 2.50% convertible notes due 2026, which was settled with $817,632,828 in cash on July 1, 2024 and, upon the expiration of the receipt of required regulatory approvals, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended, which occurred on July 22, 2024, 16,854,032 shares of Class A common stock. In accordance with the indenture governing the notes, the conversion obligation was calculated based on a 25-trading day trailing volume-weighted average price of Class A common stock of approximately $65.51 per share, with the principal amount of the convertible notes settled in cash and the remainder settled in Class A common stock.

F2 · ownership.nature: David Humphrey is a Partner of Bain Capital Investors, LLC ("BCI"), the ultimate general partner of BCPE Nucleon. Voting and investment decisions with respect to securities held by BCPE Nucleon are made by the partners of BCI. As a result, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by BCPE Nucleon. Mr. Humphrey disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

SEC source: 0000950170-23-069817 · ownership.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,100

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock

F2 · balance_after: The amount reported includes the 6,088 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000899243-22-038331 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,012

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · balance_after: The amount reported includes the 8,682 unvested RSUs referenced in footnote (1), which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000899243-21-048138 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,330

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · balance_after: The amount reported includes the 7,365 unvested RSUs referenced in footnote (1), which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000899243-20-033770 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,965

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · balance_after: The amount reported includes 11,839 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.

SEC source: 0000899243-20-026388 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,126

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

SEC source: 0000899243-20-024868 · doc4.xml · derivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 17,988,442 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the approximate conversion price of the 2.00% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of February 4, 2020, by and between the Issuer and Wells Fargo Bank, National Association, as trustee, as amended.

F1 · kind: On September 10, 2020, BC Bearcat SPV, LP, FF Bearcat Holdings, LP, BCIP Associates IV (US), L.P., BCIP Associates IV-B (US), L.P., BCIP T Associates IV (US), L.P., and BCIP T Associates IV-B (US), L.P. (collectively, the "Bain Capital Entities") sold $367,216,000 principal amount of 2.00% Convertible Senior Notes due 2022 (the "2.00% Convertible Notes") for cash consideration of $439,950,473.12, which consideration includes accrued and unpaid interest through the date of settlement.

F5 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of June 12, 2016, as amended, the Bain Capital Entities were restricted, subject to certain exceptions, from converting the 2.00% Convertible Notes prior to February 15, 2022.

F6 · derivative.expiration_date: The 2.00% Convertible Notes mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F7 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.00% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.00% Convertible Notes, based on the current conversion rate of 48.9860 shares of Common Stock per $1,000 principal amount of 2.00% Convertible Notes. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.00% Convertible Notes.

F3 · ownership.nature: Represents $367,216,000 aggregate principal amount of the 2.00% Convertible Notes of the Issuer held directly by the Bain Capital Entities.

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-013839 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,205

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0000899243-20-013839 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,734

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.

SEC source: 0000899243-20-013623 · doc4.xml · derivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 35,890,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents the approximate conversion price of the 2.00% Convertible Notes, based on the conversion rate calculated pursuant to the Indenture, dated as of August 1, 2016, by and between the Issuer and Wells Fargo Bank, National Association, as trustee, as amended.

F1 · kind: On May 17, 2020, BC Bearcat SPV, LP, FF Bearcat Holdings, LP, BCIP Associates IV (US), L.P., BCIP Associates IV-B (US), L.P., BCIP T Associates IV (US), L.P., and BCIP T Associates IV-B (US), L.P. (collectively, the "Bain Capital Entities") and NortonLifeLock Inc. (formerly Symantec Corp.) (the "Issuer") entered into a Convertible Notes Purchase Agreement pursuant to which the Issuer purchased $367,215,000 principal amount of 2.00% Convertible Senior Notes due 2022 (the "2.00% Convertible Notes") from the Bain Capital Entities for cash consideration of $694,722,335.35, which consideration includes accrued and unpaid interest through the date of settlement, as well as a portion of the cash dividend declared by the Issuer on May 14, 2020.

