Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELTA AIR LINES, INC.DAL · Entity 3029 | Director | June 16, 2022 | June 21, 2022 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | October 01, 2022 | October 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELTA AIR LINES, INC.
Report date June 16, 2022 · Filed June 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,050 |
Reported balance
After 2022-06-16 transaction · row 1
1 source rowRow 1 · 2022-06-16 · Grant · Acquired 6,430 · Balance 26,050 F1: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $190,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 16, 2022. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). |
Filing footnotes · ownership attribution and instrument terms
F1: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $190,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 16, 2022. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1).
GENERAL ELECTRIC CO
Report date October 01, 2022 · Filed October 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,506 |
Reported balance
After 2022-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-01 · Grant · Acquired 682 · Balance 5,506 F1: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2022 Filed Oct 4, 2022 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 682 | $68.21 | $46,519.22 |
DisclosureSEC source: 0001062993-22-020357 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,506 Underlying: Common Stock · 682 shares Expires not disclosed F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 669 | $69.53 | $46,515.57 |
DisclosureSEC source: 0001062993-22-016084 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 Underlying: Common Stock · 669 shares Expires not disclosed F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 6,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-004461 · ownership.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,050 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $190,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 16, 2022. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $190,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 16, 2022. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 502 | $92.62 | $46,495.24 |
DisclosureSEC source: 0001062993-22-009482 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 Underlying: Common Stock · 502 shares Expires not disclosed F1 · security: Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 493 | $94.23 | $46,455.39 |
DisclosureSEC source: 0001062993-22-000339 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,643 Underlying: Common Stock · 493 shares Expires not disclosed F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:49 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 453 | $102.67 | $46,509.51 |
DisclosureSEC source: 0001062993-21-009077 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147 Underlying: Common Stock · 453 shares Expires not disclosed F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,469 | $13.40 | $46,484.60 |
DisclosureSEC source: 0001062993-21-006163 · form4.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,539 Underlying: Common Stock · 3,469 shares Expires not disclosed F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:01 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-002652 · ownership.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,620 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 17, 2021. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 17, 2021. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 00:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,529 | $13.18 | $46,512.22 |
DisclosureSEC source: 0001231205-21-000114 · edgar.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,059 Underlying: Common Stock · 3,529 shares Expires not disclosed F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 23:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,279 | $10.87 | $46,512.73 |
DisclosureSEC source: 0001231205-21-000013 · edgar.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,521 Underlying: Common Stock · 4,279 shares Expires not disclosed F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 23:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 7,393 | $6.29 | $46,501.97 |
DisclosureSEC source: 0001231205-20-000176 · edgar.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,359 Underlying: Common Stock · 7,393 shares Expires not disclosed F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 12:58 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,845 | $7.25 | $20,626.25 |
DisclosureSEC source: 0001231205-20-000102 · edgar.xml · derivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,845 Underlying: Common Stock · 2,845 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 21:10 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 5,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-002026 · ownership.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,690 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2020. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2020. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-001969 · ownership.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 20, 2019. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 20, 2019. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:32 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-001837 · ownership.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,870 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 28, 2018. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award of $175,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 28, 2018. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:31 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 3,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-002748 · carter_frm4.xml · nonDerivative · entry 1 Carter Ashton B · CIK 0001720660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 F1 · shares: Non-employee members of Delta's Board of Directors receive an annual restricted stock award. The shares reported in this Form 4 represent the annual restricted stock award to the Reporting Person, as approved by the Board of Directors as of October 23, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d). F1 · price: Non-employee members of Delta's Board of Directors receive an annual restricted stock award. The shares reported in this Form 4 represent the annual restricted stock award to the Reporting Person, as approved by the Board of Directors as of October 23, 2017. The shares were acquired in a transaction exempt under Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.