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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2020 Filed Jul 30, 2020 10:24 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000117 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 10:31 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000119 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 10,404 shares

Expires 2020-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2020 Filed Jul 30, 2020 10:31 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 5,311 $6.83 $36,274.13
Disclosure

SEC source: 0001231205-20-000119 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,664

Read SEC document
July 28, 2020 Filed Jul 30, 2020 10:31 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000119 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,206 $7.25 $44,993.50
Disclosure

SEC source: 0001209191-20-040011 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,849

Underlying: Common Stock · 6,206 shares

Expires not disclosed

F3 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 12:56 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,689 $7.25 $77,495.25
Disclosure

SEC source: 0001231205-20-000101 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,047

Underlying: Common Stock · 10,689 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 12:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,845 $7.25 $20,626.25
Disclosure

SEC source: 0001231205-20-000102 · edgar.xml · derivative · entry 1

Carter Ashton B · CIK 0001720660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Underlying: Common Stock · 2,845 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:00 UTC GrantDeferred Fee Phantom Stock Units · Derivative 11,551 $7.25 $83,744.75
Disclosure

SEC source: 0001231205-20-000103 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,043

Underlying: Common Stock · 11,551 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 7,448 $7.25 $53,998.00
Disclosure

SEC source: 0001231205-20-000104 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,892

Underlying: Common Stock · 7,448 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:04 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,310 $7.25 $45,747.50
Disclosure

SEC source: 0001231205-20-000105 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,586

Underlying: Common Stock · 6,310 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,620 $7.25 $47,995.00
Disclosure

SEC source: 0001231205-20-000106 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,109

Underlying: Common Stock · 6,620 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 7,344 $7.25 $53,244.00
Disclosure

SEC source: 0001231205-20-000107 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,288

Underlying: Common Stock · 7,344 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,827 $7.25 $49,495.75
Disclosure

SEC source: 0001231205-20-000108 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,317

Underlying: Common Stock · 6,827 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 13:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 9,827 $7.25 $71,245.75
Disclosure

SEC source: 0001231205-20-000109 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,202

Underlying: Common Stock · 9,827 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 12:39 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 52,019 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000091 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,019

Underlying: Common Stock · 52,019 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 09, 2020 Filed Jun 11, 2020 12:39 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 24,449 $8.06 $197,058.94
Disclosure

SEC source: 0001231205-20-000091 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,072

Read SEC document
June 09, 2020 Filed Jun 11, 2020 12:39 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 52,019 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000091 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:55 UTC SaleCommon stock, par value $0.06 per share 4,904,523 $6.46 $31,670,466.82
Disclosure

SEC source: 0001209191-20-031781 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 59,286,680

F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.33 to $6.545. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F3 · ownership.nature: (FN 2, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 86,698 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · derivative · entry 6

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,699

Underlying: Common Stock · 86,698 shares

Expires 2020-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 35,338 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · derivative · entry 5

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,338

Underlying: Common Stock · 35,338 shares

Expires 2020-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 38,538 $6.42 $247,413.96
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 4

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,580

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 86,698 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 3

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Tax withholdingCommon Stock 15,708 $6.42 $100,845.36
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,420

Read SEC document
April 24, 2020 Filed Apr 28, 2020 21:09 UTC
Holston Michael JSenior Vice President
Exercise / conversionCommon Stock 35,338 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000087 · edgar.xml · nonDerivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,754 $7.82 $44,996.28
Disclosure

SEC source: 0001209191-20-022683 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,581

Underlying: Common Stock · 5,754 shares

Expires not disclosed

F3 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:37 UTC GrantDeferred Fee Phantom Stock Units · Derivative 9,910 $7.82 $77,496.20
Disclosure

SEC source: 0001231205-20-000077 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,233

Underlying: Common Stock · 9,910 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:38 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,710 $7.82 $83,752.20
Disclosure

SEC source: 0001231205-20-000078 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,309

Underlying: Common Stock · 10,710 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,905 $7.82 $53,997.10
Disclosure

SEC source: 0001231205-20-000079 · edgar.xml · derivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,386

Underlying: Common Stock · 6,905 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:39 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,850 $7.82 $45,747.00
Disclosure