F5 · derivative.exercise_date: Pursuant to the Investment Agreement, dated as of June 12, 2016, as amended, the Bain Capital Entities were restricted, subject to certain exceptions, from converting the 2.00% Convertible Notes prior to February 15, 2022.

F6 · derivative.expiration_date: The 2.00% Convertible Notes were scheduled to mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F7 · derivative.underlying_shares: This number represents the number of shares of Common Stock issuable upon conversion of the 2.00% Convertible Notes if the Issuer were to elect to settle its conversion obligation solely through the delivery of a number of shares of Common Stock and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of 2.00% Convertible Notes, based on the current conversion rate of 97.7364 shares of Common Stock per $1,000 principal amount of 2.00% Convertible Notes. The conversion rate was subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indenture governing the 2.00% Convertible Notes.

F3 · ownership.nature: Represents $367,215,000 aggregate principal amount of the 2.00% Convertible Notes of the Issuer held directly by the Bain Capital Entities.

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-000975 · doc4.xml · derivative · entry 3

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 35,890,321 shares

Expires not disclosed

F12 · derivative.exercise_price: Upon conversion of the Amended Convertible Notes, the Issuer is required to deliver, at its election, cash, shares of Common Stock or a combination of cash and shares of Common Stock. This number represents the number of shares of Common Stock issuable upon conversion of the Amended Convertible Notes, assuming the Issuer elects to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 48.9860 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The current conversion rate of 48.9860 per $1,000 principal amount of Amended Convertible Notes is equivalent to a current conversion price of approximately $20.41 per share of Common Stock. With respect to one half of the aggregate principal amount of the Amended Convertible Notes, the payment of the special dividend will be paid to holders in cash,

F13 · derivative.exercise_price: (Continued from footnote 12) on an as-converted to Common Stock basis, in lieu of an adjustment to the conversion rate, and with respect to the other half, the then current conversion rate will automatically adjust following the payment of the special dividend as provided by the indenture governing such notes. The conversion rates are subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indentures governing the Amended Convertible Notes.

F14 · derivative.exercise_price: Based on the current conversion rate of 48.9860, it is estimated that the automatic adjustment for the special dividend on the payment date for the special dividend will result in a conversion rate of approximately 97.7364 shares of Common Stock per $1,000 principal amount of Amended Convertible Notes, which is equivalent to a conversion price of approximately $10.23 per share.

F4 · kind: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · kind: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F4 · price: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · price: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F10 · derivative.exercise_date: In accordance with an amended investment agreement, dated as of November 11, 2019, the Bain Capital Entities are restricted from converting the Amended Convertible Notes prior to the date that is six months prior to their maturity date. Restriction does not, however, apply to a transferee in a "Permitted Transfer" as defined in such amended investment agreement. or to a conversion of Amended Convertible Notes following the occurrence or notice of a "Fundamental Change" as defined in the terms of the Amended Convertible Notes.

F11 · derivative.expiration_date: The Amended Convertible Notes mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F12 · derivative.underlying_shares: Upon conversion of the Amended Convertible Notes, the Issuer is required to deliver, at its election, cash, shares of Common Stock or a combination of cash and shares of Common Stock. This number represents the number of shares of Common Stock issuable upon conversion of the Amended Convertible Notes, assuming the Issuer elects to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 48.9860 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The current conversion rate of 48.9860 per $1,000 principal amount of Amended Convertible Notes is equivalent to a current conversion price of approximately $20.41 per share of Common Stock. With respect to one half of the aggregate principal amount of the Amended Convertible Notes, the payment of the special dividend will be paid to holders in cash,

F13 · derivative.underlying_shares: (Continued from footnote 12) on an as-converted to Common Stock basis, in lieu of an adjustment to the conversion rate, and with respect to the other half, the then current conversion rate will automatically adjust following the payment of the special dividend as provided by the indenture governing such notes. The conversion rates are subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indentures governing the Amended Convertible Notes.

