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GE

GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
RICE JOHN GSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000125 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
RICE JOHN GSenior Vice President
SaleCommon Stock 17,335 $33.11 $573,961.85
Disclosure

SEC source: 0001231205-04-000125 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,115

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
RICE JOHN GSenior Vice President
Exercise / conversionCommon Stock 30,000 $8.50 $255,000.00
Disclosure

SEC source: 0001231205-04-000125 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC PurchaseCommon Stock 9,700 $33.11 $321,167.00
Disclosure

SEC source: 0001231205-04-000126 · edgar.xml · nonDerivative · entry 2

GONZALEZ CLAUDIO X · CIK 0001188363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,152

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC PurchaseCommon Stock 300 $33.10 $9,930.00
Disclosure

SEC source: 0001231205-04-000126 · edgar.xml · nonDerivative · entry 1

GONZALEZ CLAUDIO X · CIK 0001188363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,452

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
CALHOUN DAVID LSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000127 · edgar.xml · derivative · entry 4

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
CALHOUN DAVID LSenior Vice President
SaleCommon Stock 17,675 $33.09 $584,865.75
Disclosure

SEC source: 0001231205-04-000127 · edgar.xml · nonDerivative · entry 2

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,125

Read SEC document
July 20, 2004 Filed Jul 20, 2004 18:40 UTC
CALHOUN DAVID LSenior Vice President
Exercise / conversionCommon Stock 30,000 $8.50 $255,000.00
Disclosure

SEC source: 0001231205-04-000127 · edgar.xml · nonDerivative · entry 1

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
SHERIN KEITH SSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000121 · edgar.xml · derivative · entry 7

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
SHERIN KEITH SSenior Vice President
SaleCommon Stock 28,041 $33.35 $935,167.35
Disclosure

SEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,796

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
SHERIN KEITH SSenior Vice President
Exercise / conversionCommon Stock 48,000 $8.50 $408,000.00
Disclosure

SEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
WOODBURN WILLIAM ASenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000122 · edgar.xml · derivative · entry 5

WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
WOODBURN WILLIAM ASenior Vice President
SaleCommon Stock 59,096 $33.35 $1,970,851.60
Disclosure

SEC source: 0001231205-04-000122 · edgar.xml · nonDerivative · entry 3

WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,091

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
WOODBURN WILLIAM ASenior Vice President
SaleCommon Stock 9,200 $33.36 $306,912.00
Disclosure

SEC source: 0001231205-04-000122 · edgar.xml · nonDerivative · entry 2

WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,187

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
WOODBURN WILLIAM ASenior Vice President
Exercise / conversionCommon Stock 120,000 $8.50 $1,020,000.00
Disclosure

SEC source: 0001231205-04-000122 · edgar.xml · nonDerivative · entry 1

WOODBURN WILLIAM A · CIK 0001233176 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
TROTTER LLOYD GSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000123 · edgar.xml · derivative · entry 4

TROTTER LLOYD G · CIK 0001233174 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
TROTTER LLOYD GSenior Vice President
SaleCommon Stock 17,074 $33.35 $569,417.90
Disclosure

SEC source: 0001231205-04-000123 · edgar.xml · nonDerivative · entry 2

TROTTER LLOYD G · CIK 0001233174 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,211

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:42 UTC
TROTTER LLOYD GSenior Vice President
Exercise / conversionCommon Stock 30,000 $8.50 $255,000.00
Disclosure

SEC source: 0001231205-04-000123 · edgar.xml · nonDerivative · entry 1

TROTTER LLOYD G · CIK 0001233174 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:43 UTC
NISSEN DAVID RSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 66,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000124 · edgar.xml · derivative · entry 5

NISSEN DAVID R · CIK 0001233168 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:43 UTC
NISSEN DAVID RSenior Vice President
SaleCommon Stock 37,563 $33.35 $1,252,726.05
Disclosure

SEC source: 0001231205-04-000124 · edgar.xml · nonDerivative · entry 2

NISSEN DAVID R · CIK 0001233168 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,598

Read SEC document
July 16, 2004 Filed Jul 16, 2004 19:43 UTC
NISSEN DAVID RSenior Vice President
Exercise / conversionCommon Stock 66,000 $8.50 $561,000.00
Disclosure

SEC source: 0001231205-04-000124 · edgar.xml · nonDerivative · entry 1

NISSEN DAVID R · CIK 0001233168 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:43 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000117 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:43 UTC
CASSIDY KATHRYN AVice President
SaleCommon Stock 42,000 $33.45 $1,404,900.00
Disclosure

SEC source: 0001231205-04-000117 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,059

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:43 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionCommon Stock 42,000 $8.50 $357,000.00
Disclosure

SEC source: 0001231205-04-000117 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:44 UTC
DAMMERMAN DENNIS DVice Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 42,500 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000120 · edgar.xml · derivative · entry 5