SEC source: 0001231205-20-000080 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,198

Underlying: Common Stock · 5,850 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:40 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,138 $7.82 $47,999.16
Disclosure

SEC source: 0001231205-20-000081 · edgar.xml · derivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,464

Underlying: Common Stock · 6,138 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 6,809 $7.82 $53,246.38
Disclosure

SEC source: 0001231205-20-000082 · edgar.xml · derivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,908

Underlying: Common Stock · 6,809 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:42 UTC GrantDeferred Fee Phantom Stock Units · Derivative 10,550 $7.82 $82,501.00
Disclosure

SEC source: 0001231205-20-000083 · edgar.xml · derivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,397

Underlying: Common Stock · 10,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:43 UTC GrantDeferred Fee Phantom Stock Units · Derivative 9,111 $7.82 $71,248.02
Disclosure

SEC source: 0001231205-20-000084 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,137

Underlying: Common Stock · 9,111 shares

Expires not disclosed

F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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March 02, 2020 Filed Mar 4, 2020 22:08 UTC
Dybeck Happe CarolinaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 2,061,856 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000051 · edgar.xml · derivative · entry 1

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,061,856

Underlying: Common Stock · 2,061,856 shares

Expires 2030-03-02

F1 · derivative.exercise_date: The Stock Options become exercisable in a single tranche on the fourth anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:17 UTC
Cox L KevinSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 245,232 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000053 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,232

Underlying: Common Stock · 245,232 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:17 UTC
Cox L KevinSenior Vice President
GrantRestricted Stock Units · Derivative 48,980 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000053 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,980

Underlying: Common Stock · 48,980 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:20 UTC
Dybeck Happe CarolinaSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 408,720 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000055 · edgar.xml · derivative · entry 2

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,720

Underlying: Common Stock · 408,720 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:20 UTC
Dybeck Happe CarolinaSenior Vice President
GrantRestricted Stock Units · Derivative 81,633 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000055 · edgar.xml · derivative · entry 1

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,633

Underlying: Common Stock · 81,633 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:23 UTC
Holston Michael JSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 224,796 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000057 · edgar.xml · derivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,796

Underlying: Common Stock · 224,796 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:23 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Units · Derivative 44,898 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000057 · edgar.xml · derivative · entry 1

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,898

Underlying: Common Stock · 44,898 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:25 UTC
Murphy Kieran PiusSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 408,720 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000059 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,720

Underlying: Common Stock · 408,720 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

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March 02, 2020 Filed Mar 4, 2020 22:25 UTC
Murphy Kieran PiusSenior Vice President
GrantRestricted Stock Units · Derivative 81,633 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000059 · edgar.xml · derivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,633

Underlying: Common Stock · 81,633 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:27 UTC
Pecresse JeromeSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 212,535 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000061 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,535

Underlying: Common Stock · 212,535 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:27 UTC
Pecresse JeromeSenior Vice President
GrantRestricted Stock Units · Derivative 42,449 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000061 · edgar.xml · derivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,449

Underlying: Common Stock · 42,449 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:29 UTC
Stokes RussellSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 286,104 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000063 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,104

Underlying: Common Stock · 286,104 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:29 UTC
Stokes RussellSenior Vice President
GrantRestricted Stock Units · Derivative 57,143 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000063 · edgar.xml · derivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,143

Underlying: Common Stock · 57,143 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:31 UTC
Strazik ScottSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 273,842 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000065 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,842

Underlying: Common Stock · 273,842 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:31 UTC
Strazik ScottSenior Vice President
GrantRestricted Stock Units · Derivative 54,694 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000065 · edgar.xml · derivative · entry 4

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,694

Underlying: Common Stock · 54,694 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:33 UTC
Timko Thomas SVice President
GrantEmployee Stock Option (right to buy) · Derivative 141,690 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000067 · edgar.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,690

Underlying: Common Stock · 141,690 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:33 UTC
Timko Thomas SVice President
GrantRestricted Stock Units · Derivative 31,837 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000067 · edgar.xml · derivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,837

Underlying: Common Stock · 31,837 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.