F3 · ownership.nature: Represents $734,431,000 aggregate principal amount of the 2.000% Convertible Senior Notes due 2022 (the "Amended Convertible Notes") of the Issuer held directly by the Bain Capital Entities.

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-000975 · doc4.xml · derivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 17,988,418 shares

Expires not disclosed

F12 · derivative.exercise_price: Upon conversion of the Amended Convertible Notes, the Issuer is required to deliver, at its election, cash, shares of Common Stock or a combination of cash and shares of Common Stock. This number represents the number of shares of Common Stock issuable upon conversion of the Amended Convertible Notes, assuming the Issuer elects to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 48.9860 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The current conversion rate of 48.9860 per $1,000 principal amount of Amended Convertible Notes is equivalent to a current conversion price of approximately $20.41 per share of Common Stock. With respect to one half of the aggregate principal amount of the Amended Convertible Notes, the payment of the special dividend will be paid to holders in cash,

F13 · derivative.exercise_price: (Continued from footnote 12) on an as-converted to Common Stock basis, in lieu of an adjustment to the conversion rate, and with respect to the other half, the then current conversion rate will automatically adjust following the payment of the special dividend as provided by the indenture governing such notes. The conversion rates are subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indentures governing the Amended Convertible Notes.

F14 · derivative.exercise_price: Based on the current conversion rate of 48.9860, it is estimated that the automatic adjustment for the special dividend on the payment date for the special dividend will result in a conversion rate of approximately 97.7364 shares of Common Stock per $1,000 principal amount of Amended Convertible Notes, which is equivalent to a conversion price of approximately $10.23 per share.

F4 · kind: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · kind: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F4 · price: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · price: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F10 · derivative.exercise_date: In accordance with an amended investment agreement, dated as of November 11, 2019, the Bain Capital Entities are restricted from converting the Amended Convertible Notes prior to the date that is six months prior to their maturity date. Restriction does not, however, apply to a transferee in a "Permitted Transfer" as defined in such amended investment agreement. or to a conversion of Amended Convertible Notes following the occurrence or notice of a "Fundamental Change" as defined in the terms of the Amended Convertible Notes.

F11 · derivative.expiration_date: The Amended Convertible Notes mature on August 15, 2022, subject to earlier repurchase or conversion in accordance with their terms.

F12 · derivative.underlying_shares: Upon conversion of the Amended Convertible Notes, the Issuer is required to deliver, at its election, cash, shares of Common Stock or a combination of cash and shares of Common Stock. This number represents the number of shares of Common Stock issuable upon conversion of the Amended Convertible Notes, assuming the Issuer elects to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 48.9860 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The current conversion rate of 48.9860 per $1,000 principal amount of Amended Convertible Notes is equivalent to a current conversion price of approximately $20.41 per share of Common Stock. With respect to one half of the aggregate principal amount of the Amended Convertible Notes, the payment of the special dividend will be paid to holders in cash,

F13 · derivative.underlying_shares: (Continued from footnote 12) on an as-converted to Common Stock basis, in lieu of an adjustment to the conversion rate, and with respect to the other half, the then current conversion rate will automatically adjust following the payment of the special dividend as provided by the indenture governing such notes. The conversion rates are subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the indentures governing the Amended Convertible Notes.

F14 · derivative.underlying_shares: Based on the current conversion rate of 48.9860, it is estimated that the automatic adjustment for the special dividend on the payment date for the special dividend will result in a conversion rate of approximately 97.7364 shares of Common Stock per $1,000 principal amount of Amended Convertible Notes, which is equivalent to a conversion price of approximately $10.23 per share.

F3 · ownership.nature: Represents $734,431,000 aggregate principal amount of the 2.000% Convertible Senior Notes due 2022 (the "Amended Convertible Notes") of the Issuer held directly by the Bain Capital Entities.

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-000975 · doc4.xml · derivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 35,976,836 shares

Expires not disclosed

F9 · derivative.exercise_price: The initial conversion rate of 48.9860 per $1,000 principal amount of Convertible Notes is equivalent to an initial conversion price of approximately $20.41 per share of Common Stock.