DAMMERMAN DENNIS D · CIK 0001233157 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2004-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:44 UTC
DAMMERMAN DENNIS DVice Chairman
SaleCommon Stock 5,000 $33.20 $166,000.00
Disclosure

SEC source: 0001231205-04-000120 · edgar.xml · nonDerivative · entry 4

DAMMERMAN DENNIS D · CIK 0001233157 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,843

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:44 UTC
DAMMERMAN DENNIS DVice Chairman
SaleCommon Stock 10,000 $33.15 $331,500.00
Disclosure

SEC source: 0001231205-04-000120 · edgar.xml · nonDerivative · entry 3

DAMMERMAN DENNIS D · CIK 0001233157 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,843

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:44 UTC
DAMMERMAN DENNIS DVice Chairman
SaleCommon Stock 10,175 $33.13 $337,097.75
Disclosure

SEC source: 0001231205-04-000120 · edgar.xml · nonDerivative · entry 2

DAMMERMAN DENNIS D · CIK 0001233157 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,843

Read SEC document
July 15, 2004 Filed Jul 15, 2004 20:44 UTC
DAMMERMAN DENNIS DVice Chairman
Exercise / conversionCommon Stock 42,500 $8.50 $361,250.00
Disclosure

SEC source: 0001231205-04-000120 · edgar.xml · nonDerivative · entry 1

DAMMERMAN DENNIS D · CIK 0001233157 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:43 UTC
CONATY WILLIAM JSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000118 · edgar.xml · derivative · entry 5

CONATY WILLIAM J · CIK 0001233156 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:43 UTC
CONATY WILLIAM JSenior Vice President
SaleCommon Stock 68,806 $33.10 $2,277,478.60
Disclosure

SEC source: 0001231205-04-000118 · edgar.xml · nonDerivative · entry 2

CONATY WILLIAM J · CIK 0001233156 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,739

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:43 UTC
CONATY WILLIAM JSenior Vice President
Exercise / conversionCommon Stock 120,000 $8.50 $1,020,000.00
Disclosure

SEC source: 0001231205-04-000118 · edgar.xml · nonDerivative · entry 1

CONATY WILLIAM J · CIK 0001233156 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:44 UTC
HEINEMAN BENJAMIN W JRSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 270,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-04-000119 · edgar.xml · derivative · entry 4

HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:44 UTC
HEINEMAN BENJAMIN W JRSenior Vice President
SaleCommon Stock 79,328 $33.13 $2,628,136.64
Disclosure

SEC source: 0001231205-04-000119 · edgar.xml · nonDerivative · entry 3

HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,384

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:44 UTC
HEINEMAN BENJAMIN W JRSenior Vice President
SaleCommon Stock 75,000 $33.12 $2,484,000.00
Disclosure

SEC source: 0001231205-04-000119 · edgar.xml · nonDerivative · entry 2

HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,712

Read SEC document
July 14, 2004 Filed Jul 15, 2004 20:44 UTC
HEINEMAN BENJAMIN W JRSenior Vice President
Exercise / conversionCommon Stock 270,000 $8.50 $2,295,000.00
Disclosure

SEC source: 0001231205-04-000119 · edgar.xml · nonDerivative · entry 1

HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000106 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

Underlying: Common Stock · 1,404 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,802 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000107 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154

Underlying: Common Stock · 1,802 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000108 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,493

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,145 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000109 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,972

Underlying: Common Stock · 2,145 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000110 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,082

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:05 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,145 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000111 · edgar.xml · derivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,502

Underlying: Common Stock · 2,145 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:06 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,287 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000112 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,448

Underlying: Common Stock · 1,287 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 01, 2004 Filed Jul 2, 2004 15:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000113 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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July 01, 2004 Filed Jul 2, 2004 15:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000114 · edgar.xml · derivative · entry 1

GONZALEZ CLAUDIO X · CIK 0001188363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,531

Underlying: Common Stock · 2,340 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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July 01, 2004 Filed Jul 2, 2004 15:07 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,950 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000115 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,438

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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July 01, 2004 Filed Jul 2, 2004 15:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,287 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000116 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

Underlying: Common Stock · 1,287 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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June 27, 2004 Filed Jun 29, 2004 17:36 UTC
BECCALLI FERDINANDOSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000102 · edgar.xml · derivative · entry 4

BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 11,250 shares

Expires 2004-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

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June 27, 2004 Filed Jun 29, 2004 17:36 UTC
BECCALLI FERDINANDOSenior Vice President
Tax withholdingCommon Stock 4,664 $32.64 $152,232.96
Disclosure

SEC source: 0001231205-04-000102 · edgar.xml · nonDerivative · entry 2

BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,876

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June 27, 2004 Filed Jun 29, 2004 17:36 UTC
BECCALLI FERDINANDOSenior Vice President
Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000102 · edgar.xml · nonDerivative · entry 1

BECCALLI FERDINANDO · CIK 0001263531 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.