F4 · kind: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · kind: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F4 · price: On November 11, 2019, the Issuer and the Bain Capital Entities entered into an amended investment agreement providing for the terms of the transactions described herein, which were approved in accordance with Rule 16b-3. The Issuer and the Bain Capital Entities agreed to amend the terms of the Convertible Notes in connection with the payment of a special dividend to the Issuer's stockholders, if declared by the board of directors and paid prior to April 3, 2020.

F5 · price: The Issuer and the Bain Capital Entities agreed to extend the maturity date of the Convertible Notes from 2021 until 2022, and to provide that one half of the Amended Convertible Notes will be exchanged for newly issued Amended Convertible Notes that will receive payment of the special dividend in cash (in lieu of an adjustment to the conversion rate). The aggregate amount of Convertible Notes held by the Bain Capital Entities has not changed since the date of their original acquisition. On January 9, 2020, the board of directors declared the special dividend of $12.00 per share.

F6 · derivative.exercise_date: In accordance with an investment agreement, dated as of June 12, 2016, the Bain Capital Entities were restricted from converting the Convertible Notes prior to the earlier of (i) the first anniversary of the date of issuance and (ii) the consummation of any change in control of the Issuer or entry into a definitive agreement for a transaction that, if consummated, would result in a change in control of the Issuer, in each case, subject to certain exceptions.

F7 · derivative.expiration_date: The Convertible Notes originally matured on August 15, 2021, subject to earlier redemption, repurchase or conversion in accordance with their terms.

F8 · derivative.underlying_shares: Upon conversion of the Convertible Notes, the Issuer was to deliver, at its election, cash, shares of Common Stock or a combination of cash and shares of Common Stock. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes if the Issuer elected to settle its conversion obligation solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial conversion rate of 48.9860 shares of Common Stock, and cash in lieu of fractional shares of Common Stock, per $1,000 principal amount of Convertible Notes. The initial conversion rate was subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of an indenture, dated as of August 1, 2016, by and between the Issuer and Wells Fargo Bank, National Association, as trustee.

F1 · ownership.nature: Represents $734,431,000 aggregate principal amount of the 2.000% Convertible Senior Notes due 2021 (the "Convertible Notes") of NortonLifeLock Inc. (formerly Symantec Corp.) (the "Issuer") held directly by BC Bearcat SPV, LP, FF Bearcat Holdings, LP, BCIP Associates IV (US), L.P., BCIP Associates IV-B (US), L.P., BCIP T Associates IV (US), L.P., and BCIP T Associates IV-B (US), L.P. (collectively, the "Bain Capital Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-028231 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investment IV Limited ("Glory IV") and Glory Investment IV-B Limited ("Glory IV-B" and, together with Glory A, Glory B, and Glory IV, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Glory A and Glory B and governs the investment strategy and decision-making process on behalf of Glory IV and Glory IV-B. David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-022037 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,916,004

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investment IV Limited ("Glory IV") and Glory Investment IV-B Limited ("Glory IV-B" and, together with Glory A, Glory B, and Glory IV, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Glory A and Glory B and governs the investment strategy and decision-making process on behalf of Glory IV and Glory IV-B. David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-014896 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,537,808

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investment IV Limited ("Glory IV") and Glory Investment IV-B Limited ("Glory IV-B" and, together with Glory A, Glory B, and Glory IV, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Glory A and Glory B and governs the investment strategy and decision-making process on behalf of Glory IV and Glory IV-B. David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-19-013804 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,882

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0000899243-19-013804 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,314

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date.

SEC source: 0000899243-19-013213 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,907

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one common share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2019 and will be settled in common shares on December 31, 2020.

SEC source: 0000899243-19-004154 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 32,038,002

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited ("Glory A"), Glory Investments B Limited ("Glory B"), Glory Investment IV Limited ("Glory IV") and Glory Investment IV-B Limited ("Glory IV-B" and, together with Glory A, Glory B, and Glory IV, the "Bain Capital Entities").

F2 · ownership.nature: Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Glory A and Glory B and governs the investment strategy and decision-making process on behalf of Glory IV and Glory IV-B. David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,190

F2 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0000899243-18-013536 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,950

F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units.100% of the restricted stock units vest on grant date.

SEC source: 0000899243-18-012343 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Common Share at a future date. Subject to the reporting person's continued service, the RSUs will fully vest on December 31, 2018 and will be settled in Common Shares on December 31, 2019.

SEC source: 0000899243-17-027290 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 40,538,196

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited, Glory Investments B Limited, Glory Investment IV Limited and Glory Investment IV-B Limited (collectively, the "Glory Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the xtent of his pecuniary interest therein.

SEC source: 0000899243-17-020839 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 49,038,390

F1 · ownership.nature: Represents Common Shares held directly by Glory Investment A Limited, Glory Investments B Limited, Glory Investment IV Limited and Glory Investment IV-B Limited (collectively, the "Glory Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Glory Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to the Common Shares held by the Glory Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the xtent of his pecuniary interest therein.

SEC source: 0000899243-17-013702 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,402,958

F1 · ownership.nature: Represents shares of Common Stock held directly by BC Brightness SPV, LP, BCIP Associates III, LLC, BCIP Associates III-B, LLC, BCIP T Associates III, LLC, BCIP T Associates III-B, LLC and BCIP Associates- G (collectively, the "Bain Capital Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-17-013509 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,630

F1 · shares: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.

SEC source: 0000899243-17-013509 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

SEC source: 0000899243-17-012842 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,620

F1 · shares: Represents an award of unvested restricted share units (RSUs) granted under the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Each RSU entitles the holder to receive one Genpact Limited common share at a future date. Subject to the Reporting Person's continued service, the RSUs will fully vest on December 31, 2017 and will be settled in common shares on December 31, 2018.

SEC source: 0000899243-16-034570 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,511,406

F1 · ownership.nature: Represents shares of Common Stock held directly or indirectly by Bain Capital Fund X, L.P., BC Brightness SPV, LP, BCIP Associates III, LLC, BCIP Associates III-B, LLC, BCIP T Associates III, LLC, BCIP T Associates III-B, LLC and BCIP Associates- G (collectively, the "Bain Capital Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-16-034315 · doc4.xml · nonDerivative · entry 2

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F4 · kind: Mr. Humphrey made a charitable gift of all 1,424 shares of Common Stock that he received in connection with the distribution described in footnote 3 above.

SEC source: 0000899243-16-034315 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,243,310

F3 · kind: On November 21, 2016 certain of the Bain Capital Entities distributed 265,528 shares of Common Stock to one or more members or partners of the Bain Capital Entities, including 1,424 shares of Common Stock to Mr. Humphrey in connection with certain charitable gifts made by such members or partners or their direct or indirect owners, including Mr. Humphrey, on November 21, 2016.

F3 · shares: On November 21, 2016 certain of the Bain Capital Entities distributed 265,528 shares of Common Stock to one or more members or partners of the Bain Capital Entities, including 1,424 shares of Common Stock to Mr. Humphrey in connection with certain charitable gifts made by such members or partners or their direct or indirect owners, including Mr. Humphrey, on November 21, 2016.

F1 · ownership.nature: Represents shares of Common Stock held directly by Bain Capital Fund X, L.P., BCIP Associates III, LLC, BCIP Associates III-B, LLC, BCIP T Associates III, LLC, BCIP T Associates III-B, LLC and BCIP Associates- G (collectively, the "Bain Capital Entities").

F2 · ownership.nature: The governance, investment strategy and decision-making process with respect to investments held by the Bain Capital Entities is directed by the Global Private Equity Board of Bain Capital Investors, LLC ("BCI"). David Humphrey is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Humphrey may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Bain Capital Entities. Mr. Humphrey disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0000899243-16-034838 · doc4.xml · nonDerivative · entry 1

Humphrey David · CIK 0001557605 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.